During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below. 

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ALJ Orders: Administrative Law Judges Table

Respondents
Date: Respondents:
Meridian Co., Ltd.
Release No. AP-6407
File Number: 3-18188
Date: Respondents:
Grey Fox Holdings Corp. (f/k/a Gray Fox Petroleum Corp.) Green Innovations Ltd. Red Giant Entertainment, Inc.
Release No. AP-6405
File Number: 3-18480
Date: Respondents:
Aesoph, John J., CPA Bennett, Darren M., CPA
Release No. AP-6406
File Number: 3-15168
Date: Respondents:
Reyftmann, Gregory
Release No. AP-6399
File Number: 3-17959
Date: Respondents:
Saving2Retire, LLC Young, Marian P.
Release No. AP-6400
File Number: 3-17352
Date: Respondents:
E-Waste Systems, Inc.
Release No. AP-6401
File Number: 3-18107
Date: Respondents:
Halek, Jason A.
Release No. AP-6402
File Number: 3-18534
Date: Respondents:
Retirement Surety LLC Crescendo Financial LLC Rose, Thomas Leeman, David Featherstone, David
Release No. AP-6403
File Number: 3-18061
Date: Respondents:
Changda International Holdings, Inc.
Release No. AP-6404
File Number: 3-17029
Date: Respondents:
Teran, Alfred C.
Release No. AP-6396
File Number: 3-18098
Date: Respondents:
African Copper Corp. Genmed Holding Corp. Yanglin Soybean, Inc.
Release No. AP-6397
File Number: 3-16965
Date: Respondents:
Angela Rubbo Beckcom Monaco
Release No. AP-6398
File Number: 3-18481
Date: Respondents:
BioCoral, Inc. GC China Turbine Corp. Race World International, Inc. Worldwide Biotech & Pharmaceutical Co.
Release No. AP-6395
File Number: 3-16604
Date: Respondents:
Briner, John, Esq. Dalmy, Diane. Esq. De Joya Griffith, LLC De Joya, Arthur, CPA Griffith, Jason, CPA Whetman, Chris, CPA Zhang, Philip, CPA M&K CPAs, PLLC Manis, Matt, CPA Ridenour, Jon, CPA Ortego, Ben, CPA
Release No. AP-6391
File Number: 3-16339
Date: Respondents:
CellCyte Genetics Corp. China Pediatric Pharmaceuticals, Inc. Hawker Energy, Inc.
Release No. AP-6392
File Number: 3-18141
Date: Respondents:
Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co.
Release No. AP-6393
File Number: 3-18017
Date: Respondents:
BioElectronics Corp. IBEX, LLC St. John's, LLC Whelan, Andrew J. Whelan Kelly A., CPA Bedwell, Robert P., CPA
Release No. AP-6394
File Number: 3-17104
Date: Respondents:
Solo International, Inc. Urban Hydroponics, Inc. Your Event, Inc.
Release No. AP-6390
File Number: 3-18500
Date: Respondents:
Raymond J. Lucia Companies, Inc. Lucia, Raymond J., Sr.
Release No. AP-6387
File Number: 3-15006
Date: Respondents:
Lloyd, Paul Edward "Ed", Jr., CPA
Release No. AP-6388
File Number: 3-16182
Date: Respondents:
J.S. Oliver Capital Management, L.P. Mausner, Ian O. Drennan, Douglas F.
Release No. AP-6389
File Number: 3-15446
Date: Respondents:
Black Diamond Asset Management LLC Wilson, Robert
Release No. AP-6386
File Number: 3-18099
Date: Respondents:
Infrastructure International, Inc.
Release No. AP-6383
File Number: 3-17132
Date: Respondents:
Grey Fox Holdings Corp. (f/k/a Gray Fox Petroleum Corp.) Green Innovations Ltd. Red Giant Entertainment, Inc.
Release No. AP-6384
File Number: 3-18480
Date: Respondents:
China Domestica Bio-Technology Holdings, Inc.
Release No. AP-6385
File Number: 3-17031
Date: Respondents:
Berger, Brian Michael
Release No. AP-6378
File Number: 3-18129
Date: Respondents:
Bluforest, Inc.
Release No. AP-6379
File Number: 3-17558
Date: Respondents:
Wallace, Jason A.
Release No. AP-6380
File Number: 3-18438
Date: Respondents:
Capitol City Bancshares, Inc. Chang-On International, Inc. Computer Graphics International Inc. John D. Oil and Gas Company Legal Life Plans, Inc. Powder River Coal Corp.
Release No. AP-6381
File Number: 3-17366
Date: Respondents:
Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R.
Release No. AP-6382
File Number: 3-16509
Date: Respondents:
ANV Security Group, Inc.
Release No. AP-6370
File Number: 3-18176
Date: Respondents:
Penny Auction Solutions, Inc. Sebring Software, Inc. Studio II Brands, Inc.
Release No. AP-6371
File Number: 3-18202
Date: Respondents:
Gibson, John Austin, Jr.
Release No. AP-6372
File Number: 3-17856
Date: Respondents:
Ibex Advanced Mortgage Technology, Inc.
