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Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number:34-90826 SEC Issue Date:Dec 30, 2020 File Number:4-698 SRO Organization:National Market System Plans (NMS) Details: Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail by BOX Exchange LLC; Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc. and Cboe Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, Long-Term Stock Exchange, Inc., Miami International Securities Exchange LLC, MEMX, LLC, MIAX Emerald, LLC, MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, Nasdaq PHLX LLC, The NASDAQ Stock Market LLC; and New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.
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Release Number:34-90096 SEC Issue Date:Oct 6, 2020 File Number:4-757 SRO Organization:National Market System Plans (NMS) Details: Notice of Filing of a National Market System Plan Regarding Consolidated Equity Market Data.
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Release Number:34-90070 SEC Issue Date:Oct 1, 2020 File Number:4-518 SRO Organization:National Market System Plans (NMS) Details: Notice of Filing and Immediate Effectiveness of Amendment to the Plan Establishing Procedures Under Rule 605 of Regulation NMS To Add MIAX PEARL, LLC as a Participant
Release Number:34-90073 SEC Issue Date:Oct 1, 2020 File Number:4-533 SRO Organization:National Market System Plans (NMS) Details: Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols To Add MIAX PEARL LLC as a Party Thereto
Release Number:34-90068 SEC Issue Date:Oct 1, 2020 File Number:4-631 SRO Organization:National Market System Plans (NMS) Details: Notice of Filing and Immediate Effectiveness of Amendment to the Plan To Address Extraordinary Market Volatility To Add MIAX PEARL LLC as a Participant
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Release Number:34-90072 SEC Issue Date:Oct 1, 2020 File Number:S7-24-89 SRO Organization:National Market System Plans (NMS) Details: Notice of Filing and Immediate Effectiveness of the Forty-Ninth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis
Release Number:34-90071 SEC Issue Date:Oct 1, 2020 File Number:SR-CTA/CQ-2020-02 SRO Organization:National Market System Plans (NMS) Details: Notice of Filing and Immediate Effectiveness of the Thirty-Fifth Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Sixth Substantive Amendment to the Restated CQ Plan
Release Number:34-89418 SEC Issue Date:Jul 29, 2020 File Number:4-518 SRO Organization:National Market System Plans (NMS) Details: Notice of Filing and Immediate Effectiveness of Amendment to the Plan Establishing Procedures Under Rule 605 of Regulation NMS To Add the MEMX LLC as a Participant
Release Number:34-89419 SEC Issue Date:Jul 29, 2020 File Number:4-533 SRO Organization:National Market System Plans (NMS) Details: Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols to Add MEMX LLC as a Party Thereto
Release Number:34-89420 SEC Issue Date:Jul 29, 2020 File Number:4-631 SRO Organization:National Market System Plans (NMS) Details: Notice of Filing and Immediate Effectiveness of Amendment to the Plan To Address Extraordinary Market Volatility To Add MEMX LLC as a Participant
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