We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number:34-84602 SEC Issue Date:Nov 15, 2018 File Number:SR-LCHSA-2018-005 SRO Organization:Banque Centrale De Compensation Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to a New Fee Incentive Scheme
See Also - Exhibit 5
Release Number:34-84410 SEC Issue Date:Oct 11, 2018 File Number:SR-LCHSA-2018-004 SRO Organization:Banque Centrale De Compensation Details: Order Approving Proposed Rule Change Relating to Implementation of Electronic Exercise Platform
Release Number:34-83983 SEC Issue Date:Aug 29, 2018 File Number:SR-LCHSA-2018-004 SRO Organization:Banque Centrale De Compensation Details: Notice of Filing of Proposed Rule Change Relating to Implementation of Electronic Exercise Platform
See Also - Exhibit 5
Release Number:34-83691 SEC Issue Date:Jul 24, 2018 File Number:SR-LCHSA-2018-003 SRO Organization:Banque Centrale De Compensation Details: Order Approving Proposed Rule Change Relating to Liquidity Risk Management
Release Number:34-83456 SEC Issue Date:Jun 18, 2018 File Number:SR-LCHSA-2018-003 SRO Organization:Banque Centrale De Compensation Details: Notice of Filing of Proposed Rule Change Relating to Liquidity Risk Management
Release Number:34-83451 SEC Issue Date:Jun 15, 2018 File Number:SR-LCHSA-2017-013, SR-LCHSA-2017-012 SRO Organization:Banque Centrale De Compensation Details: Order Approving Proposed Rule Changes Related to LCH SA's Recovery and Wind Down Plans
Release Number:34-82901 SEC Issue Date:Mar 19, 2018 File Number:SR-LCHSA-2017-013, SR-LCHSA-2017-012 SRO Organization:Banque Centrale De Compensation Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes Related to LCH SA's Recovery and Wind Down Plans
Release Number:34-82883 SEC Issue Date:Mar 15, 2018 File Number:SR-LCHSA-2018-001 SRO Organization:Banque Centrale De Compensation Details: Order Granting Approval on an Accelerated Basis of Proposed Rule Change Relating to Self-Referencing Transactions
Release Number:34-82863 SEC Issue Date:Mar 13, 2018 File Number:SR-LCHSA-2018-002 SRO Organization:Banque Centrale De Compensation Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to End of Day Price Contribution
See Also - Exhibit 5
Release Number:34-82803 SEC Issue Date:Mar 5, 2018 File Number:SR-LCHSA-2018-002 SRO Organization:Banque Centrale De Compensation Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to End of Day Price Contribution
See Also - Exhibit 5