National Market System Plans (NMS) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-93817 | SEC Issue Date:Dec 17, 2021 | File Number:4-698 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Withdrawal of Amendment to the National Market System Plan Governing the Consolidated Audit Trail View Received Comments |
| Release Number:34-93620 | SEC Issue Date:Nov 19, 2021 | File Number:S7-24-89 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Filing of the Fifty-First Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Comments Due: December 17, 2021 View Received Comments Submit a Comment on S7-24-89 |
| Release Number:34-93618 | SEC Issue Date:Nov 19, 2021 | File Number:S7-24-89 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Filing of the Fifty-Second Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Comments Due: December 17, 2021 View Received Comments Submit a Comment on S7-24-89 |
| Release Number:34-93625 | SEC Issue Date:Nov 19, 2021 | File Number:SR-CTA/CQ-2021-03 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Filing of the Twenty-Fifth Charges Amendment to the Second Restatement of the CTA Plan and Sixteenth Charges Amendment to the Restated CQ Plan Comments Due: December 17, 2021 View Received Comments Submit a Comment on SR-CTA/CQ-2021-03 |
| Release Number:34-93615 | SEC Issue Date:Nov 19, 2021 | File Number:SR-CTA/CQ-2021-02 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Filing of the Thirty-Seventh Substantive Amendment to the Second Restatement of the CTA Plan and Twenty-Eighth Substantive Amendment to the Restated CQ Plan Comments Due: December 20, 2021 View Received Comments Submit a Comment on SR-CTA/CQ-2021-02 |
| Release Number:34-93484 | SEC Issue Date:Oct 29, 2021 | File Number:4-698 | SRO Organization:National Market System Plans (NMS) |
Details: Order Disapproving an Amendment to the National Market System Plan Governing the Consolidated Audit Trail View Received Comments |
| Release Number:34-93227 | SEC Issue Date:Oct 1, 2021 | File Number:4-698 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to the National Market System Plan Governing the Consolidated Audit Trail View Received Comments |
| Release Number:34-92854 | SEC Issue Date:Sep 2, 2021 | File Number:4-698 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: November 2, 2021 View Received Comments |
| Release Number:34-92586 | SEC Issue Date:Aug 6, 2021 | File Number:4-757 | SRO Organization:National Market System Plans (NMS) |
Details: Order Approving, as Modified, a National Market System Plan Regarding Consolidated Equity Market Data View Received Comments See Also - Motion for Stay |
| Release Number:34-92451 | SEC Issue Date:Jul 20, 2021 | File Number:4-698 | SRO Organization:National Market System Plans (NMS) |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: August 16, 2021 Rebuttal comments due: August 30, 2021 View Received Comments |