Municipal Securities Rulemaking Board (MSRB) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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| Release Number:34-88828 | SEC Issue Date:May 6, 2020 | File Number:SR-MSRB-2020-02 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of a Proposed Rule Change To Align Certain MSRB Rules to Securities Exchange Act Rule 15l-1, Regulation Best Interest View Received Comments See Also - Exhibit 5 |
| Release Number:34-88694 | SEC Issue Date:Apr 20, 2020 | File Number:SR-MSRB-2020-01 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Dealers and Municipal Advisors Additional Time To Comply With Certain Obligations for a Temporary Period of Time and Temporarily Suspend Late Fees on Payments Owed to the MSRB See Also - Exhibit 5 |
| Release Number:34-88225 | SEC Issue Date:Feb 18, 2020 | File Number:SR-MSRB-2019-13 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Order Granting Approval of a Proposed Rule Change To Amend the Information Facility of the MSRB's Electronic Municipal Market Access (EMMA) System View Received Comments |
| Release Number:34-87583 | SEC Issue Date:Nov 21, 2019 | File Number:SR-MSRB-2019-13 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of a Proposed Rule Change To Amend the Information Facility of the MSRB's Electronic Municipal Market Access (EMMA) System View Received Comments See Also - Exhibit 5 |
| Release Number:34-87478 | SEC Issue Date:Nov 6, 2019 | File Number:SR-MSRB-2019-10 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice Concerning the Application of Rule G-17 to Underwriters of Municipal Securities View Received Comments See Also - Exhibit 4, Exhibit 5 |
| Release Number:34-87423 | SEC Issue Date:Oct 30, 2019 | File Number:SR-MSRB-2019-12 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of Revisions to the Content Outline for the Municipal Advisor Principal Qualification Examination and Its Associated Selection Specifications for the Examination See Also - Exhibit 3a |
| Release Number:34-87255 | SEC Issue Date:Oct 8, 2019 | File Number:SR-MSRB-2019-10 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of Amendment No. 1 to Proposed Rule Change to Amend and Restate the MSRB's August 2, 2012 Interpretive Notice Concerning the Application of Rule G-17 to Underwriters of Municipal Securities View Received Comments See Also - Exhibit 4, Exhibit 5 |
| Release Number:34-87075 | SEC Issue Date:Sep 24, 2019 | File Number:SR-MSRB-2019-11 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule A-11, on Assessments for Municipal Advisor Professionals, To Increase the Annual Professional Fee Over a Two-Year Phase-In Period View Received Comments See Also - Exhibit 5 |
| Release Number:34-86572 | SEC Issue Date:Aug 5, 2019 | File Number:SR-MSRB-2019-10 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice Concerning the Application of Rule G-17 to Underwriters of Municipal Securities View Received Comments See Also - Exhibit 2, Exhibit 5 |
| Release Number:34-86219 | SEC Issue Date:Jun 27, 2019 | File Number:SR-MSRB-2019-07 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Proposed Amendments to MSRB Rule G-11 and MSRB Rule G-32 and Form G-32 Regarding a Collection of Data Elements Provided in Electronic Format to the EMMA Dataport System in Connection With Primary Offerings View Received Comments See Also - Exhibit 4, Exhibit 5 |