Municipal Securities Rulemaking Board (MSRB) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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| Release Number:34-84837 | SEC Issue Date:Dec 17, 2018 | File Number:SR-MSRB-2018-09 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the MSRB's Facility for the Electronic Municipal Market Access System (EMMA) See Also - Exhibit 4, Exhibit 5 |
| Release Number:34-84809 | SEC Issue Date:Dec 12, 2018 | File Number:SR-MSRB-2018-08 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Order Granting Approval of a Proposed Rule Change Concerning Certain Data Elements on Form G-45 Under MSRB Rule G-45, on Reporting of Information on Municipal Fund Securities |
| Release Number:34-84630 | SEC Issue Date:Nov 20, 2018 | File Number:SR-MSRB-2018-07 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Order Granting Approval of a Proposed Rule Change To Amend MSRB Rule G-3, on Professional Qualification Requirements, To Require Municipal Advisor Principals To Become Appropriately Qualified by Passing the Municipal Advisor Principal Qualification Examination View Received Comments |
| Release Number:34-84496 | SEC Issue Date:Oct 29, 2018 | File Number:SR-MSRB-2018-08 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of a Proposed Rule Change Concerning Certain Data Elements on Form G-45 Under MSRB Rule G-45, on Reporting of Information on Municipal Fund Securities See Also - Exhibit 2, Exhibit 3 |
| Release Number:34-84341 | SEC Issue Date:Oct 2, 2018 | File Number:SR-MSRB-2018-07 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of a Proposed Rule Change To Amend MSRB Rule G-3, on Professional Qualification Requirements, To Require Municipal Advisor Principals To Become Appropriately Qualified by Passing the Municipal Advisor Principal Qualification Examination View Received Comments See Also - Exhibit 5 |
| Release Number:34-83713 | SEC Issue Date:Jul 26, 2018 | File Number:SR-MSRB-2018-06 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule A-13 to Temporarily Reduce the Rate of Assessment for the MSRB's Underwriting, Transaction and Technology Fees on Brokers, Dealers and Municipal Securities Dealers See Also - Exhibit 5 |
| Release Number:34-83572 | SEC Issue Date:Jun 29, 2018 | File Number:SR-MSRB-2018-05 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Content Outline and Selection Specifications for the Series 52 Examination and To Revise the Content Outlines for the Series 50, Series 51 and Series 53 Examinations See Also - Exhibit 3 |
| Release Number:34-83483 | SEC Issue Date:Jun 20, 2018 | File Number:SR-MSRB-2018-04 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To, Among Other Things, Amend MSRB Rule G-3 To Restructure the MSRB's Current Municipal Securities Representative Qualification Examination and Harmonize Certain MSRB Qualification Requirements With FINRA Rules See Also - Exhibit 5 |
| Release Number:34-83207 | SEC Issue Date:May 10, 2018 | File Number:SR-MSRB-2018-03 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Language of Certain Administrative Rules To Continue To Help Ensure That They Reflect MSRB Practices and Improve Consistency Among the Rules See Also - Exhibit 5 |
| Release Number:34-83177 | SEC Issue Date:May 7, 2018 | File Number:SR-MSRB-2018-01 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Order Granting Approval of a Proposed Rule Change, Consisting to Amendments to Rule G-21, on Advertising, Proposed New Rule G-40, on Advertising by Municipal Advisors, and a Technical Amendment to Rule G-42, on Duties of Non-Solicitor Municipal Advisors View Received Comments |