Release No. AP-6373
File Number: 3-18047
Date: Respondents:
Bercowy, Gregory M.
Release No. AP-6374
File Number: 3-18508
Date: Respondents:
Neurologix, Inc. Organic Alliance, Inc. Zinco do Brasil, Inc.
Release No. AP-6375
File Number: 3-18180
Date: Respondents:
Next Galaxy Corp. Novamex Energy, Inc. Occidental Development Group, Inc. Sable Natural Resources Corporation.
Release No. AP-6376
File Number: 3-18219
Date: Respondents:
China Greenstar Corporation Cortronix Biomedical Advancement Technologies, Inc. HW Holdings, Inc. Microelectronics Technology Company
Release No. AP-6377
File Number: 3-18097
Date: Respondents:
African Copper Corp. Genmed Holding Corp. Yanglin Soybean, Inc.
Release No. AP-6366
File Number: 3-16965
Date: Respondents:
Hallas, Demitrios
Release No. AP-6367
File Number: 3-18229
Date: Respondents:
Aurios Inc. EFLO Energy, Inc. Inergetics, Inc. Monar International, Inc.
Release No. AP-6368
File Number: 3-18092
Date: Respondents:
New Global Energy, Inc.
Release No. AP-6369
File Number: 3-18405
Date: Respondents:
Snisky, Gary C.
Release No. AP-6365
File Number: 3-17645
Date: Respondents:
Infrastructure International, Inc.
Release No. AP-6359
File Number: 3-17132
Date: Respondents:
Meridian Co., Ltd.
Release No. AP-6360
File Number: 3-18188
Date: Respondents:
Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA
Release No. AP-6361
File Number: 3-18292
Date: Respondents:
Gibson, Christopher M.
Release No. AP-6362
File Number: 3-17184
Date: Respondents:
BioPharma Manufacturing Solutions Inc. CLTC Ventures Corporation (n/k/a Dreamfly Productions Corporation) Crane Global Energy Company DCA Asset Management, Inc.
Release No. AP-6363
File Number: 3-18148
Date: Respondents:
Bebo, Laurie Buono, John, CPA
Release No. AP-6364
File Number: 3-16293
Date: Respondents:
Griffin, James P.
Release No. AP-6355
File Number: 3-17848
Date: Respondents:
Penn, Lawrence E., III
Release No. AP-6356
File Number: 3-18288
Date: Respondents:
Wedbush Securities, Inc.
Release No. AP-6357
File Number: 3-18411
Date: Respondents:
New Western Energy Corp. Preferred Restaurant Brands, Inc. Primco Management, Inc.
Release No. AP-6358
File Number: 3-18007
Date: Respondents:
Nadel, Warren D.
Release No. AP-6346
File Number: 3-17883
Date: Respondents:
China Biopharma, Inc. China Linen Textile Industry, Ltd. China Water Group, Inc. Scout Exploration, Inc. Teryl Resources Corp.
Release No. AP-6347
File Number: 3-17886
Date: Respondents:
Play La Inc. Titan Trading Analytics, Inc.
Release No. AP-6348
File Number: 3-18492
Date: Respondents:
Stitt, Andrew
Release No. AP-6349
File Number: 3-17621
Date: Respondents:
Aesoph, John J., CPA Bennett, Darren M., CPA
Release No. AP-6350
File Number: 3-15168
Date: Respondents:
Natural Blue Resources, Inc. Cohen, James E. Corazzi, Joseph A
Release No. AP-6351
File Number: 3-15974
Date: Respondents:
Grey Fox Holdings Corp. (f/k/a Gray Fox Petroleum Corp.) Green Innovations Ltd. Red Giant Entertainment, Inc.
Release No. AP-6352
File Number: 3-18480
Date: Respondents:
Berger, Brian Michael
Release No. AP-6353
File Number: 3-18129
Date: Respondents:
John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC Jarkesy, George R., Jr. John Thomas Financial, Inc. Belesis, Anastasios "Tommy"
Release No. AP-6354
File Number: 3-15255
Date: Respondents:
Saving2Retire, LLC Young, Marian P.
Release No. AP-6341
File Number: 3-17352
Date: Respondents:
Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R.
Release No. AP-6342
File Number: 3-16509
Date: Respondents:
Terracciano, Eugene
Release No. AP-6343
File Number: 3-18414
Date: Respondents:
BioElectronics Corp. IBEX, LLC St. John's, LLC Whelan, Andrew J. Whelan Kelly A., CPA Bedwell, Robert P., CPA
Release No. AP-6344
File Number: 3-17104
Date: Respondents:
Wedbush Securities, Inc.
Release No. AP-6345
File Number: 3-18411
Date: Respondents:
Gainer, Jeffrey
Release No. AP-6335
File Number: 3-18130
Date: Respondents:
Baccam, Patric Ken a/k/a Khanh Sengpraseuth
Release No. AP-6336
File Number: 3-18276
Date: Respondents:
Zufelt, Anthony C.
Release No. AP-6337
File Number: 3-17907
Date: Respondents:
Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W.
