Municipal Securities Rulemaking Board (MSRB) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-90621 | SEC Issue Date:Dec 9, 2020 | File Number:SR-MSRB-2020-09 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Additional Regulatory Relief on a Temporary Basis to Dealers and Municipal Advisors Due to the Sustained Coronavirus (COVID-19) Pandemic See Also - Exhibit 5 |
| Release Number:34-90611 | SEC Issue Date:Dec 9, 2020 | File Number:SR-MSRB-2020-08 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Order Granting Approval of a Proposed Rule Change To Amend MSRB Form G-32 |
| Release Number:34-90248 | SEC Issue Date:Oct 22, 2020 | File Number:SR-MSRB-2020-08 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of a Proposed Rule Change To Amend MSRB Form G-32 See Also - Exhibit 5 |
| Release Number:34-90066 | SEC Issue Date:Oct 1, 2020 | File Number:SR-MSRB-2020-07 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to the By-Laws of the Municipal Securities Rulemaking Board To Reflect Recent Changes To MSRB Rules A-3, A-4, and A-6 See Also - Exhibit 5 |
| Release Number:34-89998 | SEC Issue Date:Sep 25, 2020 | File Number:SR-MSRB-2020-05 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB Rules A-3 and A-4 Relating to Board Quorum, Meeting, and Voting Requirements See Also - Exhibit 5 |
| Release Number:34-89994 | SEC Issue Date:Sep 24, 2020 | File Number:SR-MSRB-2020-06 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to the MSRB's Amended and Restated Articles of Incorporation See Also - Exhibit 5 |
| Release Number:34-89484 | SEC Issue Date:Aug 5, 2020 | File Number:SR-MSRB-2020-04 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Order Granting Approval of a Proposed Rule Change Consisting of Amendments to MSRB Rules A-3 and A-6 That Are Designed To Improve Board Governance View Received Comments |
| Release Number:34-89154 | SEC Issue Date:Jun 25, 2020 | File Number:SR-MSRB-2020-02 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Order Granting Approval of a Proposed Rule Change To Align Certain MSRB Rules to Securities Exchange Act Rule 15 l View Received Comments |
| Release Number:34-89092 | SEC Issue Date:Jun 18, 2020 | File Number:SR-MSRB-2020-04 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of a Proposed Rule Change Consisting of Amendments to MSRB Rules A-3 and A-6 That Are Designed To Improve Board Governance View Received Comments See Also - Exhibit 2, Exhibit 5 |
| Release Number:34-88986 | SEC Issue Date:Jun 1, 2020 | File Number:SR-MSRB-2020-03 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Waive MSRB Market Activity Fees Related to Transactions With the Municipal Liquidity Facility Established by the Board of Governors of the Federal Reserve System See Also - Exhibit 5 |