Fixed Income Clearing Corporation (FICC) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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| Release Number:34-91430 | SEC Issue Date:Mar 29, 2021 | File Number:SR-FICC-2021-002 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Recovery & Wind-Down Plan Comments Due: April 23, 2021 See Also - Exhibit 5 Submit a Comment on SR-FICC-2021-002
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| Release Number:34-91292 | SEC Issue Date:Mar 10, 2021 | File Number:SR-FICC-2021-001 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of a Proposed Rule Change To Revise the Clearing Agency Investment Policy Comments Due: April 6, 2021 See Also - Exhibit 5 |
| Release Number:34-91092 | SEC Issue Date:Feb 9, 2021 | File Number:SR-FICC-2020-017 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Calculation of the MBSD VaR Floor To Incorporate a Minimum Margin Amount Comments Due: February 23, 2021 Rebuttal comments due: March 3, 2021 View Received Comments |
| Release Number:34-90948 | SEC Issue Date:Jan 19, 2021 | File Number:SR-FICC-2020-015 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Order Approving Proposed Rule Change To Include Same-Day Settling Trades in the Risk Management, Novation, Guarantee, and Settlement Services of the Government Securities Division's Delivery-Versus-Payment Service, and Make Other Changes Comments Due: December 29, 2020 |
| Release Number:34-90794 | SEC Issue Date:Dec 23, 2020 | File Number:SR-FICC-2020-017 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Designation of Longer Period for Commission Action and Longer Period for Comment on Proposed Rule Change To Modify the Calculation of the MBSD VaR Floor To Incorporate a Minimum Margin Amount View Received Comments |
| Release Number:34-90649 | SEC Issue Date:Dec 11, 2020 | File Number:SR-NSCC-2020-021, SR-FICC-2020-018, SR-DTC-2020-018 | SRO Organization:National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) |
Details: Notice of Filings and Immediate Effectiveness of Proposed Rule Changes To Amend the Clearing Agencies Liquidity Risk Management Framework See Also - Exhibit 5 |
| Release Number:34-90626 | SEC Issue Date:Dec 10, 2020 | File Number:SR-NSCC-2020-019, SR-FICC-2020-016, SR-DTC-2020-015 | SRO Organization:National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) |
Details: Notice of Filings and Immediate Effectiveness of Proposed Rule Changes To Amend the Clearing Agency Operational Risk Management Framework |
| Release Number:34-90568 | SEC Issue Date:Dec 4, 2020 | File Number:SR-FICC-2020-017 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of Proposed Rule Change To Modify the Calculation of the MBSD VaR Floor To Incorporate a Minimum Margin Amount View Received Comments See Also - Exhibit 5 |
| Release Number:34-90551 | SEC Issue Date:Dec 2, 2020 | File Number:SR-FICC-2020-015 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of Proposed Rule Change To Include Same-Day Settling Trades in the Risk Management, Novation, Guarantee, and Settlement Services of the Government Securities Division's Delivery-Versus-Payment Service, and Make Other Changes See Also - Exhibit 5 |
| Release Number:34-90544 | SEC Issue Date:Dec 1, 2020 | File Number:SR-FICC-2020-014 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, To Modify the Clearance Maintenance Fee, Reduce the End of Day Position Fee of the Government Securities Division, and Describe the Current Rebate Policy View Received Comments See Also - Exhibit 5 |