Municipal Securities Rulemaking Board (MSRB) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Self-Regulatory Organization Rulemaking Table
|
File Number
|
SRO Organization
|
Details
|
||
|---|---|---|---|---|
| Release Number:34-83038 | SEC Issue Date:Apr 12, 2018 | File Number:SR-MSRB-2018-02 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the MSRB's Facility for the Real-Time Transaction Reporting System See Also - Exhibit 4, Exhibit 5 |
| Release Number:34-82616 | SEC Issue Date:Feb 1, 2018 | File Number:SR-MSRB-2018-01 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of a Proposed Rule Change Consisting of Amendments to Rule G-21, on Advertising, Proposed New Rule G-40, on Advertising by Municipal Advisors, and a Technical Amendment to Rule G-42, on Duties of Non-Solicitor Municipal Advisors View Received Comments See Also - Exhibit 2, Exhibit 5 |
| Release Number:34-82321 | SEC Issue Date:Dec 14, 2017 | File Number:SR-MSRB-2017-06 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Proposed Amendments to MSRB Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements View Received Comments See Also - Rel. No. 34-82053, Rel. No. 34-81595 |
| Release Number:34-82238 | SEC Issue Date:Dec 8, 2017 | File Number:SR-MSRB-2017-08 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Order Granting Approval of a Proposed Rule Change To Amend MSRB Form G-45 To Collect Additional Data About the Transactional Fees Primarily Assessed by Programs Established To Implement the ABLE Act View Received Comments See Also - Rel. No. 34-81921 |
| Release Number:34-82053 | SEC Issue Date:Nov 13, 2017 | File Number:SR-MSRB-2017-06 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of Amendment No. 1 to Proposed Rule Change To Amend MSRB Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements View Received Comments See Also - Exhibit 4, Exhibit 5, Order Release No. 34-82321, Rel. No. 34-81595 |
| Release Number:34-81921 | SEC Issue Date:Oct 23, 2017 | File Number:SR-MSRB-2017-08 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of a Proposed Rule Change To Amend MSRB Form G-45 To Collect Additional Data About the Transactional Fees Primarily Assessed by Programs Established To Implement the ABLE Act View Received Comments See Also - Exhibit 3, Rel. No. 34-82238 |
| Release Number:34-81841 | SEC Issue Date:Oct 10, 2017 | File Number:SR-MSRB-2017-07 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to MSRB Rule A-11, on Assessments for Municipal Advisor Professionals, To Amend the Annual Municipal Advisor Professional Fee See Also - Exhibit 5 |
| Release Number:34-81595 | SEC Issue Date:Sep 13, 2017 | File Number:SR-MSRB-2017-06 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of a Proposed Rule Change To Amend MSRB Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements View Received Comments See Also - Exhibit 2, Exhibit 5, Order Release No. 34-82321, Rel. No. 34-82053 |
| Release Number:34-81432 | SEC Issue Date:Aug 18, 2017 | File Number:SR-MSRB-2017-04 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Proposed Amendments to MSRB Rule G-21(e), on Municipal Fund Security Product Advertisements View Received Comments See Also - Exhibit 4, Exhibit 5, Rel. No. 34-81060 |
| Release Number:34-81264 | SEC Issue Date:Jul 31, 2017 | File Number:SR-MSRB-2017-05 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Assess an Underwriting Fee on Dealers That Are Underwriters of Primary Offerings of Plans View Received Comments See Also - Exhibit 5 |