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Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number:34-90386 SEC Issue Date:Nov 10, 2020 File Number:SR-FICC-2020-013 SRO Organization:Fixed Income Clearing Corporation (FICC) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Government Securities Division Rulebook To Add a Pre-Payment Assessment and Certain Credits in Connection With a New Service, Which Has Not Yet Been Proposed for and Would Be Subject to Regulatory Approval
See Also - Exhibit 3, Exhibit 5
Release Number:34-90322 SEC Issue Date:Nov 3, 2020 File Number:SR-FICC-2020-012 SRO Organization:Fixed Income Clearing Corporation (FICC) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Government Securities Division Rulebook To Clarify Which Funds-Only Settlement Payments and Underlying Marks Are Applicable to Certain Transactions, and Make Other Changes
See Also - Exhibit 5
Release Number:34-90182 SEC Issue Date:Oct 14, 2020 File Number:SR-FICC-2020-009 SRO Organization:Fixed Income Clearing Corporation (FICC) Details: Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Charge in the VaR Charges
View Received Comments
Release Number:34-90101 SEC Issue Date:Oct 6, 2020 File Number:SR-FICC-2020-010 SRO Organization:Fixed Income Clearing Corporation (FICC) Details: Order Approving a Proposed Rule Change To Describe Key Components of the Mortgage-Backed Securities Division Stress Testing Program
Release Number:34-90083 SEC Issue Date:Oct 2, 2020 File Number:SR-FICC-2020-009 SRO Organization:Fixed Income Clearing Corporation (FICC) Details: Designation of Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Charge in the VaR Charges
View Received Comments
Release Number:34-89631 SEC Issue Date:Aug 21, 2020 File Number:SR-FICC-2020-011 SRO Organization:Fixed Income Clearing Corporation (FICC) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Government Securities Division Schedule of Timeframes and Schedule of GCF Repo Timeframes and Make Other Changes
See Also - Exhibit 5
Release Number:34-89616 SEC Issue Date:Aug 19, 2020 File Number:SR-FICC-2020-010 SRO Organization:Fixed Income Clearing Corporation (FICC) Details: Notice of Filing of Proposed Rule Change To Describe Key Components of the Mortgage-Backed Securities Division Stress Testing Program
See Also - Exhibit 5
Release Number:34-89593 SEC Issue Date:Aug 18, 2020 File Number:SR-FICC-2020-006 SRO Organization:Fixed Income Clearing Corporation (FICC) Details: Order Approving Proposed Rule Change To Provide for a Passive Acknowledgement Process and Make Other Changes
Release Number:34-89560 SEC Issue Date:Aug 14, 2020 File Number:SR-FICC-2020-009 SRO Organization:Fixed Income Clearing Corporation (FICC) Details: Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charges
View Received Comments
See Also - Exhibit 3, Exhibit 5
Release Number:34-89363 SEC Issue Date:Jul 21, 2020 File Number:SR-FICC-2020-008 SRO Organization:Fixed Income Clearing Corporation (FICC) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Revise the Clearing Agency Policy on Capital Requirements
See Also - Exhibit 5
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