National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Self-Regulatory Organization Rulemaking Table
|
File Number
|
SRO Organization
|
Details
|
||
|---|---|---|---|---|
| Release Number:34-93671 | SEC Issue Date:Nov 24, 2021 | File Number:SR-NSCC-2021-012 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Revisions and Clarifications to the Rules Comments Due: December 21, 2021 See Also - Exhibit 5 Submit a Comment on SR-NSCC-2021-012
|
| Release Number:34-93532 | SEC Issue Date:Nov 5, 2021 | File Number:SR-NSCC-2021-010 | SRO Organization:National Securities Clearing Corporation |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes Comments Due: December 3, 2021 Rebuttal comments due: December 17, 2021 View Received Comments |
| Release Number:34-93278 | SEC Issue Date:Oct 8, 2021 | File Number:SR-NSCC-2021-007 | SRO Organization:National Securities Clearing Corporation |
Details: Order Approving the Proposed Rule Change Relating to Confidential Information, Market Disruption Events, and Other Changes Comments Due: August 3, 2021 |
| Release Number:34-93070 | SEC Issue Date:Sep 20, 2021 | File Number:SR-NSCC-2021-011 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1 To Remove ID Net Transactions From the Required Fund Deposit Calculations and Make Other Changes to the Rules Comments Due: October 15, 2021 View Received Comments |
| Release Number:34-92860 | SEC Issue Date:Sep 2, 2021 | File Number:SR-NSCC-2021-010 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes Comments Due: September 2, 2021 View Received Comments |
| Release Number:34-92750 | SEC Issue Date:Aug 25, 2021 | File Number:SR-NSCC-2021-007 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Confidential Information, Market Disruption Events, Systems Disconnect, and Other Changes Comments Due: August 3, 2021 |
| Release Number:34-92682 | SEC Issue Date:Aug 17, 2021 | File Number:SR-NSCC-2021-009 | SRO Organization:National Securities Clearing Corporation |
Details: Order Approving a Proposed Rule Change To Modify the Rules & Procedures of National Securities Clearing Corporation in Connection With the Implementation of Section 1446(f) of the Internal Revenue Code of 1986 Comments Due: August 13, 2021 |
| Release Number:34-92640 | SEC Issue Date:Aug 11, 2021 | File Number:SR-NSCC-2021-005 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, To Increase the National Securities Clearing Corporation's Minimum Required Fund Deposit Comments Due: September 7, 2021 View Received Comments |
| Release Number:34-92570 | SEC Issue Date:Aug 5, 2021 | File Number:SR-NSCC-2021-010 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes Comments Due: September 2, 2021 View Received Comments See Also - Exhibit 5 |
| Release Number:34-92566 | SEC Issue Date:Aug 5, 2021 | File Number:SR-NSCC-2021-011 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of a Proposed Rule Change To Remove ID Net Transactions From the Required Fund Deposit Calculations and Make Other Changes to the Rules Comments Due: September 1, 2021 View Received Comments See Also - Exhibit 5 |