ALJ Orders: Administrative Law Judges

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date	Respondents
Date: Nov. 19, 2019	Respondents: Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. AP-6708 File Number: 3-18017
Date: Nov. 14, 2019	Respondents: Rossi, Matthew R. SJL Capital, LLC Release No. AP-6707 File Number: 3-19145
Date: Nov. 13, 2019	Respondents: Feathers, Mark Release No. AP-6705 File Number: 3-15755
Date: Nov. 13, 2019	Respondents: Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. AP-6706 File Number: 3-18017
Date: Nov. 6, 2019	Respondents: Bebo, Laurie Buono, John, CPA Release No. AP-6704 File Number: 3-16293
Date: Nov. 4, 2019	Respondents: Feathers, Mark Release No. AP-6703 File Number: 3-15755
Date: Oct. 30, 2019	Respondents: Bebo, Laurie Buono, John, CPA Release No. AP-6702 File Number: 3-16293
Date: Oct. 29, 2019	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6701 File Number: 3-18292
Date: Oct. 28, 2019	Respondents: Mosshart, Joshua D. Release No. AP-6700 File Number: 3-18422
Date: Oct. 25, 2019	Respondents: Gibson, Christopher M. Release No. AP-6699 File Number: 3-17184
Date: Oct. 22, 2019	Respondents: China Biopharma, Inc. China Linen Textile Industry, Ltd. China Water Group, Inc. Scout Exploration, Inc. Teryl Resources Corp. Release No. AP-6698 File Number: 3-17886
Date: Oct. 17, 2019	Respondents: Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. AP-6697 File Number: 3-18017
Date: Oct. 15, 2019	Respondents: Gibson, Christopher M. Release No. AP-6696 File Number: 3-17184
Date: Oct. 9, 2019	Respondents: Gibson, Christopher M. Release No. AP-6695 File Number: 3-17184
Date: Oct. 7, 2019	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6694 File Number: 3-18292
Date: Oct. 2, 2019	Respondents: Och-Ziff Capital Management Group LLC Oz Management LP Och, Daniel S. Frank, Joel M. Release No. AP-6693 File Number: 3-17595
Date: Oct. 1, 2019	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6692 File Number: 3-18292
Date: Sept. 27, 2019	Respondents: Marshall, Clayton T. Release No. AP-6683 File Number: 3-15783
Date: Sept. 27, 2019	Respondents: Bebo, Laurie Buono, John, CPA Release No. AP-6684 File Number: 3-16293
Date: Sept. 27, 2019	Respondents: Hall, David S., P.C. d/b/a the Hall Group CPAs Hall, David S., CPA Cochran, Michelle L. Helterbran, CPA Cisneros, Susan A. Release No. AP-6685 File Number: 3-17228
Date: Sept. 27, 2019	Respondents: Och-Ziff Capital Management Group LLC Oz Management LP Och, Daniel S. Frank, Joel M. Release No. AP-6686 File Number: 3-17595
Date: Sept. 27, 2019	Respondents: China Biopharma, Inc. China Linen Textile Industry, Ltd. China Water Group, Inc. Scout Exploration, Inc. Teryl Resources Corp. Release No. AP-6687 File Number: 3-17886
Date: Sept. 27, 2019	Respondents: Canso Enterprises Ltd., Lion Print Corp. Release No. AP-6688 File Number: 3-17984, 3-17989
Date: Sept. 27, 2019	Respondents: Guardian 8 Holdings Idaho North Resources Corporation Mecklermedia Corporation Verde Science, Inc. Release No. AP-6689 File Number: 3-18221
Date: Sept. 27, 2019	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6690 File Number: 3-18292
Date: Sept. 27, 2019	Respondents: Finn, Sean P. M. Dwyer LLC Release No. AP-6691 File Number: 3-17693
Date: Sept. 20, 2019	Respondents: Pruitt, David, CPA Release No. AP-6682 File Number: 3-17950
Date: Sept. 19, 2019	Respondents: Pruitt, David, CPA Release No. AP-6681 File Number: 3-17950
Date: Sept. 18, 2019	Respondents: Gibson, Christopher M. Release No. AP-6679 File Number: 3-17184
Date: Sept. 18, 2019	Respondents: Pruitt, David, CPA Release No. AP-6680 File Number: 3-17950
Date: Sept. 17, 2019	Respondents: Gibson, Christopher M. Release No. AP-6676 File Number: 3-17184
Date: Sept. 17, 2019	Respondents: Pruitt, David, CPA Release No. AP-6677 File Number: 3-17950
Date: Sept. 17, 2019	Respondents: Pruitt, David, CPA Release No. AP-6678 File Number: 3-17950
Date: Sept. 16, 2019	Respondents: Pruitt, David, CPA Release No. AP-6675 File Number: 3-17950
Date: Sept. 12, 2019	Respondents: Pruitt, David, CPA Release No. AP-6673 File Number: 3-17950
Date: Sept. 12, 2019	Respondents: Digital Brand Media & Marketing Group, Inc. Intellicell Biosciences, Inc. Release No. AP-6674 File Number: 3-17990
