National Securities Clearing Corporation (NSCC-AN) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
|
SRO Organization
|
Details
|
||
|---|---|---|---|---|
| Release Number:34-77750 | SEC Issue Date:Apr 29, 2016 | File Number:SR-NSCC-2016-801, SR-DTC-2016-801 | SRO Organization:The Depository Trust Company (DTC-AN), National Securities Clearing Corporation (NSCC-AN) |
Details: Notice of Filing of and No Objection to Advance Notices to Renew the Credit Facility |
| Release Number:34-76075 | SEC Issue Date:Oct 5, 2015 | File Number:SR-NSCC-2015-803 | SRO Organization:National Securities Clearing Corporation (NSCC-AN) |
Details: Notice of No Objection to Advance Notice Filing to Enhance NSCC's Margining Methodology as Applied to Family-Issued Securities of Certain NSCC Members See Also - Rel. No. 34-75899 |
| Release Number:34-75899 | SEC Issue Date:Sep 11, 2015 | File Number:SR-NSCC-2015-803 | SRO Organization:National Securities Clearing Corporation (NSCC-AN) |
Details: Notice of Filing of Advance Notice to Enhance NSCC's Margining Methodology as Applied to Family-Issued Securities of Certain NSCC Members See Also - Exhibit 5, Rel. No. 34-76075 |
| Release Number:34-75730 | SEC Issue Date:Aug 19, 2015 | File Number:SR-NSCC-2015-802 | SRO Organization:National Securities Clearing Corporation (NSCC-AN) |
Details: Notice of Filing of Amendment No. 1 and No Objection to Advance Notice Filing, as Modified by Amendment No. 1, to Establish a Prefunded Liquidity Program As Part of NSCC's Liquidity Risk Management See Also - Rel. No. 34-75541 |
| Release Number:34-75541 | SEC Issue Date:Jul 28, 2015 | File Number:SR-NSCC-2015-802 | SRO Organization:National Securities Clearing Corporation (NSCC-AN) |
Details: Notice of Filing of Advance Notice to Establish a Prefunded Liquidity Program As Part of NSCC's Liquidity Risk Management See Also - Rel. No. 34-75730 |
| Release Number:34-74906 | SEC Issue Date:May 7, 2015 | File Number:SR-NSCC-2015-801, SR-DTC-2015-801 | SRO Organization:The Depository Trust Company (DTC-AN), National Securities Clearing Corporation (NSCC-AN) |
Details: Notice of Filing and No Objection to Advance Notices Relating to the Renewal of Existing Line of Credit |
| Release Number:34-74142 | SEC Issue Date:Jan 27, 2015 | File Number:SR-NSCC-2014-811, SR-FICC-2014-810, SR-DTC-2014-812 | SRO Organization:National Securities Clearing Corporation (NSCC-AN), Fixed Income Clearing Corporation (FICC-AN), The Depository Trust Company (DTC-AN) |
Details: Notice of No Objection to Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005 View Received Comments See Also - Rel. No. 34-73975, Rel. No. 34-73755 |
| Release Number:34-73975 | SEC Issue Date:Dec 31, 2014 | File Number:SR-NSCC-2014-811, SR-FICC-2014-810, SR-DTC-2014-812 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN), National Securities Clearing Corporation (NSCC-AN), The Depository Trust Company (DTC-AN) |
Details: Notice of Extension of Review Period of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005 View Received Comments See Also - Rel. No. 34-74142, Rel. No. 34-73755 |
| Release Number:34-73755 | SEC Issue Date:Dec 5, 2014 | File Number:SR-NSCC-2014-811, SR-FICC-2014-810, SR-DTC-2014-812 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN), National Securities Clearing Corporation (NSCC-AN), The Depository Trust Company (DTC-AN) |
Details: Notice of Filing of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005 View Received Comments See Also - Rel. No. 34-74142, Rel. No. 34-73975 |
| Release Number:34-72260 | SEC Issue Date:May 27, 2014 | File Number:SR-NSCC-2014-802 | SRO Organization:National Securities Clearing Corporation (NSCC-AN) |
Details: Notice of Filing Amendment No. 1 and No Objection to Advance Notice, as Modified by Amendment No. 1, to Enhance NSCC's Existing Parametric Value-at-Risk Margining Model |