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Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number:34-87388 SEC Issue Date:Oct 23, 2019 File Number:SR-LCHSA-2019-008 SRO Organization:Banque Centrale De Compensation Details: Notice of Filing of a Proposed Rule Change Relating to the Updated 2018 Version of the Recovery Plan
Release Number:34-87296 SEC Issue Date:Oct 11, 2019 File Number:SR-LCHSA-2019-006 SRO Organization:Banque Centrale De Compensation Details: Order Approving Proposed Rule Change Relating to Extension of Weekly Backloading Cycle to Index Swaptions
Release Number:34-86858 SEC Issue Date:Sep 3, 2019 File Number:SR-LCHSA-2019-006 SRO Organization:Banque Centrale De Compensation Details: Notice of Filing of Proposed Rule Change Relating to Extension of Weekly Backloading Cycle to Index Swaptions
See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c
Release Number:34-86834 SEC Issue Date:Aug 30, 2019 File Number:SR-LCHSA-2019-005 SRO Organization:Banque Centrale De Compensation Details: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Introduction of Clearing of the New Markit iTraxx Subordinated Financials Index CDS and the Related Single Name CDS Constituents and Enhancements to Wrong Way Risk Margin
Release Number:34-86576 SEC Issue Date:Aug 6, 2019 File Number:SR-LCHSA-2019-005 SRO Organization:Banque Centrale De Compensation Details: Notice of Filing of Proposed Rule Change Relating to Introduction of Clearing of the New Markit iTraxx Subordinated Financials Index CDS and the Related Single Name CDS Constituents and Enhancements to Wrong Way Risk Margin
See Also - Exhibit 5
Release Number:34-86457 SEC Issue Date:Jul 24, 2019 File Number:SR-LCHSA-2019-004 SRO Organization:Banque Centrale De Compensation Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, Relating to the Extension to Clients of CDSClear of the Fee Applicable by LCH SA on the Amount of Allocated Securities Collateral
See Also - Exhibit 5
Release Number:34-86376 SEC Issue Date:Jul 15, 2019 File Number:SR-LCHSA-2019-003 SRO Organization:Banque Centrale De Compensation Details: Order Approving Proposed Rule Change, as Modified by Amendments No. 1 and 2, To Implement Settled-to-Market Treatment of Variation Margin, Permit the Creation of Multiple Account Structures, Permit Select Members to Provide Clearing Services to Affiliated Firms, and Update the Onboarding Procedures
Release Number:34-85940 SEC Issue Date:May 24, 2019 File Number:SR-LCHSA-2019-003 SRO Organization:Banque Centrale De Compensation Details: Notice of Filing of Proposed Rule Change, as Modified by Amendments No. 1 and 2, To Implement Settled-to-Market Treatment of Variation Margin, Permit the Creation of Multiple Account Structures, Permit Select Members To Provide Clearing Services to Affiliated Firms, and Update the Onboarding Procedures
See Also - Exhibit 5
Release Number:34-85763 SEC Issue Date:May 2, 2019 File Number:SR-LCHSA-2019-002 SRO Organization:Banque Centrale De Compensation Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Onboarding Fee Waiver and Introduction of a Fee Rebate Scheme for CDSClear Index Swaptions Clearing Activities
See Also - Exhibit 5
Release Number:34-85554 SEC Issue Date:Apr 8, 2019 File Number:SR-LCHSA-2019-001 SRO Organization:Banque Centrale De Compensation Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the CDS and Options Fee Grid for CDSClear Clearing Members Effective Retroactively From January 1st, 2019
See Also - Exhibit 5
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