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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-74717 SEC Issue Date:Apr 13, 2015 File Number:SR-EDGA-2015-17 SRO Organization:EDGA Exchange (EDGA) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the BATS One Feed Under Rule 13.8(b) To Include Consolidated Volume for All Listed Equity Securities
See Also - Exhibit 5
Release Number:34-74707 SEC Issue Date:Apr 10, 2015 File Number:SR-EDGA-2015-16 SRO Organization:EDGA Exchange (EDGA) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc.
See Also - Exhibit 5
Release Number:34-74663 SEC Issue Date:Apr 7, 2015 File Number:SR-EDGA-2015-15 SRO Organization:EDGA Exchange (EDGA) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 11.8, 11.9, 11.10, 11.11, and 11.16 Regarding the Limit Up-Limit Down Plan
See Also - Exhibit 5
Release Number:34-74600 SEC Issue Date:Mar 27, 2015 File Number:SR-EDGA-2015-14 SRO Organization:EDGA Exchange (EDGA) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees for the BATS One Market Data Product
See Also - Exhibit 5
Release Number:34-74462 SEC Issue Date:Mar 10, 2015 File Number:SR-EDGA-2015-13 SRO Organization:EDGA Exchange (EDGA) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc.
See Also - Exhibit 5
Release Number:34-74435 SEC Issue Date:Mar 4, 2015 File Number:SR-EDGA-2015-10 SRO Organization:EDGA Exchange (EDGA) Details: Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGA Exchange, Inc.
See Also - Exhibit 5, Rel. No. 34-75459, Rel. No. 34-74763
Release Number:34-74380 SEC Issue Date:Feb 26, 2015 File Number:SR-EDGA-2015-12 SRO Organization:EDGA Exchange (EDGA) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11, Routing to Away Trading Centers, To Delete References to the ROLF Routing Option, Which Routed Orders to LavaFlow ECN
Release Number:34-74295 SEC Issue Date:Feb 18, 2015 File Number:SR-EDGA-2015-11 SRO Organization:EDGA Exchange (EDGA) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled "Imposition of Fines for Minor Violation(s) of Rules"
See Also - Exhibit 5
Release Number:34-74283 SEC Issue Date:Feb 18, 2015 File Number:SR-EDGA-2015-09 SRO Organization:EDGA Exchange (EDGA) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for EDGA Top, EDGA Last Sale, and the BATS One Feed
View Received Comments
See Also - Exhibit 5
Release Number:34-74254 SEC Issue Date:Feb 11, 2015 File Number:SR-EDGA-2015-06 SRO Organization:EDGA Exchange (EDGA) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5, 2.3, 2.5, and 2.6 Related to the Registration Requirements for Members of EDGA Exchange, Inc.
See Also - Exhibit 5