ALJ Orders: Administrative Law Judges

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date	Respondents
Date: March 18, 2019	Respondents: Mosshart, Joshua D. Release No. AP-6505 File Number: 3-18422
Date: March 18, 2019	Respondents: J.S. Oliver Capital Management, L.P. Mausner, Ian O. Drennan, Douglas F. Release No. AP-6506 File Number: 3-15446
Date: March 18, 2019	Respondents: Gibson, Christopher M. Release No. AP-6507 File Number: 3-17184
Date: March 18, 2019	Respondents: Snisky, Gary C. Release No. AP-6508 File Number: 3-17645
Date: March 18, 2019	Respondents: Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. AP-6509 File Number: 3-18017
Date: March 18, 2019	Respondents: Anderson, Traci J., CPA Carnahan, Timothy W. CYIOS Corporation Release No. AP-6510 File Number: 3-16386
Date: March 15, 2019	Respondents: Bandimere, David F. Young, John O. Release No. AP-6497 File Number: 3-15124
Date: March 15, 2019	Respondents: Feng, Hui Law Offices of Feng & Associates, P.C. Release No. AP-6498 File Number: 3-18209
Date: March 15, 2019	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6499 File Number: 3-18292
Date: March 15, 2019	Respondents: Bandimere, David F. Young, John O. Release No. AP-6500 File Number: 3-15124
Date: March 15, 2019	Respondents: Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. AP-6501 File Number: 3-18017
Date: March 14, 2019	Respondents: Fox, Joseph J. Release No. AP-6496 File Number: 3-16795
Date: March 13, 2019	Respondents: Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-6494 File Number: 3-16509
Date: March 13, 2019	Respondents: J.S. Oliver Capital Management, L.P. Mausner, Ian O. Drennan, Douglas F. Release No. AP-6495 File Number: 3-15446
Date: March 12, 2019	Respondents: Zufelt, Anthony C. Release No. AP-6493 File Number: 3-17907
Date: March 11, 2019	Respondents: Retirement Surety LLC Crescendo Financial LLC Rose, Thomas Leeman, David Featherstone, David Release No. AP-6491 File Number: 3-18061
Date: March 11, 2019	Respondents: Anderson, Traci J., CPA Carnahan, Timothy W. CYIOS Corporation Release No. AP-6492 File Number: 3-16386
Date: March 8, 2019	Respondents: Fox, Joseph J. Release No. AP-6489 File Number: 3-16795
Date: March 8, 2019	Respondents: Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-6490 File Number: 3-16509
Date: March 7, 2019	Respondents: Saving2Retire, LLC Young, Marian P. Release No. AP-6488 File Number: 3-17352
Date: March 6, 2019	Respondents: Bandimere, David F. Young, John O. Release No. AP-6483 File Number: 3-15124
Date: March 6, 2019	Respondents: Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-6484 File Number: 3-16509
Date: March 6, 2019	Respondents: Bercowy, Gregory M. Release No. AP-6485 File Number: 3-18508
Date: March 6, 2019	Respondents: Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. AP-6486 File Number: 3-18017
Date: March 6, 2019	Respondents: Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W. Release No. AP-6487 File Number: 3-17849
Date: March 5, 2019	Respondents: Bercowy, Gregory M. Release No. AP-6482 File Number: 3-18508
Date: March 4, 2019	Respondents: Bandimere, David F. Young, John O. Release No. AP-6473 File Number: 3-15124
Date: March 4, 2019	Respondents: Anderson, Traci J., CPA Carnahan, Timothy W. CYIOS Corporation Release No. AP-6474 File Number: 3-16386
Date: March 4, 2019	Respondents: Retirement Surety LLC Crescendo Financial LLC Rose, Thomas Leeman, David Featherstone, David Release No. AP-6475 File Number: 3-18061
Date: March 4, 2019	Respondents: Bercowy, Gregory M. Release No. AP-6476 File Number: 3-18508
Date: March 4, 2019	Respondents: Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W. Release No. AP-6477 File Number: 3-17849
Date: March 4, 2019	Respondents: Bebo, Laurie Buono, John, CPA Release No. AP-6478 File Number: 3-16293
Date: March 4, 2019	Respondents: Saving2Retire, LLC Young, Marian P. Release No. AP-6479 File Number: 3-17352
Date: March 4, 2019	Respondents: Pruitt, David, CPA Release No. AP-6480 File Number: 3-17950
