ALJ Orders: Administrative Law Judges

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date	Respondents
Date: Oct. 17, 2018	Respondents: John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC Jarkesy, George R., Jr. John Thomas Financial, Inc. Belesis, Anastasios "Tommy" Release No. AP-6205 File Number: 3-15255
Date: Oct. 17, 2018	Respondents: Spring Hill Capital Markets, LLC Spring Hill Capital Partners, LLC Spring Hill Capital Holdings, LLC White, Kevin D. Release No. AP-6206 File Number: 3-16353
Date: Oct. 17, 2018	Respondents: Atomic Paintball, Inc. North American Oil & Gas Corp. VelaTel Global Communications, Inc. Release No. AP-6207 File Number: 3-17991
Date: Oct. 17, 2018	Respondents: Affirmative Insurance Holdings, Inc. Armada Oil, Inc. China Energy Technology Corp., Ltd. Chuma Holdings, Inc. Release No. AP-6208 File Number: 3-18378
Date: Oct. 17, 2018	Respondents: Experience Art and Design, Inc. Fu Lu Cai Productions Ltd. (n/k/a Alfa Star Energy Ltd.) Heavy Earth Resources, Inc. Horne International, Inc. Release No. AP-6209 File Number: 3-18173
Date: Oct. 17, 2018	Respondents: Aurios Inc. EFLO Energy, Inc. Inergetics, Inc. Monar International, Inc. Release No. AP-6210 File Number: 3-18092
Date: Oct. 16, 2018	Respondents: Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W. Release No. AP-6190 File Number: 3-17849
Date: Oct. 16, 2018	Respondents: Baltia Air Lines, Inc. Graphite Corp. Green Energy Management Services Holdings, Inc. 24Holdings, Inc. Release No. AP-6191 File Number: 3-18472
Date: Oct. 16, 2018	Respondents: Meridian Co., Ltd. Release No. AP-6192 File Number: 3-18188
Date: Oct. 16, 2018	Respondents: China Domestica Bio-Technology Holdings, Inc. Release No. AP-6193 File Number: 3-17031
Date: Oct. 16, 2018	Respondents: Apptigo International, Inc. JD International Limited XLI Technologies Inc. Zentric, Inc. Release No. AP-6194 File Number: 3-18493
Date: Oct. 16, 2018	Respondents: Mass Hysteria Entertainment Company, Inc. Bobbers, Stark Naked TOA Holdings, Inc. Release No. AP-6195 File Number: 3-18506
Date: Oct. 16, 2018	Respondents: Century Acquisition Corp. Eastern Acquisition Corp. Release No. AP-6196 File Number: 3-18162
Date: Oct. 16, 2018	Respondents: Hallas, Demitrios Release No. AP-6197 File Number: 3-18229
Date: Oct. 16, 2018	Respondents: J.S. Oliver Capital Management, L.P. Mausner, Ian O. Drennan, Douglas F. Release No. AP-6198 File Number: 3-15446
Date: Oct. 16, 2018	Respondents: Herman, Rosalind Release No. AP-6199 File Number: 3-17828
Date: Oct. 16, 2018	Respondents: Schooler, Louis V. Release No. AP-6200 File Number: 3-17115
Date: Oct. 16, 2018	Respondents: HydroPhi Technologies Group, Inc. iTalk Inc. Soellingen Advisory Group, Inc. U.S. Rare Earths, Inc. Release No. AP-6201 File Number: 3-18208
Date: Oct. 15, 2018	Respondents: Black Diamond Asset Management LLC Wilson, Robert Release No. AP-6181 File Number: 3-18099
Date: Oct. 15, 2018	Respondents: Infrastructure International, Inc. Release No. AP-6182 File Number: 3-17132
