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Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number:34-88039 SEC Issue Date:Jan 24, 2020 File Number:SR-LCHSA-2019-007 SRO Organization:Banque Centrale De Compensation Details: Order Approving Proposed Rule Change Relating to Amendments to LCH SA's Liquidity Risk Modelling Framework
Release Number:34-88021 SEC Issue Date:Jan 23, 2020 File Number:SR-LCHSA-2019-011 SRO Organization:Banque Centrale De Compensation Details: Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to Amendments to CDS Clearing Supplement To Reflect the ISDA NTCE Protocol and Supplement
Release Number:34-87886 SEC Issue Date:Jan 3, 2020 File Number:SR-LCHSA-2019-012 SRO Organization:Banque Centrale De Compensation Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Amendments of the CDSClear Fee Grid
See Also - Exhibit 5
Release Number:34-87881 SEC Issue Date:Jan 2, 2020 File Number:SR-LCHSA-2019-009 SRO Organization:Banque Centrale De Compensation Details: Order Approving Proposed Rule Change Relating to Amendments to CDSClear Reference Guide To Allow Index Basis Packages Margining
Release Number:34-87720 SEC Issue Date:Dec 11, 2019 File Number:SR-LCHSA-2019-008 SRO Organization:Banque Centrale De Compensation Details: Order Approving Rule Change Relating to the Updated 2018 Version of the Recovery Plan
Release Number:34-87655 SEC Issue Date:Dec 4, 2019 File Number:SR-LCHSA-2019-007 SRO Organization:Banque Centrale De Compensation Details: Notice of Filing of Proposed Rule Change Relating to Amendments to LCH SA's Liquidity Risk Modelling Framework
Release Number:34-87649 SEC Issue Date:Dec 3, 2019 File Number:SR-LCHSA-2019-011 SRO Organization:Banque Centrale De Compensation Details: Notice of Filing of Proposed Rule Change Relating to Amendments to CDS Clearing Supplement To Reflect the ISDA NTCE Protocol and Supplement
See Also - Exhibit 5
Release Number:34-87536 SEC Issue Date:Nov 14, 2019 File Number:SR-LCHSA-2019-010 SRO Organization:Banque Centrale De Compensation Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to LCH SA's Fee Grid for Non Cash Collateral
See Also - Exhibit 5
Release Number:34-87522 SEC Issue Date:Nov 13, 2019 File Number:SR-LCHSA-2019-009 SRO Organization:Banque Centrale De Compensation Details: Notice of Filing of Proposed Rule Change Relating to Amendments to CDSClear Reference Guide To Allow Index Basis Packages Margining
Release Number:34-87485 SEC Issue Date:Nov 7, 2019 File Number:SR-LCHSA-2019-005 SRO Organization:Banque Centrale De Compensation Details: Order Approving Proposed Rule Change Relating to (i) Introduction of Clearing of the New Markit iTraxx Subordinated Financials Index CDS and the Related Single Name CDS Constituents; (ii) Enhancements to Wrong Way Risk Margin; and (iii) Modification to Default Fund Additional Margin