We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number:34-82403 SEC Issue Date:Dec 26, 2017 File Number:SR-NSCC-2017-807 SRO Organization:National Securities Clearing Corporation (NSCC-AN) Details: Notice of Filing of Advance Notice to Increase the Authorized Amount Under the Prefunded Liquidity Program
See Also - Rel. No. 34-82676
Release Number:34-81545 SEC Issue Date:Sep 7, 2017 File Number:SR-NSCC-2017-804 SRO Organization:National Securities Clearing Corporation (NSCC-AN) Details: Notice of No Objection to an Advance Notice to Expand the Application of the Family-Issued Securities Charge
See Also - Rel. No. 34-81286
Release Number:34-81286 SEC Issue Date:Aug 2, 2017 File Number:SR-NSCC-2017-804 SRO Organization:National Securities Clearing Corporation (NSCC-AN) Details: Notice of Filing of Advance Notice to Expand the Application of the Family-Issued Securities Charge
See Also - Exhibit 5, Rel. No. 34-81545
Release Number:34-81260 SEC Issue Date:Jul 31, 2017 File Number:SR-OCC-2017-804, SR-NSCC-2017-803 SRO Organization:National Securities Clearing Corporation (NSCC-AN) Details: Notice of No Objection to Advance Notices Concerning the Adoption of a New Stock Options and Futures Settlement Agreement Between the National Securities Clearing Corporation and The Options Clearing Corporation
See Also - Rel. No. 34-81039, Rel. No. 34-81040
Release Number:34-81039 SEC Issue Date:Jun 28, 2017 File Number:SR-NSCC-2017-803 SRO Organization:National Securities Clearing Corporation (NSCC-AN) Details: Notice of Filing of Advance Notice to Adopt a New Stock Options and Futures Settlement Agreement with The Options Clearing Corporation
Release Number:34-80731 SEC Issue Date:May 19, 2017 File Number:SR-NSCC-2017-801, SR-FICC-2017-804, SR-DTC-2017-801 SRO Organization:National Securities Clearing Corporation (NSCC-AN), Fixed Income Clearing Corporation (FICC-AN), The Depository Trust Company (DTC-AN) Details: Notice of No Objection to Advance Notices to Enhance the Credit Risk Rating Matrix and Make Other Changes
See Also - Rel. No. 34-80394, Release No. 34-80395, Rel. No. 34-80396
Release Number:34-80605 SEC Issue Date:May 5, 2017 File Number:SR-NSCC-2017-802, SR-DTC-2017-802 SRO Organization:The Depository Trust Company (DTC-AN), National Securities Clearing Corporation (NSCC-AN) Details: Notice of Filing of and No Objection to Advance Notices, as Modified by Amendments No. 1, to Renew the Credit Facility
See Also - Rel. No. 34-80731
Release Number:34-80396 SEC Issue Date:Apr 7, 2017 File Number:SR-NSCC-2017-801 SRO Organization:National Securities Clearing Corporation (NSCC-AN) Details: Notice of Filing of Advance Notice to Enhance the Credit Risk Rating Matrix and Make Other Changes
See Also - Exhibit 5, Rel. No. 34-80731
Release Number:34-79592 SEC Issue Date:Dec 19, 2016 File Number:SR-NSCC-2016-803 SRO Organization:National Securities Clearing Corporation (NSCC-AN) Details: Notice of No Objection to Advance Notice Filing to Accelerate its Trade Guaranty, Add New Clearing Fund Components, Enhance its Intraday Risk Management, Provide for Loss Allocation of "Off-the-Market Transactions," and Make Other Changes
See Also - Rel. No. 34-79391
Release Number:34-79391 SEC Issue Date:Nov 23, 2016 File Number:SR-NSCC-2016-803 SRO Organization:National Securities Clearing Corporation (NSCC-AN) Details: Notice of Filing of Advance Notice to Accelerate its Trade Guaranty, Add New Clearing Fund Components, Enhance its Intraday Risk Management, Provide for Loss Allocation of "Off-the-Market Transactions," and Make Other Changes
See Also - Exhibit 5
Displaying 31 - 40 of 63