National Securities Clearing Corporation (NSCC-AN) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-91347 | SEC Issue Date:Mar 18, 2021 | File Number:SR-NSCC-2021-801 | SRO Organization:National Securities Clearing Corporation (NSCC-AN) |
Details: Notice of Filing of Advance Notice to Amend the Supplemental Liquidity Deposit Requirements Comments Due: April 8, 2021 View Received Comments See Also - Exhibit 3, Exhibit 5 Submit a Comment on SR-NSCC-2021-801
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| Release Number:34-90367 | SEC Issue Date:Nov 6, 2020 | File Number:SR-NSCC-2020-802 | SRO Organization:National Securities Clearing Corporation (NSCC-AN) |
Details: Notice of No Objection to Advance Notice to Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV View Received Comments |
| Release Number:34-90034 | SEC Issue Date:Sep 28, 2020 | File Number:SR-NSCC-2020-804 | SRO Organization:National Securities Clearing Corporation (NSCC-AN) |
Details: Notice of Filing of Amendment No. 2 and Notice of No Objection to Advance Notice, as Modified by Amendment Nos. 1 and 2, to Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charge View Received Comments |
| Release Number:34-89719 | SEC Issue Date:Sep 1, 2020 | File Number:SR-NSCC-2020-804 | SRO Organization:National Securities Clearing Corporation (NSCC-AN) |
Details: Notice of Filing of Advance Notice, as Modified by Amendment No. 1, to Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charge |
| Release Number:34-88615 | SEC Issue Date:Apr 9, 2020 | File Number:SR-NSCC-2020-802 | SRO Organization:National Securities Clearing Corporation (NSCC-AN) |
Details: Notice of Filing of Advance Notice to Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV View Received Comments See Also - Commission's Request for Additional Information, Response to the Commission's Request for Additional Information |
| Release Number:34-88469 | SEC Issue Date:Mar 25, 2020 | File Number:SR-NSCC-2020-801 | SRO Organization:National Securities Clearing Corporation (NSCC-AN) |
Details: Notice of No Objection to Advance Notice to Enhance the Calculation of the Family-Issued Securities Charge |
| Release Number:34-88267 | SEC Issue Date:Feb 24, 2020 | File Number:SR-NSCC-2020-801 | SRO Organization:National Securities Clearing Corporation (NSCC-AN) |
Details: Notice of Filing of Advance Notice to Enhance the Calculation of the Family-Issued Securities Charge |
| Release Number:34-88162 | SEC Issue Date:Feb 11, 2020 | File Number:SR-NSCC-2019-801 | SRO Organization:National Securities Clearing Corporation (NSCC-AN) |
Details: Notice of No Objection to Advance Notice to Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Municipal Bonds |
| Release Number:34-88146 | SEC Issue Date:Feb 7, 2020 | File Number:SR-NSCC-2019-802 | SRO Organization:National Securities Clearing Corporation (NSCC-AN) |
Details: Notice of No Objection to Advance Notice to Issue Term Debt as Part of its Liquidity Risk Management Framework |
| Release Number:34-87912 | SEC Issue Date:Jan 8, 2020 | File Number:SR-NSCC-2019-802 | SRO Organization:National Securities Clearing Corporation (NSCC-AN) |
Details: Notice of Filing of Advance Notice to Issue Term Debt as Part of its Liquidity Risk Management |