ALJ Orders: Administrative Law Judges

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date	Respondents
Date: Sept. 27, 2018	Respondents: Huixin Waste Water Solutions, Inc. Release No. AP-6109 File Number: 3-18187
Date: Sept. 27, 2018	Respondents: Atomic Paintball, Inc. North American Oil & Gas Corp. VelaTel Global Communications, Inc. Release No. AP-6110 File Number: 3-17991
Date: Sept. 27, 2018	Respondents: Affirmative Insurance Holdings, Inc. Armada Oil, Inc. China Energy Technology Corp., Ltd. Chuma Holdings, Inc. Release No. AP-6111 File Number: 3-18378
Date: Sept. 27, 2018	Respondents: New Global Energy, Inc. Release No. AP-6112 File Number: 3-18405
Date: Sept. 27, 2018	Respondents: Icon Vapor, Inc. POWRtec International Corp. Silvergraph International, Inc. Walter Energy, Inc. (n/k/a New WEI. Inc.) Release No. AP-6113 File Number: 3-18210
Date: Sept. 27, 2018	Respondents: Next Galaxy Corp. Novamex Energy, Inc. Occidental Development Group, Inc. Sable Natural Resources Corporation. Release No. AP-6114 File Number: 3-18219
Date: Sept. 27, 2018	Respondents: Angela Rubbo Beckcom Monaco Release No. AP-6115 File Number: 3-18481
Date: Sept. 26, 2018	Respondents: Hampshire Group, Limited United Mortgage Trust, Inc. Zoom Companies, Inc. Release No. AP-6083 File Number: 3-18201
Date: Sept. 26, 2018	Respondents: America Greener Technologies, Inc. MV Portfolios, Inc. Trycera Financial, Inc. Release No. AP-6084 File Number: 3-18490
Date: Sept. 26, 2018	Respondents: Hedgebrook JayHawk Energy, Inc. Rubicon Financial, Inc. Release No. AP-6085 File Number: 3-18484
Date: Sept. 26, 2018	Respondents: Aesoph, John J., CPA Bennett, Darren M., CPA Release No. AP-6086 File Number: 3-15168
Date: Sept. 26, 2018	Respondents: Solo International, Inc. Urban Hydroponics, Inc. Your Event, Inc. Release No. AP-6087 File Number: 3-18500
Date: Sept. 26, 2018	Respondents: Lawler, Joe Release No. AP-6088 File Number: 3-17650
Date: Sept. 26, 2018	Respondents: Energy Edge Technologies Corp. Focus Gold Corp. New York Sub Co. Release No. AP-6089 File Number: 3-18038
Date: Sept. 26, 2018	Respondents: Gainer, Jeffrey Release No. AP-6090 File Number: 3-18130
Date: Sept. 26, 2018	Respondents: Hallas, Demitrios Release No. AP-6091 File Number: 3-18229
Date: Sept. 26, 2018	Respondents: Spring Hill Capital Markets, LLC Spring Hill Capital Partners, LLC Spring Hill Capital Holdings, LLC White, Kevin D. Release No. AP-6092 File Number: 3-16353
Date: Sept. 26, 2018	Respondents: John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC Jarkesy, George R., Jr. John Thomas Financial, Inc. Belesis, Anastasios "Tommy" Release No. AP-6093 File Number: 3-15255
Date: Sept. 26, 2018	Respondents: Mullan Agritech, Inc. ReliaBrand, Inc. UBL Interactive, Inc. Release No. AP-6094 File Number: 3-18501
Date: Sept. 26, 2018	Respondents: Solaris Power Cells, Inc. Stragenics, Inc. Ultimate Rack Inc. Release No. AP-6095 File Number: 3-18489
Date: Sept. 26, 2018	Respondents: Dekel, Roy Release No. AP-6096 File Number: 3-17751
Date: Sept. 26, 2018	Respondents: Halek, Jason A. Release No. AP-6097 File Number: 3-18534
Date: Sept. 26, 2018	Respondents: Altovida Inc. Aurora Gold Corporation Auxillium Energy, Inc. Silver Falcon Mining, Inc. Release No. AP-6098 File Number: 3-18104
Date: Sept. 26, 2018	Respondents: Schooler, Louis V. Release No. AP-6099 File Number: 3-17115
Date: Sept. 26, 2018	Respondents: American-Swiss Capital, Inc. Aquilarts, Inc. Avalon Holding Group, Inc. Broadstreet Power, Inc. (f/k/a Summer Valley Acquisition Corp.) Release No. AP-6100 File Number: 3-18156
Date: Sept. 25, 2018	Respondents: Bohai Pharmaceuticals Group Inc. Release No. AP-6075 File Number: 3-18151
