National Securities Clearing Corporation (NSCC-AN) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-87911 | SEC Issue Date:Jan 8, 2020 | File Number:SR-NSCC-2019-801 | SRO Organization:National Securities Clearing Corporation (NSCC-AN) |
Details: Notice of Filing of Advance Notice to Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Municipal Bonds |
| Release Number:34-83955 | SEC Issue Date:Aug 27, 2018 | File Number:SR-NSCC-2017-805 | SRO Organization:National Securities Clearing Corporation (NSCC-AN) |
Details: Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, to Adopt a Recovery & Wind-down Plan and Related Rules View Received Comments |
| Release Number:34-83952 | SEC Issue Date:Aug 27, 2018 | File Number:SR-NSCC-2017-806 | SRO Organization:National Securities Clearing Corporation (NSCC-AN) |
Details: Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, to Amend the Loss Allocation Rules and Make Other Changes View Received Comments |
| Release Number:34-83748 | SEC Issue Date:Jul 31, 2018 | File Number:SR-NSCC-2017-806 | SRO Organization:National Securities Clearing Corporation (NSCC-AN) |
Details: Notice of Filing of Amendment No. 1 to an Advance Notice to Amend the Loss Allocation Rules and Make Other Changes View Received Comments See Also - Exhibit 4, Exhibit 5, Commission's Request for Additional Information, Response to the Commission's Request for Additional Information |
| Release Number:34-83745 | SEC Issue Date:Jul 31, 2018 | File Number:SR-NSCC-2017-805 | SRO Organization:National Securities Clearing Corporation (NSCC-AN) |
Details: Notice of Filing of Amendment No. 1 to an Advance Notice to Adopt a Recovery & Wind-down Plan and Related Rules View Received Comments See Also - Exhibit 4, Exhibit 5a, Exhibit 5b, Commission's Request for Additional Information, Response to the Commission's Request for Additional Information |
| Release Number:34-82780 | SEC Issue Date:Feb 26, 2018 | File Number:SR-NSCC-2017-808 | SRO Organization:National Securities Clearing Corporation (NSCC-AN) |
Details: Notice of No Objection to Advance Notice Filing, as Modified by Amendment No. 1, to Enhance the Calculation of the Volatility Component of the Clearing Fund Formula that Utilizes a Parametric Value-at-Risk Model and Eliminate the Market Maker Domination Charge |
| Release Number:34-82676 | SEC Issue Date:Feb 9, 2018 | File Number:SR-NSCC-2017-807 | SRO Organization:National Securities Clearing Corporation (NSCC-AN) |
Details: Notice of No Objection to an Advance Notice to Increase the Authorized Amount Under the Prefunded Liquidity Program |
| Release Number:34-82631 | SEC Issue Date:Feb 5, 2018 | File Number:SR-NSCC-2017-808 | SRO Organization:National Securities Clearing Corporation (NSCC-AN) |
Details: Notice of Filing of Advance Notice, as Modified by Amendment No. 1, to Enhance the Calculation of the Volatility Component of the Clearing Fund Formula that Utilizes a Parametric Value-at-Risk Model and Eliminate the Market Maker Domination Charge See Also - Exhibit 5 |
| Release Number:34-82584 | SEC Issue Date:Jan 24, 2018 | File Number:SR-NSCC-2017-806 | SRO Organization:National Securities Clearing Corporation (NSCC-AN) |
Details: Notice of Filing and Extension of the Review Period of an Advance Notice to Amend the Loss Allocation Rules and Make Other Changes View Received Comments See Also - Exhibit 5, Commission's Request for Additional Information, Response to the Commission's Request for Additional Information |
| Release Number:34-82581 | SEC Issue Date:Jan 24, 2018 | File Number:SR-NSCC-2017-805 | SRO Organization:National Securities Clearing Corporation (NSCC-AN) |
Details: Notice of Filing and Extension of the Review Period of an Advance Notice to Adopt a Recovery & Wind-down Plan and Related Rules View Received Comments See Also - Exhibit 5a, Exhibit 5b, Commission's Request for Additional Information, Response to the Commission's Request for Additional Information |