Fixed Income Clearing Corporation (FICC-AN) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-80361 | SEC Issue Date:Apr 3, 2017 | File Number:SR-FICC-2017-803 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of Filing of Advance Notice to Establish the Centrally Cleared Institutional Triparty Service and Make Other Changes See Also - Exhibit 5 |
| Release Number:34-80341 | SEC Issue Date:Mar 30, 2017 | File Number:SR-FICC-2017-801 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of No Objection to Advance Notice Filing to (1) Implement the Margin Proxy and (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies View Received Comments See Also - Rel. No. 34-80139 |
| Release Number:34-80191 | SEC Issue Date:Mar 9, 2017 | File Number:SR-FICC-2017-802 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of Filing of Advance Notice to Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook View Received Comments See Also - Exhibit 5, Rel. No. 34-81054 |
| Release Number:34-80139 | SEC Issue Date:Mar 2, 2017 | File Number:SR-FICC-2017-801 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of Filing of Advance Notice to (1) Implement the Margin Proxy and (2) Modify the Calculation of the Coverage Charge in Circumstances Where the Margin Proxy Applies View Received Comments See Also - Exhibit 2, Exhibit 5, Rel. No. 34-80341 |
| Release Number:34-79843 | SEC Issue Date:Jan 19, 2017 | File Number:SR-FICC-2016-801 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of No Objection to Advance Notice Filing to Implement a Change to the Methodology Used in the MBSD VaR Model |
| Release Number:34-79643 | SEC Issue Date:Dec 21, 2016 | File Number:SR-FICC-2016-801 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of Filing of an Advance Notice to Implement a Change to the Methodology Used in the MBSD VaR Model |
| Release Number:34-74142 | SEC Issue Date:Jan 27, 2015 | File Number:SR-NSCC-2014-811, SR-FICC-2014-810, SR-DTC-2014-812 | SRO Organization:National Securities Clearing Corporation (NSCC-AN), Fixed Income Clearing Corporation (FICC-AN), The Depository Trust Company (DTC-AN) |
Details: Notice of No Objection to Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005 View Received Comments See Also - Rel. No. 34-73975, Rel. No. 34-73755 |
| Release Number:34-73975 | SEC Issue Date:Dec 31, 2014 | File Number:SR-NSCC-2014-811, SR-FICC-2014-810, SR-DTC-2014-812 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN), National Securities Clearing Corporation (NSCC-AN), The Depository Trust Company (DTC-AN) |
Details: Notice of Extension of Review Period of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005 View Received Comments See Also - Rel. No. 34-74142, Rel. No. 34-73755 |
| Release Number:34-73755 | SEC Issue Date:Dec 5, 2014 | File Number:SR-NSCC-2014-811, SR-FICC-2014-810, SR-DTC-2014-812 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN), National Securities Clearing Corporation (NSCC-AN), The Depository Trust Company (DTC-AN) |
Details: Notice of Filing of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005 View Received Comments See Also - Rel. No. 34-74142, Rel. No. 34-73975 |
| Release Number:34-73388 | SEC Issue Date:Oct 17, 2014 | File Number:SR-FICC-2014-801 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of No Objection to Advance Notice Filing, as Amended by Amendment No. 1, Concerning the Government Security Division's Inclusion of GCF Repo® Positions in Its Intraday Participant Clearing Fund Requirement Calculation, and Its Hourly Internal Surveillance Cycles |