The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Self-Regulatory Organization Rulemaking Table
|
File Number
|
SRO Organization
|
Details
|
||
|---|---|---|---|---|
| Release Number:34-90603 | SEC Issue Date:Dec 8, 2020 | File Number:SR-OCC-2020-015 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change Concerning the Implementation of New Sufficiency Scenarios in The Options Clearing Corporation's Stress Testing Inventory |
| Release Number:34-90464 | SEC Issue Date:Nov 19, 2020 | File Number:SR-OCC-2020-011 | SRO Organization:The Options Clearing Corporation |
Details: Order Approving Proposed Rule Change To Adopt a New Second Amended and Restated Cross-Margining Agreement Between The Options Clearing Corporation and The Chicago Mercantile Exchange |
| Release Number:34-90406 | SEC Issue Date:Nov 12, 2020 | File Number:SR-OCC-2020-014 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change To Adopt the OCC Third-Party Risk Management Framework and Retire the OCC Counterparty Credit Risk Management Framework See Also - Exhibit 5a, Exhibit 5a |
| Release Number:34-90315 | SEC Issue Date:Nov 3, 2020 | File Number:SR-OCC-2020-013 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change To Update The Options Clearing Corporation's Recovery and Orderly Wind-Down Plan |
| Release Number:34-90139 | SEC Issue Date:Oct 8, 2020 | File Number:SR-OCC-2020-012 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning The Options Clearing Corporation's Synthetic Futures Model |
| Release Number:34-90100 | SEC Issue Date:Oct 6, 2020 | File Number:SR-OCC-2020-010 | SRO Organization:The Options Clearing Corporation |
Details: Order Approving Proposed Rule Change Concerning the Commingling of Certain Non-Customer Margin Assets With Clearing Fund Contributions in the Options Clearing Corporation's Account at the Federal Reserve Bank of Chicago |
| Release Number:34-90065 | SEC Issue Date:Oct 1, 2020 | File Number:SR-OCC-2020-011 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change To Adopt a New Second Amended and Restated Cross-Margining Agreement Between The Options Clearing Corporation and The Chicago Mercantile Exchange |
| Release Number:34-89809 | SEC Issue Date:Sep 10, 2020 | File Number:SR-OCC-2020-008 | SRO Organization:The Options Clearing Corporation |
Details: Order Approving Proposed Rule Change To Enhance OCC's Stock Loan Close-Out Process |
| Release Number:34-89590 | SEC Issue Date:Aug 18, 2020 | File Number:SR-OCC-2020-010 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change Concerning the Commingling of Certain Non-Customer Margin Assets with Clearing Fund Contributions in The Options Clearing Corporation's Account at the Federal Reserve Bank of Chicago See Also - Exhibit 5, Exhibit 5 |
| Release Number:34-89534 | SEC Issue Date:Aug 12, 2020 | File Number:SR-OCC-2020-009 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Options Clearing Corporation's Schedule of Fees See Also - Exhibit 5, Exhibit 5 |