Fixed Income Clearing Corporation (FICC) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-92756 | SEC Issue Date:Aug 25, 2021 | File Number:SR-FICC-2021-007 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of Proposed Rule Change To Remove the Early Unwind Intraday Charge, Change the Treatment of Short-Term Treasuries, and Make Other Changes Comments Due: September 21, 2021 See Also - Exhibit 5 Submit a Comment on SR-FICC-2021-007
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| Release Number:34-92749 | SEC Issue Date:Aug 25, 2021 | File Number:SR-FICC-2021-004 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Confidential Information, Market Disruption Events, Systems Disconnect, and Other Changes Comments Due: August 3, 2021 |
| Release Number:34-92380 | SEC Issue Date:Jul 13, 2021 | File Number:SR-FICC-2021-006 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework Comments Due: August 9, 2021 See Also - Exhibit 5 |
| Release Number:34-92341 | SEC Issue Date:Jul 7, 2021 | File Number:SR-FICC-2021-004 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of Proposed Rule Change Relating to Confidential Information, Market Disruption Events, and Other Changes Comments Due: August 3, 2021 See Also - Exhibit 5 |
| Release Number:34-92340 | SEC Issue Date:Jul 7, 2021 | File Number:SR-FICC-2021-005 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the FICC Government Securities Division Rulebook, FICC Mortgage-Backed Securities Division Clearing Rules, and FICC Mortgage-Backed Securities Division EPN Rules Comments Due: August 3, 2021 See Also - Exhibit 5 |
| Release Number:34-92303 | SEC Issue Date:Jun 30, 2021 | File Number:SR-FICC-2020-017 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Order Approving a Proposed Rule Change To Modify the Calculation of the MBSD VaR Floor To Incorporate a Minimum Margin Amount Comments Due: December 31, 2020 View Received Comments |
| Release Number:34-92185 | SEC Issue Date:Jun 15, 2021 | File Number:SR-FICC-2021-003 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Add the Sponsored GC Service and Make Other Changes Comments Due: June 22, 2021 View Received Comments |
| Release Number:34-92117 | SEC Issue Date:Jun 7, 2021 | File Number:SR-FICC-2020-017 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Calculation of the MBSD VaR Floor To Incorporate a Minimum Margin Amount Comments Due: December 31, 2020 View Received Comments |
| Release Number:34-92014 | SEC Issue Date:May 25, 2021 | File Number:SR-FICC-2021-003 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of Proposed Rule Change To Add the Sponsored GC Service and Make Other Changes Comments Due: June 22, 2021 View Received Comments See Also - Exhibit 5 |
| Release Number:34-91587 | SEC Issue Date:Apr 16, 2021 | File Number:SR-NSCC-2021-003, SR-FICC-2021-001, SR-DTC-2021-002 | SRO Organization:National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) |
Details: Order Approving Proposed Rule Changes To Revise the Clearing Agency Investment Policy Comments Due: April 6, 2021 View Received Comments |