The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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| Release Number:34-93436 | SEC Issue Date:Oct 27, 2021 | File Number:SR-OCC-2021-010 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Revisions to the Titles of Certain Options Clearing Corporation Personnel Comments Due: November 23, 2021 See Also - Exhibit 5a, Exhibit 5b, Exhibit 5a, Exhibit 5b Submit a Comment on SR-OCC-2021-010
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| Release Number:34-93371 | SEC Issue Date:Oct 18, 2021 | File Number:SR-OCC-2021-011 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning the Interest Rates Used for Options Pricing in the STANS Methodology Description Comments Due: November 12, 2021 |
| Release Number:34-93195 | SEC Issue Date:Sep 29, 2021 | File Number:SR-OCC-2021-009 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Options Clearing Corporation's Schedule of Fees Comments Due: October 26, 2021 |
| Release Number:34-93102 | SEC Issue Date:Sep 22, 2021 | File Number:SR-OCC-2021-007 | SRO Organization:The Options Clearing Corporation |
Details: Order Granting Approval of Proposed Rule Change Concerning the Options Clearing Corporation's Governance Arrangements Comments Due: September 1, 2021 |
| Release Number:34-92690 | SEC Issue Date:Aug 17, 2021 | File Number:SR-OCC-2021-008 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Changes to the By-Laws and Rules of the Options Clearing Corporation Comments Due: September 13, 2021 See Also - Exhibit 3, Exhibit 5, Exhibit 3, Exhibit 5 |
| Release Number:34-92584 | SEC Issue Date:Aug 5, 2021 | File Number:SR-OCC-2021-007 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change Concerning The Options Clearing Corporation's Governance Arrangements Comments Due: September 1, 2021 |
| Release Number:34-92038 | SEC Issue Date:May 27, 2021 | File Number:SR-OCC-2021-003 | SRO Organization:The Options Clearing Corporation |
Details: Order Approving Proposed Rule Change To Establish OCC's Persistent Minimum Skin-In-The-Game Comments Due: March 23, 2021 View Received Comments |
| Release Number:34-91935 | SEC Issue Date:May 19, 2021 | File Number:SR-OCC-2021-004 | SRO Organization:The Options Clearing Corporation |
Details: Order Granting Approval of Proposed Rule Change Relating to Revisions to OCC's Auction Participation Requirements Comments Due: April 27, 2021 |
| Release Number:34-91920 | SEC Issue Date:May 18, 2021 | File Number:SR-OCC-2021-006 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise The Options Clearing Corporation's Schedule of Fees Comments Due: June 14, 2021 See Also - Exhibit 5, Exhibit 5 |
| Release Number:34-91833 | SEC Issue Date:May 10, 2021 | File Number:SR-OCC-2021-005 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning The Options Clearing Corporation's Synthetic Futures Model Comments Due: June 4, 2021 |