Date: Oct. 15, 2018	Respondents: American Magna Corp. Bioneutral Group, Inc. Livingventures, Inc. Oryon Technologies, Inc. Release No. AP-6183 File Number: 3-18105
Date: Oct. 15, 2018	Respondents: Baccam, Patric Ken a/k/a Khanh Sengpraseuth Release No. AP-6184 File Number: 3-18276
Date: Oct. 15, 2018	Respondents: Reyes, Gerardo E. Release No. AP-6185 File Number: 3-18126
Date: Oct. 15, 2018	Respondents: Baker, Robert L. Herrera, Jacob B. Bowen, Michael D. Ballard, Terrence A. Release No. AP-6186 File Number: 3-17716
Date: Oct. 15, 2018	Respondents: Baker, Robert L. Herrera, Jacob B. Bowen, Michael D. Ballard, Terrence A. Release No. AP-6187 File Number: 3-17716
Date: Oct. 15, 2018	Respondents: Stitt, Andrew Release No. AP-6188 File Number: 3-17621
Date: Oct. 15, 2018	Respondents: Aesoph, John J., CPA Bennett, Darren M., CPA Release No. AP-6189 File Number: 3-15168
Date: Oct. 12, 2018	Respondents: Snisky, Gary C. Release No. AP-6172 File Number: 3-17645
Date: Oct. 12, 2018	Respondents: Kun De International Holdings, Inc. New Colombia Resources, Inc. Sutor Technology Group Limited Release No. AP-6173 File Number: 3-18169
Date: Oct. 12, 2018	Respondents: Circle Star Energy Corp. Energy Holdings International, Inc. Release No. AP-6174 File Number: 3-18142
Date: Oct. 12, 2018	Respondents: Natural Blue Resources, Inc. Cohen, James E. Corazzi, Joseph A Release No. AP-6175 File Number: 3-15974
Date: Oct. 12, 2018	Respondents: African Copper Corp. Genmed Holding Corp. Yanglin Soybean, Inc. Release No. AP-6176 File Number: 3-16965
Date: Oct. 12, 2018	Respondents: Kessler, Richard W. Release No. AP-6177 File Number: 3-18535
Date: Oct. 12, 2018	Respondents: Gibson, Christopher M. Release No. AP-6178 File Number: 3-17184
Date: Oct. 12, 2018	Respondents: Och-Ziff Capital Management Group LLC Oz Management LP Och, Daniel S. Frank, Joel M. Release No. AP-6179 File Number: 3-17595
Date: Oct. 12, 2018	Respondents: Finn, Sean P. M. Dwyer LLC Release No. AP-6180 File Number: 3-17693
Date: Oct. 11, 2018	Respondents: Penn, Lawrence E., III Release No. AP-6161 File Number: 3-18288
Date: Oct. 11, 2018	Respondents: Briner, John, Esq. Dalmy, Diane. Esq. De Joya Griffith, LLC De Joya, Arthur, CPA Griffith, Jason, CPA Whetman, Chris, CPA Zhang, Philip, CPA M&K CPAs, PLLC Manis, Matt, CPA Ridenour, Jon, CPA Ortego, Ben, CPA Release No. AP-6162 File Number: 3-16339
Date: Oct. 11, 2018	Respondents: Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. AP-6163 File Number: 3-18017
Date: Oct. 11, 2018	Respondents: Canso Enterprises Ltd., Privoz, Universal Movers Corp., Lorilay Corp., Formous Corp., Lion Print Corp. Release No. AP-6164 File Number: 3-17984, 3-17985, 3-17986, 3-17987, 3-17988, 3-17989
Date: Oct. 11, 2018	Respondents: Ciralight Global, Inc. GS Enviroservices, Inc. IPOworld Parabel, Inc. Release No. AP-6165 File Number: 3-17977
Date: Oct. 11, 2018	Respondents: Vitale, Joseph Release No. AP-6166 File Number: 3-18252