Date: March 4, 2019	Respondents: Retirement Surety LLC Crescendo Financial LLC Rose, Thomas Leeman, David Featherstone, David Release No. AP-6481 File Number: 3-18061
Date: Feb. 28, 2019	Respondents: Bebo, Laurie Buono, John, CPA Release No. AP-6470 File Number: 3-16293
Date: Feb. 28, 2019	Respondents: Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-6471 File Number: 3-16509
Date: Feb. 28, 2019	Respondents: Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W. Release No. AP-6472 File Number: 3-17849
Date: Feb. 26, 2019	Respondents: Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. AP-6469 File Number: 3-18017
Date: Feb. 21, 2019	Respondents: Bebo, Laurie Buono, John, CPA Release No. AP-6468 File Number: 3-16293
Date: Feb. 19, 2019	Respondents: Pruitt, David, CPA Release No. AP-6465 File Number: 3-17950
Date: Feb. 19, 2019	Respondents: African Copper Corp. Genmed Holding Corp. Yanglin Soybean, Inc. Release No. AP-6466 File Number: 3-16965
Date: Feb. 19, 2019	Respondents: CellCyte Genetics Corp. China Pediatric Pharmaceuticals, Inc. Hawker Energy, Inc. Release No. AP-6467 File Number: 3-18141
Date: Feb. 15, 2019	Respondents: Snisky, Gary C. Release No. AP-6461 File Number: 3-17645
Date: Feb. 15, 2019	Respondents: Baker, Robert L. Herrera, Jacob B. Bowen, Michael D. Ballard, Terrence A. Release No. AP-6462 File Number: 3-17716
Date: Feb. 15, 2019	Respondents: Infrastructure International, Inc. Release No. AP-6463 File Number: 3-17132
Date: Feb. 15, 2019	Respondents: Gainer, Jeffrey Release No. AP-6464 File Number: 3-18130
Date: Feb. 14, 2019	Respondents: Neman, Shervin Neman Financial, Inc. Release No. AP-6456 File Number: 3-17699
Date: Feb. 14, 2019	Respondents: Changda International Holdings, Inc. Release No. AP-6457 File Number: 3-17029
Date: Feb. 14, 2019	Respondents: Terracciano, Eugene Release No. AP-6458 File Number: 3-18414
Date: Feb. 14, 2019	Respondents: Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-6459 File Number: 3-16509
Date: Feb. 14, 2019	Respondents: China Biopharma, Inc. China Linen Textile Industry, Ltd. China Water Group, Inc. Scout Exploration, Inc. Teryl Resources Corp. Release No. AP-6460 File Number: 3-17886
Date: Feb. 13, 2019	Respondents: Fern Holdings Corp. Fortune Capital Financial Holding Corp. Gaming Entertainment International, Inc. Global Food Technologies, Inc. Release No. AP-6453 File Number: 3-18530
Date: Feb. 13, 2019	Respondents: BioCoral, Inc. GC China Turbine Corp. Race World International, Inc. Worldwide Biotech & Pharmaceutical Co. Release No. AP-6454 File Number: 3-16604
Date: Feb. 13, 2019	Respondents: Gibson, Christopher M. Release No. AP-6455 File Number: 3-17184
Date: Feb. 12, 2019	Respondents: Pruitt, David, CPA Release No. AP-6452 File Number: 3-17950
Date: Feb. 11, 2019	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6448 File Number: 3-18292
Date: Feb. 11, 2019	Respondents: Digital Brand Media & Marketing Group, Inc. Intellicell Biosciences, Inc. Release No. AP-6449 File Number: 3-17990
Date: Feb. 11, 2019	Respondents: Wallace, Jason A. Release No. AP-6450 File Number: 3-18438
Date: Feb. 11, 2019	Respondents: Teran, Alfred C. Release No. AP-6451 File Number: 3-18098
Date: Feb. 8, 2019	Respondents: Saving2Retire, LLC Young, Marian P. Release No. AP-6446 File Number: 3-17352
Date: Feb. 8, 2019	Respondents: Hall, David S., P.C. d/b/a the Hall Group CPAs Hall, David S., CPA Cochran, Michelle L. Helterbran, CPA Cisneros, Susan A. Release No. AP-6447 File Number: 3-17228
Date: Feb. 7, 2019	Respondents: Snisky, Gary C. Release No. AP-6445 File Number: 3-17645
Date: Feb. 6, 2019	Respondents: Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-6441 File Number: 3-16509
Date: Feb. 6, 2019	Respondents: Snisky, Gary C. Release No. AP-6442 File Number: 3-17645
Date: Feb. 6, 2019	Respondents: J.S. Oliver Capital Management, L.P. Mausner, Ian O. Drennan, Douglas F. Release No. AP-6443 File Number: 3-15446
Date: Feb. 6, 2019	Respondents: Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W. Release No. AP-6444 File Number: 3-17849
