Fixed Income Clearing Corporation (FICC) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-95806 | SEC Issue Date:Sep 16, 2022 | File Number:SR-FICC-2022-006 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of Proposed Rule Change To Increase the Minimum Required Fund Deposit for GSD Netting Members and Sponsoring Members, and Make Other Changes Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-FICC-2022-006
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| Release Number:34-95724 | SEC Issue Date:Sep 9, 2022 | File Number:SR-FICC-2022-004 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework Comments Due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register Submit a Comment on SR-FICC-2022-004 |
| Release Number:34-95616 | SEC Issue Date:Aug 26, 2022 | File Number:SR-FICC-2021-009 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Order Approving of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: January 19, 2022 |
| Release Number:34-95605 | SEC Issue Date:Aug 25, 2022 | File Number:SR-FICC-2022-005 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Order Approving Proposed Rule Change To Revise the Formula Used To Calculate the VaR Charge for Repo Interest Volatility Comments Due: 21 days after publication in the Federal Register |
| Release Number:34-95284 | SEC Issue Date:Jul 14, 2022 | File Number:SR-FICC-2022-004 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework |
| Release Number:34-95256 | SEC Issue Date:Jul 12, 2022 | File Number:SR-FICC-2022-005 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of a Proposed Rule Change to Revise the Formula Used to Calculate the VaR Charge for Repo Interest Volatility Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-95233 | SEC Issue Date:Jul 8, 2022 | File Number:SR-FICC-2022-003 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Order Approving a Proposed Rule Change To Require Applicants and Members To Maintain or Upgrade Their Network or Communications Technology Comments Due: 21 days after publication in the Federal Register |
| Release Number:34-95144 | SEC Issue Date:Jun 23, 2022 | File Number:SR-FICC-2021-009 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: January 19, 2022 |
| Release Number:34-95079 | SEC Issue Date:Jun 9, 2022 | File Number:SR-FICC-2022-004 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 3, Exhibit 5 Submit a Comment on SR-FICC-2022-004 |
| Release Number:34-95070 | SEC Issue Date:Jun 8, 2022 | File Number:SR-FICC-2022-002 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Order Granting Approval of Proposed Rule Change To Revise the MBSD Clearing Rules To Move Certain DRC Items (Mark-to-Market Items, Cash Obligation Items and Accrued Principal and Interest) From the Required Fund Deposit Calculation to Cash Settlement, Revise Certain Thresholds and Parameters in the Intraday Mark-to-Market Charge, Establish a New Intraday VaR Charge and Make Certain Other Clarifications Comments Due: May 16, 2022 View Received Comments |