Date: Oct. 11, 2018	Respondents: Berger, Brian Michael Release No. AP-6167 File Number: 3-18129
Date: Oct. 11, 2018	Respondents: Attitude Drinks Incorporated Core Resource Management, Inc. Maverick Minerals Corporation Panacea Global, Inc. Release No. AP-6168 File Number: 3-18079
Date: Oct. 11, 2018	Respondents: Hydrogen Future Corporation Liberty Energy Corp. Omega Brands, Inc. Optionable Inc. Release No. AP-6169 File Number: 3-18220
Date: Oct. 11, 2018	Respondents: Marilynjean Interactive Inc. Release No. AP-6170 File Number: 3-18445
Date: Oct. 11, 2018	Respondents: Reyftmann, Gregory Release No. AP-6171 File Number: 3-17959
Date: Oct. 10, 2018	Respondents: Lloyd, Paul Edward "Ed", Jr., CPA Release No. AP-6152 File Number: 3-16182
Date: Oct. 10, 2018	Respondents: IN Media Corporation New Media Insight Group, Inc. Pacific Sands, Inc. Saleen Automotive, Inc. Release No. AP-6153 File Number: 3-18206
Date: Oct. 10, 2018	Respondents: Pruitt, David, CPA Release No. AP-6154 File Number: 3-17950
Date: Oct. 10, 2018	Respondents: AFN, Inc. Allen Energy Company American Cascade Energy, Inc. Millenia Hope Inc. (n/k/a Clubs Choice Holdings, Inc.) Release No. AP-6155 File Number: 3-17743
Date: Oct. 10, 2018	Respondents: New Western Energy Corp. Preferred Restaurant Brands, Inc. Primco Management, Inc. Release No. AP-6156 File Number: 3-18007
Date: Oct. 10, 2018	Respondents: Mosshart, Joshua D. Release No. AP-6157 File Number: 3-18422
Date: Oct. 10, 2018	Respondents: Addington, Bryan Lee Release No. AP-6158 File Number: 3-18545
Date: Oct. 10, 2018	Respondents: Cibolan Gold Corporation Medbook World Inc. Pacific Gold Corp. Sungame Corporation (n/k/a Freevi Corp.), China Greenstar Corporation Cortronix Biomedical Advancement Technologies, Inc. HW Holdings, Inc. Microelectronics Technology Company, Mackenzie Taylor Minerals, Inc. Raptor Resources Holdings, Inc. Shoshone Silver Gold Mining Co. VR Holdings, Inc., Bohai Pharmaceuticals Group Inc., Hall Tees, Inc. Hosokawa Micron International, Inc. James River Coal Company Napa Sonoma Group Inc. (f/k/a Andes 1, Inc.) Self Change Corporation, Neurologix, Inc. Organic Alliance, Inc. Zinco do Brasil, Inc., Engage Eco Solutions, Inc. Old Stone Corporation Teltronics, Inc. (n/k/a Forerunner Technologies Inc.) Xunna Information Technology, Inc., Aervision Holdings, Inc. Amalgamated Pictures Corp. American Patriot Financial Group, Inc. Asia8, Inc., Penny Auction Solutions, Inc. Sebring Software, Inc. Studio II Brands, Inc., Icon Vapor, Inc. POWRtec International Corp. Silvergraph International, Inc. Walter Energy, Inc. (n/k/a New WEI. Inc.), Next Galaxy Corp. Novamex Energy, Inc. Occidental Development Group, Inc. Sable Natural Resources Corporation. Release No. AP-6159 File Number: 3-18077, 3-18097, 3-18149, 3-18151, 3-18155, 3-18180, 3-18191, 3-18199, 3-18202, 3-18210, 3-18219
Date: Oct. 10, 2018	Respondents: Lee, Christopher M., aka Rashid K. Khalfani Release No. AP-6160 File Number: 3-18454
