Fixed Income Clearing Corporation (FICC) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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| Release Number:34-94972 | SEC Issue Date:May 24, 2022 | File Number:SR-FICC-2022-003 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of a Proposed Rule Change To Require Applicants and Members To Maintain or Upgrade Their Network or Communications Technology Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-FICC-2022-003
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| Release Number:34-94745 | SEC Issue Date:Apr 19, 2022 | File Number:SR-FICC-2022-002 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of Proposed Rule Change To Revise the MBSD Clearing Rules To Move Certain DRC Items (Mark-to-Market Items, Cash Obligation Items and Accrued Principal and Interest) From the Required Fund Deposit Calculation to Cash Settlement, Revise Certain Thresholds and Parameters in the Intraday Mark-to-Market Charge, Establish a New Intraday VaR Charge and Make Certain Other Clarifications Comments Due: May 16, 2022 View Received Comments See Also - Exhibit 5a |
| Release Number:34-94497 | SEC Issue Date:Mar 23, 2022 | File Number:SR-FICC-2021-009 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: April 20, 2022 Rebuttal comments due: May 4, 2022 View Received Comments |
| Release Number:34-94271 | SEC Issue Date:Feb 17, 2022 | File Number:SR-FICC-2022-001 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework Comments Due: 21 days after publication in the Federal Register |
| Release Number:34-94066 | SEC Issue Date:Jan 26, 2022 | File Number:SR-FICC-2021-009 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: January 19, 2022 |
| Release Number:34-93857 | SEC Issue Date:Dec 22, 2021 | File Number:SR-FICC-2021-009 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: January 19, 2022 View Received Comments See Also - Exhibit 5 |
| Release Number:34-93670 | SEC Issue Date:Nov 24, 2021 | File Number:SR-FICC-2021-008 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Revisions and Clarifications to the Rules Comments Due: December 21, 2021 See Also - Exhibit 5 |
| Release Number:34-93280 | SEC Issue Date:Oct 8, 2021 | File Number:SR-FICC-2021-004 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Order Approving the Proposed Rule Change Relating to Confidential Information, Market Disruption Events, and Other Changes Comments Due: August 3, 2021 |
| Release Number:34-93234 | SEC Issue Date:Oct 1, 2021 | File Number:SR-FICC-2021-007 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Order Approving Proposed Rule Change To Remove the Early Unwind Intraday Charge, Change the Treatment of Short-Term Treasuries, and Make Other Changes Comments Due: September 21, 2021 |
| Release Number:34-92808 | SEC Issue Date:Aug 30, 2021 | File Number:SR-FICC-2021-003 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Add the Sponsored GC Service and Make Other Changes Comments Due: September 24, 2021 View Received Comments |