National Market System Plans (NMS) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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| Release Number:34-89417 | SEC Issue Date:Jul 29, 2020 | File Number:S7-24-89 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Filing and Immediate Effectiveness of the Forty-Eighth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis |
| Release Number:34-89416 | SEC Issue Date:Jul 29, 2020 | File Number:SR-CTA/CQ-2020-01 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Filing and Immediate Effectiveness of the Thirty-Fourth Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Fifth Substantive Amendment to the Restated CQ Plan |
| Release Number:34-89397 | SEC Issue Date:Jul 24, 2020 | File Number:4-698 | SRO Organization:National Market System Plans (NMS) |
Details: Order Approving Amendment to the National Market System Plan Governing the Consolidated Audit Trail View Received Comments |
| Release Number:34-89306 | SEC Issue Date:Jul 13, 2020 | File Number:4-698 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated Audit Trail To Add MEMX LLC as a Participant View Received Comments |
| Release Number:34-89066 | SEC Issue Date:Jun 12, 2020 | File Number:4-757 | SRO Organization:National Market System Plans (NMS) |
Details: Order Denying Stay; In the Matter of Order Directing the Exchanges and the Financial Industry Regulatory Authority to Submit a New National Market System Plan Regarding Consolidated Equity Market Data View Received Comments |
| Release Number:34-89052 | SEC Issue Date:Jun 11, 2020 | File Number:4-698 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail by BOX Options Exchange LLC, Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe C2 Options Exchange, Inc., Cboe Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors' Exchange LLC, Long-Term Stock Exchange LLC, Miami International Securities Exchange, LLC, MIAX EMERALD, LLC, MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, Nasdaq PHLX LLC, The Nasdaq Stock Market LLC, New York Stock Exchange LLC, NYSE Arca, Inc., NYSE American, LLC, NYSE Chicago, Inc. and NYSE National, Inc. View Received Comments |
| Release Number:34-88827 | SEC Issue Date:May 6, 2020 | File Number:4-757 | SRO Organization:National Market System Plans (NMS) |
Details: Order Directing the Exchanges and the Financial Industry Regulatory Authority To Submit a New National Market System Plan Regarding Consolidated Equity Market Data View Received Comments See Also - Motion for Stay of NMS Governance Order by the NASDAQ Stock Market LLC, NASDAQ BX, Inc., and NASDAQ PHLX LLC, Petition for Review |
| Release Number:34-88826 | SEC Issue Date:May 6, 2020 | File Number:S7-24-89 | SRO Organization:National Market System Plans (NMS) |
Details: Order Approving the Forty-Seventh Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges, as Modified by the Commission, Concerning a Confidentiality Policy |
| Release Number:34-88824 | SEC Issue Date:May 6, 2020 | File Number:S7-24-89 | SRO Organization:National Market System Plans (NMS) |
Details: Order Approving the Forty-Fourth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, as Modified by the Commission, Concerning Conflicts of Interest |
| Release Number:34-88825 | SEC Issue Date:May 6, 2020 | File Number:SR-CTA/CQ-2019-04 | SRO Organization:National Market System Plans (NMS) |
Details: Order Approving the Thirty-Third Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Fourth Substantive Amendment to the Restated CQ Plan, as Modified by the Commission, Concerning a Confidentiality Po View Received Comments |