National Market System Plans (NMS) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-95850 | SEC Issue Date:Sep 21, 2022 | File Number:SR-CTA/CQ-2021-02 | SRO Organization:National Market System Plans (NMS) |
Details: Order Disapproving the Thirty-Seventh Substantive Amendment to the Second Restatement of the CTA Plan and the Twenty-Eighth Substantive Amendment to the Restated CQ Plan Comments Due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register |
| Release Number:34-95849 | SEC Issue Date:Sep 21, 2022 | File Number:S7-24-89 | SRO Organization:National Market System Plans (NMS) |
Details: Order Disapproving the Fifty-Second Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Comments Due: January 11, 2005 |
| Release Number:34-95848 | SEC Issue Date:Sep 21, 2022 | File Number:S7-24-89 | SRO Organization:National Market System Plans (NMS) |
Details: Order Disapproving the Fifty-First Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Comments Due: January 11, 2005 |
| Release Number:34-95634 | SEC Issue Date:Aug 30, 2022 | File Number:4-698 | SRO Organization:National Market System Plans (NMS) |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register View Received Comments |
| Release Number:34-95347 | SEC Issue Date:Jul 21, 2022 | File Number:S7-24-89 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Designation of a Longer Period for Commission Action on the Fifty-First Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Comments Due: January 11, 2005 |
| Release Number:34-95346 | SEC Issue Date:Jul 21, 2022 | File Number:SR-CTA/CQ-2021-03 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Designation of a Longer Period for Commission Action on the Twenty-Fifth Charges Amendment to the Second Restatement of the CTA Plan and Sixteenth Charges Amendment to the Restated CQ Plan Comments Due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register |
| Release Number:34-95345 | SEC Issue Date:Jul 21, 2022 | File Number:SR-CTA/CQ-2021-02 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Designation of a Longer Period for Commission Action on the Thirty-Seventh Substantive Amendment to the Second Restatement of the CTA Plan and the Twenty-Eighth Substantive Amendment to the Restated CQ Plan Comments Due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register |
| Release Number:34-95348 | SEC Issue Date:Jul 21, 2022 | File Number:S7-24-89 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Designation of a Longer Period for Commission Action on the Fifty-Second Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Comments Due: January 11, 2005 |
| Release Number:34-95040 | SEC Issue Date:Jun 3, 2022 | File Number:4-533 | SRO Organization:National Market System Plans (NMS) |
Details: Order Approving Amendment No. 4 to the National Market System Plan for the Selection and Reservation of Securities Symbols Submitted by The Nasdaq Stock Market LLC, BOX Exchange LLC, Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., CBOE EDGX Exchange, Inc., Cboe Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, Long-Term Stock Exchange, Inc., MEMX LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq ISE, LLC, Nasdaq PHLX LLC, New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc. |
| Release Number:34-95031 | SEC Issue Date:Jun 3, 2022 | File Number:4-698 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail by BOX Exchange LLC; Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc. and Cboe Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, Long-Term Stock Exchange, Inc., Miami International Securities Exchange LLC, MEMX, LLC, MIAX Emerald, LLC, MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, Nasdaq PHLX LLC, The NASDAQ Stock Market LLC; and New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc. Comments Due: 21 days after publication in the Federal Register View Received Comments |