Release No. AP-6338
File Number: 3-17849
Date: Respondents:
Anthony, Donald J., Jr. Chiappone, Frank H. Feldman, Richard D. Gamello, William P. Guzzetti, Andrew G. Lex, William F. Livingston, Thomas E. Mayer, Brian T. Rabinovich, Philip S. Rogers, Ryan C.
Release No. AP-6339
File Number: 3-15514
Date: Respondents:
GL Capital Partners, LLC, GL Investment Services, LLC
Release No. AP-6340
File Number: 3-17818, 3-17819
Date: Respondents:
Terracciano, Eugene
Release No. AP-6323
File Number: 3-18414
Date: Respondents:
Spring Hill Capital Markets, LLC Spring Hill Capital Partners, LLC Spring Hill Capital Holdings, LLC White, Kevin D.
Release No. AP-6324
File Number: 3-16353
Date: Respondents:
Nadel, Warren D.
Release No. AP-6325
File Number: 3-17883
Date: Respondents:
Hall, David S., P.C. d/b/a the Hall Group CPAs Hall, David S., CPA Cochran, Michelle L. Helterbran, CPA Cisneros, Susan A.
Release No. AP-6326
File Number: 3-17228
Date: Respondents:
Saving2Retire, LLC Young, Marian P.
Release No. AP-6327
File Number: 3-17352
Date: Respondents:
Reyftmann, Gregory
Release No. AP-6328
File Number: 3-17959
Date: Respondents:
GO EZ Corporation Green St. Energy, Inc. Hyperview Ltd. Imogo Mobile Technologies Corp.
Release No. AP-6329
File Number: 3-18204
Date: Respondents:
KollagenX Corp. Microlin Bio, Inc. Vaccinogen, Inc. Virtus Oil and Gas Corp.
Release No. AP-6330
File Number: 3-18207
Date: Respondents:
Play La Inc. Titan Trading Analytics, Inc.
Release No. AP-6331
File Number: 3-18492
Date: Respondents:
COPsync, Inc. Falconridge Oil Technologies Corp. FLASR, Inc. Fonon Corp.
Release No. AP-6332
File Number: 3-18496
Date: Respondents:
FuelNation, Inc. 3D Total Solutions, Inc.
Release No. AP-6333
File Number: 3-18551
Date: Respondents:
Hydrogen Future Corporation Liberty Energy Corp. Omega Brands, Inc. Optionable Inc.
Release No. AP-6334
File Number: 3-18220
Date: Respondents:
Bluforest, Inc.
Release No. AP-6320
File Number: 3-17558
Date: Respondents:
Lee, Christopher M., aka Rashid K. Khalfani
Release No. AP-6321
File Number: 3-18454
Date: Respondents:
Angela Rubbo Beckcom Monaco
Release No. AP-6322
File Number: 3-18481
Date: Respondents:
Aervision Holdings, Inc. Amalgamated Pictures Corp. American Patriot Financial Group, Inc. Asia8, Inc.
Release No. AP-6318
File Number: 3-18199
Date: Respondents:
Black Diamond Asset Management LLC Wilson, Robert
Release No. AP-6319
File Number: 3-18099
Date: Respondents:
CellCyte Genetics Corp. China Pediatric Pharmaceuticals, Inc. Hawker Energy, Inc.
Release No. AP-6312
File Number: 3-18141
Date: Respondents:
Tintic Gold Mining Company
Release No. AP-6313
File Number: 3-18157
Date: Respondents:
China Hefeng Rescue Equipment, Inc. Greenworld Development, Inc. Mountain National Bancshares, Inc. UCP Holdings, Inc.
Release No. AP-6314
File Number: 3-18179
Date: Respondents:
Digital Brand Media & Marketing Group, Inc. Intellicell Biosciences, Inc.
Release No. AP-6315
File Number: 3-17990
Date: Respondents:
John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC Jarkesy, George R., Jr. John Thomas Financial, Inc. Belesis, Anastasios "Tommy"
Release No. AP-6316
File Number: 3-15255
Date: Respondents:
Bucci, William D.
Release No. AP-6317
File Number: 3-17888
Date: Respondents:
Digital Brand Media & Marketing Group, Inc. Intellicell Biosciences, Inc.
Release No. AP-6310
File Number: 3-17990
Date: Respondents:
Canso Enterprises Ltd., Privoz, Universal Movers Corp., Lorilay Corp., Formous Corp., Lion Print Corp.
Release No. AP-6311
File Number: 3-17984, 3-17985, 3-17986, 3-17987, 3-17988, 3-17989
Date: Respondents:
Grey Fox Holdings Corp. (f/k/a Gray Fox Petroleum Corp.) Green Innovations Ltd. Red Giant Entertainment, Inc.
Release No. AP-6303
File Number: 3-18480
Date: Respondents:
Biovest International, Inc. Olie Inc. (n/k/a Syndicate Business Development Corp.) Stargate Entertainment, Inc. Three Sigma Ventures, Inc.
Release No. AP-6304
File Number: 3-17935
501 to 600 of 7576 items