Date: Sept. 25, 2018	Respondents: Cardinal Resources, Inc. StationDigital Corp. Release No. AP-6076 File Number: 3-18004
Date: Sept. 25, 2018	Respondents: Hall Tees, Inc. Hosokawa Micron International, Inc. James River Coal Company Napa Sonoma Group Inc. (f/k/a Andes 1, Inc.) Self Change Corporation Release No. AP-6077 File Number: 3-18155
Date: Sept. 25, 2018	Respondents: Capitol City Bancshares, Inc. Chang-On International, Inc. Computer Graphics International Inc. John D. Oil and Gas Company Legal Life Plans, Inc. Powder River Coal Corp. Release No. AP-6078 File Number: 3-17366
Date: Sept. 25, 2018	Respondents: Gamzio Mobile, Inc. Gold Hill Resources, Inc., J.S. Oliver Capital Management, L.P. Mausner, Ian O. Drennan, Douglas F. Release No. AP-6079 File Number: 3-18170, 3-15446
Date: Sept. 25, 2018	Respondents: J.S. Oliver Capital Management, L.P. Mausner, Ian O. Drennan, Douglas F. Release No. AP-6080 File Number: 3-15446
Date: Sept. 25, 2018	Respondents: Grey Fox Holdings Corp. (f/k/a Gray Fox Petroleum Corp.) Green Innovations Ltd. Red Giant Entertainment, Inc. Release No. AP-6081 File Number: 3-18480
Date: Sept. 25, 2018	Respondents: Digital Brand Media & Marketing Group, Inc. Intellicell Biosciences, Inc. Release No. AP-6082 File Number: 3-17990
Date: Sept. 24, 2018	Respondents: Green Parts International, Inc. Integrated Environmental Technologies, Ltd. M2 Ngage Group Inc. (n/k/a Troika Media Group)(a/k/a Roomlinx Inc.) Urban Barns Foods, Inc. Release No. AP-6068 File Number: 3-18497
Date: Sept. 24, 2018	Respondents: Kessler, Richard W. Release No. AP-6069 File Number: 3-18535
Date: Sept. 24, 2018	Respondents: Reyes, Gerardo E. Release No. AP-6070 File Number: 3-18126
Date: Sept. 24, 2018	Respondents: Och-Ziff Capital Management Group LLC Oz Management LP Och, Daniel S. Frank, Joel M. Release No. AP-6071 File Number: 3-17595
Date: Sept. 24, 2018	Respondents: Engage Eco Solutions, Inc. Old Stone Corporation Teltronics, Inc. (n/k/a Forerunner Technologies Inc.) Xunna Information Technology, Inc. Release No. AP-6072 File Number: 3-18191
Date: Sept. 24, 2018	Respondents: Aervision Holdings, Inc. Amalgamated Pictures Corp. American Patriot Financial Group, Inc. Asia8, Inc. Release No. AP-6073 File Number: 3-18199
Date: Sept. 24, 2018	Respondents: Immunoclin Corp. Intelligent Living America, Inc. Ivanhoe Energy, Inc. Release No. AP-6074 File Number: 3-18190
Date: Sept. 21, 2018	Respondents: Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W. Release No. AP-6050 File Number: 3-17849
Date: Sept. 21, 2018	Respondents: CellCyte Genetics Corp. China Pediatric Pharmaceuticals, Inc. Hawker Energy, Inc. Release No. AP-6051 File Number: 3-18141
Date: Sept. 21, 2018	Respondents: Biovest International, Inc. Olie Inc. (n/k/a Syndicate Business Development Corp.) Stargate Entertainment, Inc. Three Sigma Ventures, Inc. Release No. AP-6052 File Number: 3-17935
Date: Sept. 21, 2018	Respondents: Changda International Holdings, Inc. Release No. AP-6053 File Number: 3-17029
Date: Sept. 21, 2018	Respondents: Tintic Gold Mining Company Release No. AP-6054 File Number: 3-18157
Date: Sept. 21, 2018	Respondents: China Hefeng Rescue Equipment, Inc. Greenworld Development, Inc. Mountain National Bancshares, Inc. UCP Holdings, Inc. Release No. AP-6055 File Number: 3-18179
Date: Sept. 21, 2018	Respondents: GO EZ Corporation Green St. Energy, Inc. Hyperview Ltd. Imogo Mobile Technologies Corp. Release No. AP-6056 File Number: 3-18204
Date: Sept. 21, 2018	Respondents: KollagenX Corp. Microlin Bio, Inc. Vaccinogen, Inc. Virtus Oil and Gas Corp. Release No. AP-6057 File Number: 3-18207