Date: Feb. 4, 2019	Respondents: Mosshart, Joshua D. Release No. AP-6440 File Number: 3-18422
Date: Feb. 1, 2019	Respondents: Pruitt, David, CPA Release No. AP-6432 File Number: 3-17950
Date: Feb. 1, 2019	Respondents: Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. AP-6433 File Number: 3-18017
Date: Feb. 1, 2019	Respondents: Halek, Jason A. Release No. AP-6434 File Number: 3-18534
Date: Feb. 1, 2019	Respondents: Finn, Sean P. M. Dwyer LLC Release No. AP-6435 File Number: 3-17693
Date: Feb. 1, 2019	Respondents: Teran, Alfred C. Release No. AP-6436 File Number: 3-18098
Date: Feb. 1, 2019	Respondents: Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W. Release No. AP-6437 File Number: 3-17849
Date: Feb. 1, 2019	Respondents: Herman, Rosalind Release No. AP-6438 File Number: 3-17828
Date: Feb. 1, 2019	Respondents: Snisky, Gary C. Release No. AP-6439 File Number: 3-17645
Date: Jan. 31, 2019	Respondents: Bluforest, Inc. Release No. AP-6424 File Number: 3-17558
Date: Jan. 31, 2019	Respondents: Saving2Retire, LLC Young, Marian P. Release No. AP-6425 File Number: 3-17352
Date: Jan. 31, 2019	Respondents: Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W. Release No. AP-6426 File Number: 3-17849
Date: Jan. 31, 2019	Respondents: Oriental Dragon Corp. Release No. AP-6427 File Number: 3-18450
Date: Jan. 31, 2019	Respondents: Baker, Robert L. Herrera, Jacob B. Bowen, Michael D. Ballard, Terrence A. Release No. AP-6428 File Number: 3-17716
Date: Jan. 31, 2019	Respondents: Reyftmann, Gregory Release No. AP-6429 File Number: 3-17959
Date: Jan. 31, 2019	Respondents: China Domestica Bio-Technology Holdings, Inc. Release No. AP-6430 File Number: 3-17031
Date: Jan. 31, 2019	Respondents: Meridian Co., Ltd. Release No. AP-6431 File Number: 3-18188
Date: Dec. 26, 2018	Respondents: Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-6423 File Number: 3-16509
Date: Dec. 21, 2018	Respondents: Mosshart, Joshua D. Release No. AP-6422 File Number: 3-18422
Date: Dec. 20, 2018	Respondents: CellCyte Genetics Corp. China Pediatric Pharmaceuticals, Inc. Hawker Energy, Inc. Release No. AP-6419 File Number: 3-18141
Date: Dec. 20, 2018	Respondents: J.S. Oliver Capital Management, L.P. Mausner, Ian O. Drennan, Douglas F. Release No. AP-6420 File Number: 3-15446
Date: Dec. 20, 2018	Respondents: Pruitt, David, CPA Release No. AP-6421 File Number: 3-17950
Date: Dec. 19, 2018	Respondents: China Domestica Bio-Technology Holdings, Inc. Release No. AP-6413 File Number: 3-17031
Date: Dec. 19, 2018	Respondents: Biovest International, Inc. Olie Inc. (n/k/a Syndicate Business Development Corp.) Stargate Entertainment, Inc. Three Sigma Ventures, Inc. Release No. AP-6414 File Number: 3-17935
Date: Dec. 19, 2018	Respondents: Fern Holdings Corp. Fortune Capital Financial Holding Corp. Gaming Entertainment International, Inc. Global Food Technologies, Inc. Release No. AP-6415 File Number: 3-18530
Date: Dec. 19, 2018	Respondents: Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W. Release No. AP-6416 File Number: 3-17849
Date: Dec. 19, 2018	Respondents: Bohai Pharmaceuticals Group Inc. Release No. AP-6417 File Number: 3-18151
Date: Dec. 19, 2018	Respondents: Icon Vapor, Inc. POWRtec International Corp. Silvergraph International, Inc. Walter Energy, Inc. (n/k/a New WEI. Inc.) Release No. AP-6418 File Number: 3-18210
Date: Dec. 18, 2018	Respondents: Capitol City Bancshares, Inc. Chang-On International, Inc. Computer Graphics International Inc. John D. Oil and Gas Company Legal Life Plans, Inc. Powder River Coal Corp. Release No. AP-6408 File Number: 3-17366
Date: Dec. 18, 2018	Respondents: Finn, Sean P. M. Dwyer LLC Release No. AP-6409 File Number: 3-17693
Date: Dec. 18, 2018	Respondents: Neman, Shervin Neman Financial, Inc. Release No. AP-6410 File Number: 3-17699
Date: Dec. 18, 2018	Respondents: John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC Jarkesy, George R., Jr. John Thomas Financial, Inc. Belesis, Anastasios "Tommy" Release No. AP-6411 File Number: 3-15255
Date: Dec. 18, 2018	Respondents: Bebo, Laurie Buono, John, CPA Release No. AP-6412 File Number: 3-16293