ALJ Orders: Administrative Law Judges

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date	Respondents
Date: Nov. 7, 2018	Respondents: Kessler, Richard W. Release No. AP-6305 File Number: 3-18535
Date: Nov. 7, 2018	Respondents: Escalera Resources Co. Force Minerals Corp. Release No. AP-6306 File Number: 3-18550
Date: Nov. 7, 2018	Respondents: FuelNation, Inc. 3D Total Solutions, Inc. Release No. AP-6307 File Number: 3-18551
Date: Nov. 7, 2018	Respondents: Halek, Jason A. Release No. AP-6308 File Number: 3-18534
Date: Nov. 7, 2018	Respondents: Saving2Retire, LLC Young, Marian P. Release No. AP-6309 File Number: 3-17352
Date: Nov. 6, 2018	Respondents: Och-Ziff Capital Management Group LLC Oz Management LP Och, Daniel S. Frank, Joel M. Release No. AP-6297 File Number: 3-17595
Date: Nov. 6, 2018	Respondents: Engage Eco Solutions, Inc. Old Stone Corporation Teltronics, Inc. (n/k/a Forerunner Technologies Inc.) Xunna Information Technology, Inc. Release No. AP-6298 File Number: 3-18191
Date: Nov. 6, 2018	Respondents: Hedgebrook JayHawk Energy, Inc. Rubicon Financial, Inc. Release No. AP-6299 File Number: 3-18484
Date: Nov. 6, 2018	Respondents: T3 Holdings, Inc. Vortronnix Technologies, Inc. Release No. AP-6300 File Number: 3-18023
Date: Nov. 6, 2018	Respondents: Immunoclin Corp. Intelligent Living America, Inc. Ivanhoe Energy, Inc. Release No. AP-6301 File Number: 3-18190
Date: Nov. 6, 2018	Respondents: China Du Kang Co., Ltd. Release No. AP-6302 File Number: 3-18106
Date: Nov. 5, 2018	Respondents: Hall Tees, Inc. Hosokawa Micron International, Inc. James River Coal Company Napa Sonoma Group Inc. (f/k/a Andes 1, Inc.) Self Change Corporation Release No. AP-6289 File Number: 3-18155
Date: Nov. 5, 2018	Respondents: Stitt, Andrew Release No. AP-6290 File Number: 3-17621
Date: Nov. 5, 2018	Respondents: Ciralight Global, Inc. GS Enviroservices, Inc. IPOworld Parabel, Inc. Release No. AP-6291 File Number: 3-17977
Date: Nov. 5, 2018	Respondents: Finn, Sean P. M. Dwyer LLC Release No. AP-6292 File Number: 3-17693
Date: Nov. 5, 2018	Respondents: Anderson, Traci J., CPA Carnahan, Timothy W. CYIOS Corporation Release No. AP-6293 File Number: 3-16386
Date: Nov. 5, 2018	Respondents: Gamzio Mobile, Inc. Gold Hill Resources, Inc. Release No. AP-6294 File Number: 3-18170
Date: Nov. 5, 2018	Respondents: Schooler, Louis V. Release No. AP-6295 File Number: 3-17115
Date: Nov. 5, 2018	Respondents: Teran, Alfred C. Release No. AP-6296 File Number: 3-18098
Date: Nov. 2, 2018	Respondents: Mackenzie Taylor Minerals, Inc. Raptor Resources Holdings, Inc. Shoshone Silver Gold Mining Co. VR Holdings, Inc. Release No. AP-6282 File Number: 3-18149
Date: Nov. 2, 2018	Respondents: African Copper Corp. Genmed Holding Corp. Yanglin Soybean, Inc. Release No. AP-6283 File Number: 3-16965
Date: Nov. 2, 2018	Respondents: Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-6284 File Number: 3-16509
Date: Nov. 2, 2018	Respondents: Lloyd, Paul Edward "Ed", Jr., CPA Release No. AP-6285 File Number: 3-16182
Date: Nov. 2, 2018	Respondents: Herman, Rosalind Release No. AP-6286 File Number: 3-17828
Date: Nov. 2, 2018	Respondents: Natural Blue Resources, Inc. Cohen, James E. Corazzi, Joseph A Release No. AP-6287 File Number: 3-15974