Date: Sept. 21, 2018	Respondents: Play La Inc. Titan Trading Analytics, Inc. Release No. AP-6058 File Number: 3-18492
Date: Sept. 21, 2018	Respondents: COPsync, Inc. Falconridge Oil Technologies Corp. FLASR, Inc. Fonon Corp. Release No. AP-6059 File Number: 3-18496
Date: Sept. 21, 2018	Respondents: T3 Holdings, Inc. Vortronnix Technologies, Inc. Release No. AP-6060 File Number: 3-18023
Date: Sept. 21, 2018	Respondents: Gibson, Christopher M. Release No. AP-6061 File Number: 3-17184
Date: Sept. 21, 2018	Respondents: Winkelmann, James A. Sr. Blue Ocean Portfolios, LLC, RD Legal Capital, LLC Dersovitz, Roni Release No. AP-6062 File Number: 3-17253, 3-17342
Date: Sept. 21, 2018	Respondents: Mackenzie Taylor Minerals, Inc. Raptor Resources Holdings, Inc. Shoshone Silver Gold Mining Co. VR Holdings, Inc. Release No. AP-6063 File Number: 3-18149
Date: Sept. 21, 2018	Respondents: Briner, John, Esq. Dalmy, Diane. Esq. De Joya Griffith, LLC De Joya, Arthur, CPA Griffith, Jason, CPA Whetman, Chris, CPA Zhang, Philip, CPA M&K CPAs, PLLC Manis, Matt, CPA Ridenour, Jon, CPA Ortego, Ben, CPA Release No. AP-6064 File Number: 3-16339
Date: Sept. 21, 2018	Respondents: Marshall, Clayton T. Release No. AP-6065 File Number: 3-15783
Date: Sept. 21, 2018	Respondents: Baker, Robert L. Herrera, Jacob B. Bowen, Michael D. Ballard, Terrence A. Release No. AP-6066 File Number: 3-17716
Date: Sept. 21, 2018	Respondents: Baker, Robert L. Herrera, Jacob B. Bowen, Michael D. Ballard, Terrence A. Release No. AP-6067 File Number: 3-17716
Date: Sept. 20, 2018	Respondents: Vitale, Joseph Release No. AP-6033 File Number: 3-18252
Date: Sept. 20, 2018	Respondents: Snisky, Gary C. Release No. AP-6034 File Number: 3-17645
Date: Sept. 20, 2018	Respondents: Medicus Homecare Inc. Release No. AP-6035 File Number: 3-18081
Date: Sept. 20, 2018	Respondents: GL Capital Partners, LLC, GL Investment Services, LLC Release No. AP-6036 File Number: 3-17818, 3-17819
Date: Sept. 20, 2018	Respondents: AV Therapeutics, Inc. Balqon Corporation Empress Mining Inc. (f/k/a Penola, Inc.) Passport Potash, Inc. Release No. AP-6037 File Number: 3-18095
Date: Sept. 20, 2018	Respondents: Zufelt, Anthony C. Release No. AP-6038 File Number: 3-17907
Date: Sept. 20, 2018	Respondents: Cibolan Gold Corporation Medbook World Inc. Pacific Gold Corp. Sungame Corporation (n/k/a Freevi Corp.) Release No. AP-6039 File Number: 3-18077
Date: Sept. 20, 2018	Respondents: Black Diamond Asset Management LLC Wilson, Robert Release No. AP-6040 File Number: 3-18099
Date: Sept. 20, 2018	Respondents: Dearborn Bancorp, Inc. Greentech Mining International, Inc. Hoverink International Holdings, Inc. South West Coast Senior Living Corp. Release No. AP-6041 File Number: 3-18223
Date: Sept. 20, 2018	Respondents: China Greenstar Corporation Cortronix Biomedical Advancement Technologies, Inc. HW Holdings, Inc. Microelectronics Technology Company Release No. AP-6042 File Number: 3-18097
Date: Sept. 20, 2018	Respondents: Ibex Advanced Mortgage Technology, Inc. Release No. AP-6043 File Number: 3-18047
Date: Sept. 20, 2018	Respondents: Evolucia, Inc. Legend International Holdings, Inc. OSL Holdings, Inc. Release No. AP-6044 File Number: 3-18014
Date: Sept. 20, 2018	Respondents: AFN, Inc. Allen Energy Company American Cascade Energy, Inc. Millenia Hope Inc. (n/k/a Clubs Choice Holdings, Inc.) Release No. AP-6045 File Number: 3-17743
Date: Sept. 20, 2018	Respondents: Saving2Retire, LLC Young, Marian P. Release No. AP-6046 File Number: 3-17352
Date: Sept. 20, 2018	Respondents: Herman, Rosalind Release No. AP-6047 File Number: 3-17828
