Municipal Securities Rulemaking Board (MSRB) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-85752 | SEC Issue Date:Apr 30, 2019 | File Number:SR-MSRB-2019-09 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate MSRB Rule G-29, on Availability of Board Rules See Also - Exhibit 5 |
| Release Number:34-85699 | SEC Issue Date:Apr 22, 2019 | File Number:SR-MSRB-2019-08 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain MSRB Rules To Update Cross-References to the Rules of Other Self-Regulatory Organizations, To Amend Rules With Grammatical or Typographical Errors and To Delete Certain Sections of MSRB Rules That Are Outdated or No Longer Relevant See Also - Exhibit 5 |
| Release Number:34-85551 | SEC Issue Date:Apr 8, 2019 | File Number:SR-MSRB-2019-07 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of a Proposed Rule Change To Amend Rules G-11 and G-32 and Form G-32 Regarding a Collection of Data Elements Provided in Electronic Format to the EMMA Dataport System in Connection With Primary Offerings View Received Comments See Also - Exhibit 2, Exhibit 3, Exhibit 5 |
| Release Number:34-85400 | SEC Issue Date:Mar 22, 2019 | File Number:SR-MSRB-2019-06 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule A-13 to Temporarily Reduce the Rate of Assessment for the MSRB's Underwriting, Transaction and Technology Fees on Brokers, Dealers and Municipal Securities Dealers See Also - Exhibit 5 |
| Release Number:34-85223 | SEC Issue Date:Feb 28, 2019 | File Number:SR-MSRB-2019-05 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule G-21, on Advertising by Brokers, Dealers and Municipal Securities Dealers, Rule G-40, on Advertising by Municipal Advisors, and Rule G-8, on Books and Records See Also - Exhibit 5 |
| Release Number:34-85222 | SEC Issue Date:Feb 28, 2019 | File Number:SR-MSRB-2019-04 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Interpretive Guidance About Frequently Asked Questions Regarding the Use of Social Media Under the MSRB's Advertising Rules See Also - Exhibit 2, Exhibit 5 |
| Release Number:34-85206 | SEC Issue Date:Feb 27, 2019 | File Number:SR-MSRB-2019-03 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the MSRB's Facility for the Short-Term Obligation Rate Transparency (SHORT) System To Modernize and Consolidate the Information Facility for the SHORT System See Also - Exhibit 4, Exhibit 5 |
| Release Number:34-85135 | SEC Issue Date:Feb 14, 2019 | File Number:SR-MSRB-2019-02 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule A-16, on Examination Fees, To Establish a Test Development Fee for the Series 54 Examination See Also - Exhibit 5 |
| Release Number:34-84999 | SEC Issue Date:Jan 29, 2019 | File Number:SR-MSRB-2019-01 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Date of Previously-Approved Amendments to Rule G-21 and New Rule G-40 |
| Release Number:34-84926 | SEC Issue Date:Dec 21, 2018 | File Number:SR-MSRB-2018-10 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of the Content Outline for the Municipal Advisor Principal Qualification Examination and Its Associated Selection Specifications for the Examination See Also - Exhibit 3 |