National Market System Plans (NMS) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-94984 | SEC Issue Date:May 25, 2022 | File Number:4-698 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: 21 days after publication in the Federal Register View Received Comments |
| Release Number:34-94954 | SEC Issue Date:May 19, 2022 | File Number:S7-24-89 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Designation of a Longer Period for Commission Action on the Fifty-First Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Comments Due: January 11, 2005 |
| Release Number:34-94953 | SEC Issue Date:May 19, 2022 | File Number:S7-24-89 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Designation of a Longer Period for Commission Action on the Fifty-Second Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Comments Due: January 11, 2005 |
| Release Number:34-94952 | SEC Issue Date:May 19, 2022 | File Number:SR-CTA/CQ-2021-03 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Designation of a Longer Period for Commission Action on the Twenty-Fifth Charges Amendment to the Second Restatement of the CTA Plan and Sixteenth Charges Amendment to the Restated CQ Plan Comments Due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register |
| Release Number:34-94951 | SEC Issue Date:May 19, 2022 | File Number:SR-CTA/CQ-2021-02 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Designation of a Longer Period for Commission Action on the Thirty-Seventh Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Eighth Substantive Amendment to the Restated CQ Plan Comments Due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register |
| Release Number:34-94351 | SEC Issue Date:Mar 2, 2022 | File Number:4-533 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Filing of Amendment No. 4 to the National Market System Plan for the Selection and Reservation of Securities Symbols Comments Due: March 29, 2022 View Received Comments See Also - Appendix A - Symbology Plan Submit a Comment on 4-533 |
| Release Number:34-94308 | SEC Issue Date:Feb 24, 2022 | File Number:S7-24-89 | SRO Organization:National Market System Plans (NMS) |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Fifty-First Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Comments Due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register Submit a Comment on S7-24-89 |
| Release Number:34-94307 | SEC Issue Date:Feb 24, 2022 | File Number:S7-24-89 | SRO Organization:National Market System Plans (NMS) |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Fifty-Second Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Comments Due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register Submit a Comment on S7-24-89 |
| Release Number:34-94310 | SEC Issue Date:Feb 24, 2022 | File Number:SR-CTA/CQ-2021-02 | SRO Organization:National Market System Plans (NMS) |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Thirty-Seventh Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Eighth Substantive Amendment to the Restated CQ Plan Comments Due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register Submit a Comment on SR-CTA/CQ-2021-02 |
| Release Number:34-94309 | SEC Issue Date:Feb 24, 2022 | File Number:SR-CTA/CQ-2021-03 | SRO Organization:National Market System Plans (NMS) |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Twenty-Fifth Charges Amendment to the Second Restatement of the CTA Plan and Sixteenth Charges Amendment to the Restated CQ Plan Comments Due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register Submit a Comment on SR-CTA/CQ-2021-03 |