Date: Sept. 20, 2018	Respondents: A.C. Simmonds and Sons, Inc. Joshua Gold Resources, Inc. (f/k/a Enhanced Energy Solutions, Inc.) Game Plan Holdings, Inc. HashingSpace Corp. Release No. AP-6048 File Number: 3-17999
Date: Sept. 20, 2018	Respondents: E-Waste Systems, Inc. Release No. AP-6049 File Number: 3-18107
Date: Sept. 19, 2018	Respondents: Gibson, John Austin, Jr. Release No. AP-6025 File Number: 3-17856
Date: Sept. 19, 2018	Respondents: Griffin, James P. Release No. AP-6026 File Number: 3-17848
Date: Sept. 19, 2018	Respondents: Mosshart, Joshua D. Release No. AP-6027 File Number: 3-18422
Date: Sept. 19, 2018	Respondents: China Du Kang Co., Ltd. Release No. AP-6028 File Number: 3-18106
Date: Sept. 19, 2018	Respondents: IMK GROUP, INC. Mobilebits Holdings Corporation National Energy Services, Inc. Power of the Dream Ventures Inc. Release No. AP-6029 File Number: 3-18203
Date: Sept. 19, 2018	Respondents: Infinity Real Estate Holdings Corporation International Industrial Enterprise, Inc. Scor International Foods, Inc. Xhibit Corp. Release No. AP-6030 File Number: 3-18217
Date: Sept. 19, 2018	Respondents: Lloyd, Paul Edward "Ed", Jr., CPA Release No. AP-6031 File Number: 3-16182
Date: Sept. 19, 2018	Respondents: China Biopharma, Inc. China Linen Textile Industry, Ltd. China Water Group, Inc. Scout Exploration, Inc. Teryl Resources Corp. Release No. AP-6032 File Number: 3-17886
Date: Sept. 18, 2018	Respondents: Briner, John, Esq. Dalmy, Diane. Esq. De Joya Griffith, LLC De Joya, Arthur, CPA Griffith, Jason, CPA Whetman, Chris, CPA Zhang, Philip, CPA M&K CPAs, PLLC Manis, Matt, CPA Ridenour, Jon, CPA Ortego, Ben, CPA Release No. AP-5989 File Number: 3-16339
Date: Sept. 18, 2018	Respondents: Addington, Bryan Lee Release No. AP-5990 File Number: 3-18545
Date: Sept. 18, 2018	Respondents: Penn, Lawrence E., III Release No. AP-5991 File Number: 3-18288
Date: Sept. 18, 2018	Respondents: Stitt, Andrew Release No. AP-5992 File Number: 3-17621
Date: Sept. 18, 2018	Respondents: BioCoral, Inc. GC China Turbine Corp. Race World International, Inc. Worldwide Biotech & Pharmaceutical Co. Release No. AP-5993 File Number: 3-16604
Date: Sept. 18, 2018	Respondents: Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. AP-5994 File Number: 3-18017
Date: Sept. 18, 2018	Respondents: Canso Enterprises Ltd., Privoz, Universal Movers Corp., Lorilay Corp., Formous Corp., Lion Print Corp. Release No. AP-5995 File Number: 3-17984, 3-17985, 3-17986, 3-17987, 3-17988, 3-17989
Date: Sept. 18, 2018	Respondents: CNK Global Inc. (a/k/a American Life Holding Co. Inc.) Release No. AP-5996 File Number: 3-18082
Date: Sept. 18, 2018	Respondents: Creator Capital Ltd. Release No. AP-5997 File Number: 3-18189
Date: Sept. 18, 2018	Respondents: dELiA*s Inc. Global Energy, Inc. Release No. AP-5998 File Number: 3-18037
Date: Sept. 18, 2018	Respondents: GeoGlobal Resources, Inc. USA Synthetic Fuel Corp. Release No. AP-5999 File Number: 3-18153
Date: Sept. 18, 2018	Respondents: Reyftmann, Gregory Release No. AP-6000 File Number: 3-17959
Date: Sept. 18, 2018	Respondents: Berger, Brian Michael Release No. AP-6001 File Number: 3-18129
Date: Sept. 18, 2018	Respondents: Finn, Sean P. M. Dwyer LLC Release No. AP-6002 File Number: 3-17693
Date: Sept. 18, 2018	Respondents: Lee, Christopher M., aka Rashid K. Khalfani Release No. AP-6003 File Number: 3-18454
Date: Sept. 18, 2018	Respondents: Aurios Inc. EFLO Energy, Inc. Inergetics, Inc. Monar International, Inc. Release No. AP-6004 File Number: 3-18092
Date: Sept. 18, 2018	Respondents: Boldface Group, Inc. China Tianfeihong Wine Inc. Goldfields International Inc. Grizzly Gold Corp. Release No. AP-6005 File Number: 3-18103