National Securities Clearing Corporation Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-89088 | SEC Issue Date:Jun 18, 2020 | File Number:SR-NSCC-2020-010 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of and Immediate Effectiveness of a Proposed Rule Change To Amend Rules With Respect to Index Receipts View Received Comments See Also - Exhibit 5 |
| Release Number:34-88911 | SEC Issue Date:May 20, 2020 | File Number:SR-NSCC-2020-008, SR-FICC-2020-004, SR-DTC-2020-008 | SRO Organization:National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) |
Details: Order Approving a Proposed Rule Change To Modify the Clearing Agency Model Risk Management Framework |
| Release Number:34-88885 | SEC Issue Date:May 15, 2020 | File Number:SR-NSCC-2020-003 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV View Received Comments |
| Release Number:34-88637 | SEC Issue Date:Apr 15, 2020 | File Number:SR-NSCC-2020-008 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change To Modify the Clearing Agency Model Risk Management Framework See Also - Exhibit 5 |
| Release Number:34-88579 | SEC Issue Date:Apr 7, 2020 | File Number:SR-NSCC-2020-009 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove Access to the Fund/SERV Service by Data Services Only Members in Rule 52 and Revise the Defined Term for Fund/SERV in the NSCC Rules See Also - Exhibit 5 |
| Release Number:34-88514 | SEC Issue Date:Mar 30, 2020 | File Number:SR-NSCC-2020-007 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Clearing Agency Investment Policy See Also - Exhibit 5 |
| Release Number:34-88494 | SEC Issue Date:Mar 27, 2020 | File Number:SR-NSCC-2020-002 | SRO Organization:National Securities Clearing Corporation |
Details: Order Approving a Proposed Rule Change To Enhance the Calculation of the Family-Issued Securities Charge |
| Release Number:34-88474 | SEC Issue Date:Mar 25, 2020 | File Number:SR-NSCC-2020-003 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change To Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV View Received Comments See Also - Exhibit 5 |
| Release Number:34-88343 | SEC Issue Date:Mar 6, 2020 | File Number:SR-NSCC-2020-006 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Implementation Date of National Securities Clearing Corporation's Enhancements to the Haircut-Based Volatility Charge Applicable to Municipal Bonds See Also - Exhibit 5 |
| Release Number:34-88260 | SEC Issue Date:Feb 21, 2020 | File Number:SR-NSCC-2020-004 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Implementation Date of National Securities Clearing Corporation's Enhancements to the Haircut-Based Volatility Charge Applicable to Municipal Bonds See Also - Exhibit 5 |