National Securities Clearing Corporation Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-92437 | SEC Issue Date:Jul 19, 2021 | File Number:SR-NSCC-2021-009 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of a Proposed Rule Change To Modify the Rules & Procedures of National Securities Clearing Corporation in Connection With the Implementation of Section 1446(f) of the Internal Revenue Code of 1986 Comments Due: August 13, 2021 See Also - Exhibit 5 |
| Release Number:34-92381 | SEC Issue Date:Jul 13, 2021 | File Number:SR-NSCC-2021-008 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework Comments Due: August 9, 2021 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-NSCC-2021-008
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| Release Number:34-92334 | SEC Issue Date:Jul 7, 2021 | File Number:SR-NSCC-2021-007 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change Relating To Confidential Information, Market Disruption Events, and Other Changes Comments Due: August 3, 2021 See Also - Exhibit 5 |
| Release Number:34-92250 | SEC Issue Date:Jun 24, 2021 | File Number:SR-NSCC-2021-005 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Increase the National Securities Clearing Corporation's Minimum Required Fund Deposit Comments Due: June 4, 2021 View Received Comments |
| Release Number:34-92213 | SEC Issue Date:Jun 21, 2021 | File Number:SR-NSCC-2021-002 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend the Supplemental Liquidity Deposit Requirements Comments Due: July 15, 2021 View Received Comments |
| Release Number:34-91881 | SEC Issue Date:May 12, 2021 | File Number:SR-NSCC-2021-006 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Clarifications, Corrections and Certain Other Changes to the NSCC Rules & Procedures Comments Due: June 8, 2021 View Received Comments See Also - Exhibit 5 |
| Release Number:34-91809 | SEC Issue Date:May 10, 2021 | File Number:SR-NSCC-2021-005 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change To Increase the National Securities Clearing Corporation's Minimum Required Fund Deposit Comments Due: June 4, 2021 View Received Comments See Also - Exhibit 3, Exhibit 5 |
| Release Number:34-91788 | SEC Issue Date:May 7, 2021 | File Number:SR-NSCC-2021-002 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Designation of Longer Period for Commission Action and Longer Period for Comment on Proposed Rule Change To Amend the Supplemental Liquidity Deposit Requirements Comments Due: June 2, 2021 View Received Comments |
| Release Number:34-91587 | SEC Issue Date:Apr 16, 2021 | File Number:SR-NSCC-2021-003, SR-FICC-2021-001, SR-DTC-2021-002 | SRO Organization:National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) |
Details: Order Approving Proposed Rule Changes To Revise the Clearing Agency Investment Policy Comments Due: April 6, 2021 View Received Comments |
| Release Number:34-91428 | SEC Issue Date:Mar 29, 2021 | File Number:SR-NSCC-2021-004 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Recovery & Wind-Down Plan Comments Due: April 23, 2021 View Received Comments See Also - Exhibit 5 |