Date: Nov. 2, 2018	Respondents: Solo International, Inc. Urban Hydroponics, Inc. Your Event, Inc. Release No. AP-6288 File Number: 3-18500
Date: Nov. 1, 2018	Respondents: Lawler, Joe Release No. AP-6275 File Number: 3-17650
Date: Nov. 1, 2018	Respondents: CNK Global Inc. (a/k/a American Life Holding Co. Inc.) Release No. AP-6276 File Number: 3-18082
Date: Nov. 1, 2018	Respondents: GeoGlobal Resources, Inc. USA Synthetic Fuel Corp. Release No. AP-6277 File Number: 3-18153
Date: Nov. 1, 2018	Respondents: Creator Capital Ltd. Release No. AP-6278 File Number: 3-18189
Date: Nov. 1, 2018	Respondents: Griffin, James P. Release No. AP-6279 File Number: 3-17848
Date: Nov. 1, 2018	Respondents: Cibolan Gold Corporation Medbook World Inc. Pacific Gold Corp. Sungame Corporation (n/k/a Freevi Corp.) Release No. AP-6280 File Number: 3-18077
Date: Nov. 1, 2018	Respondents: Aesoph, John J., CPA Bennett, Darren M., CPA Release No. AP-6281 File Number: 3-15168
Date: Oct. 31, 2018	Respondents: Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. AP-6270 File Number: 3-18017
Date: Oct. 31, 2018	Respondents: Addington, Bryan Lee Release No. AP-6271 File Number: 3-18545
Date: Oct. 31, 2018	Respondents: Changda International Holdings, Inc. Release No. AP-6272 File Number: 3-17029
Date: Oct. 31, 2018	Respondents: dELiA*s Inc. Global Energy, Inc. Release No. AP-6273 File Number: 3-18037
Date: Oct. 31, 2018	Respondents: Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W. Release No. AP-6274 File Number: 3-17849
Date: Oct. 30, 2018	Respondents: Development Capital Group, Inc. SharkReach, Inc. Spiral Toys Inc. Worthington Energy, Inc. Release No. AP-6268 File Number: 3-18552
Date: Oct. 30, 2018	Respondents: Smith, Jeffrey D. Carswell, Joseph Fullard, Michael W. Release No. AP-6269 File Number: 3-18271
Date: Oct. 29, 2018	Respondents: BioPharma Manufacturing Solutions Inc. CLTC Ventures Corporation (n/k/a Dreamfly Productions Corporation) Crane Global Energy Company DCA Asset Management, Inc. Release No. AP-6264 File Number: 3-18148
Date: Oct. 29, 2018	Respondents: China Du Kang Co., Ltd. Release No. AP-6265 File Number: 3-18106
Date: Oct. 29, 2018	Respondents: Energy Edge Technologies Corp. Focus Gold Corp. New York Sub Co. Release No. AP-6266 File Number: 3-18038
Date: Oct. 29, 2018	Respondents: ANV Security Group, Inc. Release No. AP-6267 File Number: 3-18176
Date: Oct. 26, 2018	Respondents: J.S. Oliver Capital Management, L.P. Mausner, Ian O. Drennan, Douglas F. Release No. AP-6256 File Number: 3-15446
Date: Oct. 26, 2018	Respondents: AFN, Inc. Allen Energy Company American Cascade Energy, Inc. Millenia Hope Inc. (n/k/a Clubs Choice Holdings, Inc.) Release No. AP-6257 File Number: 3-17743
Date: Oct. 26, 2018	Respondents: American-Swiss Capital, Inc. Aquilarts, Inc. Avalon Holding Group, Inc. Broadstreet Power, Inc. (f/k/a Summer Valley Acquisition Corp.) Release No. AP-6258 File Number: 3-18156
Date: Oct. 26, 2018	Respondents: Teran, Alfred C. Release No. AP-6259 File Number: 3-18098
Date: Oct. 26, 2018	Respondents: Penn, Lawrence E., III Release No. AP-6260 File Number: 3-18288
Date: Oct. 26, 2018	Respondents: Boldface Group, Inc. China Tianfeihong Wine Inc. Goldfields International Inc. Grizzly Gold Corp. Release No. AP-6261 File Number: 3-18103
