The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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| Release Number:34-95319 | SEC Issue Date:Jul 19, 2022 | File Number:SR-OCC-2022-001 | SRO Organization:The Options Clearing Corporation |
Details: Order Granting Approval of Proposed Rule Change Concerning The Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility Comments Due: March 4, 2022 View Received Comments Submit a Comment on SR-OCC-2022-001
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| Release Number:34-95073 | SEC Issue Date:Jun 8, 2022 | File Number:SR-OCC-2022-007 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning the Implementation of Changes to Settlement Timing Previously Approved in Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d |
| Release Number:34-95068 | SEC Issue Date:Jun 8, 2022 | File Number:SR-OCC-2022-008 | SRO Organization:The Options Clearing Corporation |
Details: Clearing Agency; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning Adoption of a Cybersecurity Attestation Program Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 3, Exhibit 5 |
| Release Number:34-94988 | SEC Issue Date:May 26, 2022 | File Number:SR-OCC-2022-002 | SRO Organization:The Options Clearing Corporation |
Details: Order Granting Approval of Proposed Rule Change Concerning the Options Clearing Corporation's Governance Arrangements Comments Due: 21 days after publication in the Federal Register View Received Comments |
| Release Number:34-94950 | SEC Issue Date:May 19, 2022 | File Number:SR-OCC-2022-004 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Settlement Timing Comments Due: 21 days after publication in the Federal Register |
| Release Number:34-94938 | SEC Issue Date:May 18, 2022 | File Number:SR-OCC-2022-005 | SRO Organization:The Options Clearing Corporation |
Details: Order Granting Approval of Proposed Rule Change by the Options Clearing Corporation Concerning Revisions to OCC's Partial Tear-Up Rules |
| Release Number:34-94910 | SEC Issue Date:May 13, 2022 | File Number:SR-OCC-2022-003 | SRO Organization:The Options Clearing Corporation |
Details: Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation Concerning Cash-Settled FLEX ETF Options |
| Release Number:34-94900 | SEC Issue Date:May 12, 2022 | File Number:SR-OCC-2022-001 | SRO Organization:The Options Clearing Corporation |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Concerning the Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility Comments Due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register View Received Comments |
| Release Number:34-94646 | SEC Issue Date:Apr 8, 2022 | File Number:SR-OCC-2022-006 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning Weekly Options and Short Term Options Comments Due: May 5, 2022 View Received Comments See Also - Exhibit 5 |
| Release Number:34-94625 | SEC Issue Date:Apr 7, 2022 | File Number:SR-OCC-2022-002 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning the Options Clearing Corporation's Governance Arrangements Comments Due: 21 days after publication in the Federal Register View Received Comments |