Date: Oct. 9, 2018	Respondents: Dearborn Bancorp, Inc. Greentech Mining International, Inc. Hoverink International Holdings, Inc. South West Coast Senior Living Corp. Release No. AP-6143 File Number: 3-18223
Date: Oct. 9, 2018	Respondents: A.C. Simmonds and Sons, Inc. Joshua Gold Resources, Inc. (f/k/a Enhanced Energy Solutions, Inc.) Game Plan Holdings, Inc. HashingSpace Corp. Release No. AP-6144 File Number: 3-17999
Date: Oct. 9, 2018	Respondents: AFN, Inc. Allen Energy Company American Cascade Energy, Inc. Millenia Hope Inc. (n/k/a Clubs Choice Holdings, Inc.) Release No. AP-6145 File Number: 3-17743
Date: Oct. 9, 2018	Respondents: Evolucia, Inc. Legend International Holdings, Inc. OSL Holdings, Inc. Release No. AP-6146 File Number: 3-18014
Date: Oct. 9, 2018	Respondents: AV Therapeutics, Inc. Balqon Corporation Empress Mining Inc. (f/k/a Penola, Inc.) Passport Potash, Inc. Release No. AP-6147 File Number: 3-18095
Date: Oct. 9, 2018	Respondents: Green Parts International, Inc. Integrated Environmental Technologies, Ltd. M2 Ngage Group Inc. (n/k/a Troika Media Group)(a/k/a Roomlinx Inc.) Urban Barns Foods, Inc. Release No. AP-6148 File Number: 3-18497
Date: Oct. 9, 2018	Respondents: Medicus Homecare Inc. Release No. AP-6149 File Number: 3-18081
Date: Oct. 9, 2018	Respondents: Cardinal Resources, Inc. StationDigital Corp. Release No. AP-6150 File Number: 3-18004
Date: Oct. 9, 2018	Respondents: Griffin, James P. Release No. AP-6151 File Number: 3-17848
Date: Oct. 5, 2018	Respondents: Universal Bioenergy, Inc. Release No. AP-6142 File Number: 3-18461
Date: Oct. 4, 2018	Respondents: Fusion Pharm, Inc., Dittman, Scott M., CPA, Sears, William J., Microcap Management LLC Bayside Realty Holdings LLC Meadpoint Venture Partners, LLC, Bodden, Cliffe R. Release No. AP-6140 File Number: 3-17545, 3-17546, 3-17547, 3-17548, 3-17549
Date: Oct. 4, 2018	Respondents: Scarpino, Timothy C. Release No. AP-6141 File Number: 3-18483
Date: Oct. 3, 2018	Respondents: Alcorn, David Release No. AP-6134 File Number: 3-18460
Date: Oct. 3, 2018	Respondents: Wallace, Jason A. Release No. AP-6135 File Number: 3-18438
Date: Oct. 3, 2018	Respondents: Retirement Surety LLC Crescendo Financial LLC Rose, Thomas Leeman, David Featherstone, David Release No. AP-6136 File Number: 3-18061
Date: Oct. 3, 2018	Respondents: Holder, Cynthia, CPA Wada, Jeffrey, CPA Middendorf, David, CPA Whittle, Thomas, CPA Britt, David, CPA Release No. AP-6137 File Number: 3-18346
Date: Oct. 3, 2018	Respondents: Sweet, Brian, CPA Release No. AP-6138 File Number: 3-18347
Date: Oct. 3, 2018	Respondents: Terracciano, Eugene Release No. AP-6139 File Number: 3-18414
Date: Oct. 2, 2018	Respondents: Hall, David S., P.C. d/b/a the Hall Group CPAs Hall, David S., CPA Cochran, Michelle L. Helterbran, CPA Cisneros, Susan A. Release No. AP-6127 File Number: 3-17228
Date: Oct. 2, 2018	Respondents: Bebo, Laurie Buono, John, CPA Release No. AP-6128 File Number: 3-16293
Date: Oct. 2, 2018	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6129 File Number: 3-18292