Date: Oct. 26, 2018	Respondents: JuQun, Inc. Live Brands, Inc. Nevada Gold Corp. Nexus Data Technologies Corporation Release No. AP-6262 File Number: 3-18193
Date: Oct. 26, 2018	Respondents: Saving2Retire, LLC Young, Marian P. Release No. AP-6263 File Number: 3-17352
Date: Oct. 25, 2018	Respondents: Solaris Power Cells, Inc. Stragenics, Inc. Ultimate Rack Inc. Release No. AP-6251 File Number: 3-18489
Date: Oct. 25, 2018	Respondents: Oriental Dragon Corp. Release No. AP-6252 File Number: 3-18450
Date: Oct. 25, 2018	Respondents: Escalera Resources Co. Force Minerals Corp. Release No. AP-6253 File Number: 3-18550
Date: Oct. 25, 2018	Respondents: FuelNation, Inc. 3D Total Solutions, Inc. Release No. AP-6254 File Number: 3-18551
Date: Oct. 25, 2018	Respondents: ANV Security Group, Inc. Release No. AP-6255 File Number: 3-18176
Date: Oct. 24, 2018	Respondents: Spring Hill Capital Markets, LLC Spring Hill Capital Partners, LLC Spring Hill Capital Holdings, LLC White, Kevin D. Release No. AP-6248 File Number: 3-16353
Date: Oct. 24, 2018	Respondents: New Western Energy Corp. Preferred Restaurant Brands, Inc. Primco Management, Inc. Release No. AP-6249 File Number: 3-18007
Date: Oct. 24, 2018	Respondents: Hallas, Demitrios Release No. AP-6250 File Number: 3-18229
Date: Oct. 23, 2018	Respondents: Finn, Sean P. M. Dwyer LLC Release No. AP-6241 File Number: 3-17693
Date: Oct. 23, 2018	Respondents: Aja Cannafacturing, Inc. Montalvo Spirits, Inc. Sanook Enterprises, Inc. (n/k/a Applife Digital, Inc.) Spire Technologies, Inc. Release No. AP-6242 File Number: 3-18078
Date: Oct. 23, 2018	Respondents: Axiom Oil & Gas Corp. GEI Global Energy Corp. Ironwood Gold Corp. Surge Global Energy, Inc. Release No. AP-6243 File Number: 3-18096
Date: Oct. 23, 2018	Respondents: Infinity Real Estate Holdings Corporation International Industrial Enterprise, Inc. Scor International Foods, Inc. Xhibit Corp. Release No. AP-6244 File Number: 3-18217
Date: Oct. 23, 2018	Respondents: Pruitt, David, CPA Release No. AP-6245 File Number: 3-17950
Date: Oct. 23, 2018	Respondents: Berger, Brian Michael Release No. AP-6246 File Number: 3-18129
Date: Oct. 23, 2018	Respondents: IMK GROUP, INC. Mobilebits Holdings Corporation National Energy Services, Inc. Power of the Dream Ventures Inc. Release No. AP-6247 File Number: 3-18203
Date: Oct. 22, 2018	Respondents: African Copper Corp. Genmed Holding Corp. Yanglin Soybean, Inc. Release No. AP-6232 File Number: 3-16965
Date: Oct. 22, 2018	Respondents: Kessler, Richard W. Release No. AP-6233 File Number: 3-18535
Date: Oct. 22, 2018	Respondents: Hampshire Group, Limited United Mortgage Trust, Inc. Zoom Companies, Inc. Release No. AP-6234 File Number: 3-18201
Date: Oct. 22, 2018	Respondents: Energy Edge Technologies Corp. Focus Gold Corp. New York Sub Co. Release No. AP-6235 File Number: 3-18038
Date: Oct. 22, 2018	Respondents: BioElectronics Corp. IBEX, LLC St. John's, LLC Whelan, Andrew J. Whelan Kelly A., CPA Bedwell, Robert P., CPA Release No. AP-6236 File Number: 3-17104
Date: Oct. 22, 2018	Respondents: Altovida Inc. Aurora Gold Corporation Auxillium Energy, Inc. Silver Falcon Mining, Inc. Release No. AP-6237 File Number: 3-18104
Date: Oct. 22, 2018	Respondents: Dekel, Roy Release No. AP-6238 File Number: 3-17751
Date: Oct. 22, 2018	Respondents: Zufelt, Anthony C. Release No. AP-6239 File Number: 3-17907
