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Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number:34-72131 SEC Issue Date:May 8, 2014 File Number:SR-NSCC-2014-805 SRO Organization:National Securities Clearing Corporation (NSCC-AN) Details: Notice of Filing and No Objection to Advance Notice to Renew NSCC's Existing Credit Facility
Release Number:34-71945 SEC Issue Date:Apr 15, 2014 File Number:SR-NSCC-2014-802 SRO Organization:National Securities Clearing Corporation (NSCC-AN) Details: Notice of Filing of Advance Notice to Enhance NSCC's Existing Parametric Value-at-Risk Margining Model
Release Number:34-71000 SEC Issue Date:Dec 5, 2013 File Number:SR-NSCC-2013-802 SRO Organization:National Securities Clearing Corporation (NSCC-AN) Details: Notice of No Objection to Advance Notice Filing, as Modified by Amendment Nos. 1, 2, and 3, to Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed to Increase Liquidity Resources to Meet Its Liquidity Needs
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Release Number:34-70689 SEC Issue Date:Oct 15, 2013 File Number:SR-NSCC-2013-802 SRO Organization:National Securities Clearing Corporation (NSCC-AN) Details: Notice of Filing Amendment No. 3 to Advance Notice, as Previously Modified by Amendment Nos. 1 and 2, to Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed to Increase Liquidity Resources to Meet Its Liquidity Needs
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See Also - Exhibit 5
Release Number:34-69954 SEC Issue Date:Jul 9, 2013 File Number:SR-NSCC-2013-802 SRO Organization:National Securities Clearing Corporation (NSCC-AN) Details: Notice of Filing Amendment No. 2 to an Advance Notice, as Previously Modified by Amendment No. 1, to Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed to Increase Liquidity Resources to Meet Its Liquidity Needs
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See Also - Exhibit 5, Rel. No. 34-69605, Rel. No. 34-69451
Release Number:34-69894 SEC Issue Date:Jun 28, 2013 File Number:SR-NSCC-2013-805 SRO Organization:National Securities Clearing Corporation (NSCC-AN) Details: Notice of No Objection to Advance Notice Filing to Require that All Locked-in Trade Data Submitted to It for Trade Recording be Submitted in Real-time
See Also - Rel. No. 34-69890
Release Number:34-69699 SEC Issue Date:Jun 5, 2013 File Number:SR-NSCC-2013-805 SRO Organization:National Securities Clearing Corporation (NSCC-AN) Details: Notice of Filing of Advance Notice, as Modified by Amendment No. 1, to Require that All Locked-in Trade Data Submitted to It for Trade Recording be Submitted in Real-time
Release Number:34-69605 SEC Issue Date:May 20, 2013 File Number:SR-NSCC-2013-802 SRO Organization:National Securities Clearing Corporation (NSCC-AN) Details: Notice of Extension of Review Period of Advance Notice, as Modified by Amendment No. 1, to Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed to Increase Liquidity Resources to Meet Its Liquidity Needs
View Received Comments
See Also - Rel. No. 34-69954, Rel. No. 34-69451
Release Number:34-69557 SEC Issue Date:May 10, 2013 File Number:SR-NSCC-2013-803 SRO Organization:National Securities Clearing Corporation (NSCC-AN) Details: Notice of Filing and No Objection to Advance Notice to Renew Its Existing Credit Facility
Release Number:34-69451 SEC Issue Date:Apr 25, 2013 File Number:SR-NSCC-2013-802 SRO Organization:National Securities Clearing Corporation (NSCC-AN) Details: Notice of Filing of Advance Notice, as Modified by Amendment No. 1, to Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed to Increase Liquidity Resources to Meet Its Liquidity Needs
View Received Comments
See Also - Exhibit 5, Exhibit 2, Rel. No. 34-69954, Rel. No. 34-69605
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