Date: Oct. 2, 2018	Respondents: Natural Blue Resources, Inc. Cohen, James E. Corazzi, Joseph A Release No. AP-6130 File Number: 3-15974
Date: Oct. 2, 2018	Respondents: Pruitt, David, CPA Release No. AP-6131 File Number: 3-17950
Date: Oct. 2, 2018	Respondents: Bandimere, David F. Young, John O. Release No. AP-6132 File Number: 3-15124
Date: Oct. 2, 2018	Respondents: Raymond J. Lucia Companies, Inc. Lucia, Raymond J., Sr. Release No. AP-6133 File Number: 3-15006
Date: Oct. 1, 2018	Respondents: Anthony, Donald J., Jr. Chiappone, Frank H. Feldman, Richard D. Gamello, William P. Guzzetti, Andrew G. Lex, William F. Livingston, Thomas E. Mayer, Brian T. Rabinovich, Philip S. Rogers, Ryan C. Release No. AP-6123 File Number: 3-15514
Date: Oct. 1, 2018	Respondents: Duka, Barbara, Tod A. Ditommaso, Esq. Release No. AP-6124 File Number: 3-16349, 3-17550
Date: Oct. 1, 2018	Respondents: Fox, Joseph J. Release No. AP-6125 File Number: 3-16795
Date: Oct. 1, 2018	Respondents: Anderson, Traci J., CPA Carnahan, Timothy W. CYIOS Corporation Release No. AP-6126 File Number: 3-16386
Date: Sept. 28, 2018	Respondents: Sears, William J., Microcap Management LLC Bayside Realty Holdings LLC Meadpoint Venture Partners, LLC Release No. AP-6116 File Number: 3-17547, 3-17548
Date: Sept. 28, 2018	Respondents: Smith, Jeffrey D. Carswell, Joseph Fullard, Michael W. Release No. AP-6117 File Number: 3-18271
Date: Sept. 28, 2018	Respondents: Fern Holdings Corp. Fortune Capital Financial Holding Corp. Gaming Entertainment International, Inc. Global Food Technologies, Inc. Release No. AP-6118 File Number: 3-18530
Date: Sept. 28, 2018	Respondents: Nadel, Warren D. Release No. AP-6119 File Number: 3-17883
Date: Sept. 28, 2018	Respondents: Neman, Shervin Neman Financial, Inc. Release No. AP-6120 File Number: 3-17699
Date: Sept. 28, 2018	Respondents: Harris, Talman, Alfaya, Victor Release No. AP-6121 File Number: 3-17874, 3-17875
Date: Sept. 28, 2018	Respondents: Feng, Hui Law Offices of Feng & Associates, P.C. Release No. AP-6122 File Number: 3-18209
Date: Sept. 27, 2018	Respondents: Bluforest, Inc. Release No. AP-6101 File Number: 3-17558
Date: Sept. 27, 2018	Respondents: Teran, Alfred C. Release No. AP-6102 File Number: 3-18098
Date: Sept. 27, 2018	Respondents: ANV Security Group, Inc. Release No. AP-6103 File Number: 3-18176
Date: Sept. 27, 2018	Respondents: Baccam, Patric Ken a/k/a Khanh Sengpraseuth Release No. AP-6104 File Number: 3-18276
Date: Sept. 27, 2018	Respondents: Chile Mining Technologies Inc. Release No. AP-6105 File Number: 3-18174
Date: Sept. 27, 2018	Respondents: Baccam, Patric Ken a/k/a Khanh Sengpraseuth Release No. AP-6106 File Number: 3-18276
Date: Sept. 27, 2018	Respondents: Penny Auction Solutions, Inc. Sebring Software, Inc. Studio II Brands, Inc. Release No. AP-6107 File Number: 3-18202
Date: Sept. 27, 2018	Respondents: Experience Art and Design, Inc. Fu Lu Cai Productions Ltd. (n/k/a Alfa Star Energy Ltd.) Heavy Earth Resources, Inc. Horne International, Inc. Release No. AP-6108 File Number: 3-18173