Date: Oct. 22, 2018	Respondents: Mullan Agritech, Inc. ReliaBrand, Inc. UBL Interactive, Inc. Release No. AP-6240 File Number: 3-18501
Date: Oct. 19, 2018	Respondents: Capitol City Bancshares, Inc. Chang-On International, Inc. Computer Graphics International Inc. John D. Oil and Gas Company Legal Life Plans, Inc. Powder River Coal Corp. Release No. AP-6227 File Number: 3-17366
Date: Oct. 19, 2018	Respondents: Reyftmann, Gregory Release No. AP-6228 File Number: 3-17959
Date: Oct. 19, 2018	Respondents: Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W. Release No. AP-6229 File Number: 3-17849
Date: Oct. 19, 2018	Respondents: Gainer, Jeffrey Release No. AP-6230 File Number: 3-18130
Date: Oct. 19, 2018	Respondents: Hallas, Demitrios Release No. AP-6231 File Number: 3-18229
Date: Oct. 18, 2018	Respondents: Lee, Christopher M., aka Rashid K. Khalfani Release No. AP-6211 File Number: 3-18454
Date: Oct. 18, 2018	Respondents: Snisky, Gary C. Release No. AP-6212 File Number: 3-17645
Date: Oct. 18, 2018	Respondents: Och-Ziff Capital Management Group LLC Oz Management LP Och, Daniel S. Frank, Joel M. Release No. AP-6213 File Number: 3-17595
Date: Oct. 18, 2018	Respondents: Accelerated Aquisition Inc. XVII, (a/k/a Accelerated Aquisition XVII, Inc.) Ambassadors International, Inc. L & L Energy, Inc. Lihua International, Inc. Release No. AP-6214 File Number: 3-18146
Date: Oct. 18, 2018	Respondents: Kung Fu Dragon Group Limited Release No. AP-6215 File Number: 3-18091
Date: Oct. 18, 2018	Respondents: Cono Italiano, Inc. Native American Energy Group, Inc. Plures Technologies, Inc. Secured Technology Innovations Corp. Release No. AP-6216 File Number: 3-18177
Date: Oct. 18, 2018	Respondents: Development Capital Group, Inc. SharkReach, Inc. Spiral Toys Inc. Worthington Energy, Inc. Release No. AP-6217 File Number: 3-18552
Date: Oct. 18, 2018	Respondents: Guardian 8 Holdings Idaho North Resources Corporation Mecklermedia Corporation Verde Science, Inc. Release No. AP-6218 File Number: 3-18221
Date: Oct. 18, 2018	Respondents: Content Checked Holdings, Inc. e.Digital Corp. Liberty Coal Energy Corp. Release No. AP-6219 File Number: 3-18475
Date: Oct. 18, 2018	Respondents: Sonora Resources Corp. Release No. AP-6220 File Number: 3-18485
Date: Oct. 18, 2018	Respondents: Radiant Oil & Gas, Inc. Tungsten Corp. Well Power, Inc. Release No. AP-6221 File Number: 3-18507
Date: Oct. 18, 2018	Respondents: Canso Enterprises Ltd., Privoz, Universal Movers Corp., Lorilay Corp., Formous Corp., Lion Print Corp. Release No. AP-6222 File Number: 3-17984, 3-17985, 3-17986, 3-17987, 3-17988, 3-17989
Date: Oct. 18, 2018	Respondents: Anderson, Traci J., CPA Carnahan, Timothy W. CYIOS Corporation Release No. AP-6223 File Number: 3-16386
Date: Oct. 18, 2018	Respondents: Gibson, Christopher M. Release No. AP-6224 File Number: 3-17184
Date: Oct. 18, 2018	Respondents: Bucci, William D. Release No. AP-6225 File Number: 3-17888
Date: Oct. 18, 2018	Respondents: Lawler, Joe Release No. AP-6226 File Number: 3-17650
Date: Oct. 17, 2018	Respondents: Teran, Alfred C. Release No. AP-6202 File Number: 3-18098
Date: Oct. 17, 2018	Respondents: Universal Bioenergy, Inc. Release No. AP-6203 File Number: 3-18461
Date: Oct. 17, 2018	Respondents: Saving2Retire, LLC Young, Marian P. Release No. AP-6204 File Number: 3-17352