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Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number:34-90270 SEC Issue Date:Oct 26, 2020 File Number:SR-LCHSA-2020-006 SRO Organization:Banque Centrale De Compensation Details: Notice of Filing of Proposed Rule Change Relating to the Amendments of LCH SA Risk Liquidity Modeling Framework
See Also - Exhibit 5
Release Number:34-90207 SEC Issue Date:Oct 15, 2020 File Number:SR-LCHSA-2020-004 SRO Organization:Banque Centrale De Compensation Details: Order Approving Proposed Rule Change Relating to the Clearing of Single Name Credit Default Swaps Referencing Monoline Insurance Companies and the Amendment of LCH SA's Rules in Accordance With Its Risk Policies
Release Number:34-90099 SEC Issue Date:Oct 6, 2020 File Number:SR-LCHSA-2020-005 SRO Organization:Banque Centrale De Compensation Details: Notice of Filing of Proposed Rule Change Relating to the Clearing of Options on Index Credit Default Swaps in Respect of North American Indices (More Specifically, CDX.NA.IG and CDX.NA.HY)
See Also - Exhibit 3, Exhibit 5a, Exhibit 5b
Release Number:34-89793 SEC Issue Date:Sep 9, 2020 File Number:SR-LCHSA-2020-003 SRO Organization:Banque Centrale De Compensation Details: Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to LCH SA's Governance Arrangements
Release Number:34-89760 SEC Issue Date:Sep 3, 2020 File Number:SR-LCHSA-2020-004 SRO Organization:Banque Centrale De Compensation Details: Notice of Filing of Proposed Rule Change Relating to the Clearing of Single Name Credit Default Swaps Referencing Monoline Insurance Companies and the Amendment of LCH SA's Rules in Accordance With its Risk Policies
See Also - Exhibit 3, Exhibit 5
Release Number:34-89678 SEC Issue Date:Aug 26, 2020 File Number:SR-LCHSA-2020-002 SRO Organization:Banque Centrale De Compensation Details: Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Clearing of Markit iTraxx MSCI ESG Screened Europe Index Contracts
Release Number:34-89465 SEC Issue Date:Aug 4, 2020 File Number:SR-LCHSA-2020-003 SRO Organization:Banque Centrale De Compensation Details: Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to LCH SA's Governance Arrangements
See Also - Exhibit 5
Release Number:34-89268 SEC Issue Date:Jul 9, 2020 File Number:SR-LCHSA-2020-002 SRO Organization:Banque Centrale De Compensation Details: Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Introduction of Clearing of the New Markit iTraxx MSCI ESG Screened Europe Index Contracts
See Also - Exhibit 5
Release Number:34-88578 SEC Issue Date:Apr 7, 2020 File Number:SR-LCHSA-2020-001 SRO Organization:Banque Centrale De Compensation Details: Order Approving Proposed Rule Change Relating to Amendments to the Wind Down Plan
Release Number:34-88297 SEC Issue Date:Feb 27, 2020 File Number:SR-LCHSA-2020-001 SRO Organization:Banque Centrale De Compensation Details: Notice of Filing of Proposed Rule Change Relating to Amendments to the Wind Down Plan