We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number:34-69301 SEC Issue Date:Apr 4, 2013 File Number:SR-NSCC-2012-810 SRO Organization:National Securities Clearing Corporation (NSCC-AN) Details: Notice of No Objection to Advance Notice Filing to Eliminate the Offset of Its Obligations with Institutional Delivery Transactions that Settle at The Depository Trust Company for the Purpose of Calculating Its Clearing Fund Under Procedure XV of Its Rules & Procedures
View Received Comments
See Also - Rel. No. 34-68621
Release Number:34-68621 SEC Issue Date:Jan 10, 2013 File Number:SR-NSCC-2012-810 SRO Organization:National Securities Clearing Corporation (NSCC-AN) Details: Notice of Filing of Advance Notice to Eliminate the Offset of Its Obligations with Institutional Delivery Transactions that Settle at The Depository Trust Company for the Purpose of Calculating Its Clearing Fund Under Procedure XV of Its Rules & Procedures
View Received Comments
See Also - Rel. No. 34-69301
Release Number:34-68002 SEC Issue Date:Oct 5, 2012 File Number:SR-NSCC-2008-07 SRO Organization:The Options Clearing Corporation (OCC-AN), National Securities Clearing Corporation (NSCC-AN) Details: Notice of Filing of Advance Notice and Notice of No Objection to Replace The Options Clearing Corporation's Credit Facility