The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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| Release Number:34-94583 | SEC Issue Date:Apr 1, 2022 | File Number:SR-OCC-2022-005 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change Concerning Revisions to OCC's Partial Tear-Up Rules Comments Due: April 28, 2022 View Received Comments See Also - Exhibit 3, Exhibit 3a, Exhibit 5 Submit a Comment on SR-OCC-2022-005 |
| Release Number:34-94587 | SEC Issue Date:Apr 1, 2022 | File Number:SR-OCC-2022-004 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Settlement Timing Comments Due: April 28, 2022 View Received Comments See Also - Exhibit 3, Exhibit 5a, Exhibit 5b, Exhibit 5c Submit a Comment on SR-OCC-2022-004
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| Release Number:34-94542 | SEC Issue Date:Mar 29, 2022 | File Number:SR-OCC-2022-003 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Cash-Settled FLEX ETF Options Comments Due: April 25, 2022 View Received Comments See Also - Exhibit 5a, Exhibit 5b Submit a Comment on SR-OCC-2022-003 |
| Release Number:34-94503 | SEC Issue Date:Mar 24, 2022 | File Number:SR-OCC-2022-001 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning the Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility Comments Due: March 4, 2022 View Received Comments |
| Release Number:34-94304 | SEC Issue Date:Feb 24, 2022 | File Number:SR-OCC-2021-014 | SRO Organization:The Options Clearing Corporation |
Details: Order Granting Approval of Proposed Rule Change Concerning The Options Clearing Corporation's Cash and Investment Management Comments Due: February 2, 2022 |
| Release Number:34-94283 | SEC Issue Date:Feb 18, 2022 | File Number:SR-OCC-2022-002 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change Concerning the Options Clearing Corporation's Governance Arrangements Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f, Exhibit 5g, Exhibit 5h, Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f, Exhibit 5g, Exhibit 5h |
| Release Number:34-94165 | SEC Issue Date:Feb 7, 2022 | File Number:SR-OCC-2022-001 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change Concerning the Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility Comments Due: March 4, 2022 View Received Comments |
| Release Number:34-93916 | SEC Issue Date:Jan 6, 2022 | File Number:SR-OCC-2021-014 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change Concerning the Options Clearing Corporation's Cash and Investment Management Comments Due: February 2, 2022 See Also - Exhibit 5b, Exhibit 5b |
| Release Number:34-93867 | SEC Issue Date:Dec 23, 2021 | File Number:SR-OCC-2021-013 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update The Options Clearing Corporation's Operational Loss Fee Pursuant to Its Capital Management Policy Comments Due: January 19, 2022 See Also - Exhibit 5, Exhibit 5 |
| Release Number:34-93612 | SEC Issue Date:Nov 18, 2021 | File Number:SR-OCC-2021-012 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct an Inadvertent Omission in a Prior Proposed Rule Change Concerning OCC's Schedule of Fees Comments Due: December 15, 2021 View Received Comments See Also - Exhibit 5, Exhibit 5 |