Date: Sept. 6, 2019	Respondents: Ascension Asset Management, LLC Gooder, Grenville M., JR. Release No. AP-6672 File Number: 3-19024
Date: Sept. 5, 2019	Respondents: Bandimere, David F. Young, John O. Release No. AP-6671 File Number: 3-15124
Date: Sept. 3, 2019	Respondents: Pruitt, David, CPA Release No. AP-6670 File Number: 3-17950
Date: Aug. 29, 2019	Respondents: Ascension Asset Management, LLC Gooder, Grenville M., JR. Release No. AP-6665 File Number: 3-19024
Date: Aug. 29, 2019	Respondents: Ascension Asset Management, LLC Gooder, Grenville M., JR. Release No. AP-6666 File Number: 3-19024
Date: Aug. 29, 2019	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6667 File Number: 3-18292
Date: Aug. 29, 2019	Respondents: Gibson, Christopher M. Release No. AP-6668 File Number: 3-17184
Date: Aug. 29, 2019	Respondents: China Biopharma, Inc. China Linen Textile Industry, Ltd. China Water Group, Inc. Scout Exploration, Inc. Teryl Resources Corp. Release No. AP-6669 File Number: 3-17886
Date: Aug. 28, 2019	Respondents: Bebo, Laurie Buono, John, CPA Release No. AP-6664 File Number: 3-16293
Date: Aug. 27, 2019	Respondents: Bandimere, David F. Young, John O. Release No. AP-6662 File Number: 3-15124
Date: Aug. 27, 2019	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6663 File Number: 3-18292
Date: Aug. 23, 2019	Respondents: Saving2Retire, LLC Young, Marian P. Release No. AP-6659 File Number: 3-17352
Date: Aug. 23, 2019	Respondents: Hall, David S., P.C. d/b/a the Hall Group CPAs Hall, David S., CPA Cochran, Michelle L. Helterbran, CPA Cisneros, Susan A. Release No. AP-6660 File Number: 3-17228
Date: Aug. 23, 2019	Respondents: Pruitt, David, CPA Release No. AP-6661 File Number: 3-17950
Date: Aug. 22, 2019	Respondents: Bandimere, David F. Young, John O. Release No. AP-6658 File Number: 3-15124
Date: Aug. 16, 2019	Respondents: Raymond J. Lucia Companies, Inc. Lucia, Raymond J., Sr. Release No. AP-6657 File Number: 3-15006
Date: Aug. 15, 2019	Respondents: Bandimere, David F. Young, John O. Release No. AP-6656 File Number: 3-15124
Date: Aug. 14, 2019	Respondents: Pruitt, David, CPA Release No. AP-6654 File Number: 3-17950
Date: Aug. 14, 2019	Respondents: Bandimere, David F. Young, John O. Release No. AP-6655 File Number: 3-15124
Date: Aug. 8, 2019	Respondents: Raymond J. Lucia Companies, Inc. Lucia, Raymond J., Sr. Release No. AP-6652 File Number: 3-15006
Date: Aug. 8, 2019	Respondents: Hall, David S., P.C. d/b/a the Hall Group CPAs Hall, David S., CPA Cochran, Michelle L. Helterbran, CPA Cisneros, Susan A. Release No. AP-6653 File Number: 3-17228
Date: Aug. 6, 2019	Respondents: Anderson, Traci J., CPA Carnahan, Timothy W. CYIOS Corporation Release No. AP-6650 File Number: 3-16386
Date: Aug. 6, 2019	Respondents: Gibson, Christopher M. Release No. AP-6651 File Number: 3-17184
Date: Aug. 5, 2019	Respondents: Gibson, Christopher M. Release No. AP-6648 File Number: 3-17184
Date: Aug. 5, 2019	Respondents: Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-6649 File Number: 3-16509
Date: Aug. 1, 2019	Respondents: Rossi, Matthew R. SJL Capital, LLC Release No. AP-6647 File Number: 3-19145
Date: July 30, 2019	Respondents: Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-6646 File Number: 3-16509
Date: July 29, 2019	Respondents: Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-6645 File Number: 3-16509
Date: July 25, 2019	Respondents: Anderson, Traci J., CPA Carnahan, Timothy W. CYIOS Corporation Release No. AP-6643 File Number: 3-16386
Date: July 25, 2019	Respondents: Raymond J. Lucia Companies, Inc. Lucia, Raymond J., Sr. Release No. AP-6644 File Number: 3-15006
Date: July 24, 2019	Respondents: Pruitt, David, CPA Release No. AP-6641 File Number: 3-17950
Date: July 24, 2019	Respondents: Bebo, Laurie Buono, John, CPA Release No. AP-6642 File Number: 3-16293
Date: July 23, 2019	Respondents: Hall, David S., P.C. d/b/a the Hall Group CPAs Hall, David S., CPA Cochran, Michelle L. Helterbran, CPA Cisneros, Susan A. Release No. AP-6635 File Number: 3-17228
Date: July 23, 2019	Respondents: Rossi, Matthew R. SJL Capital, LLC Release No. AP-6636 File Number: 3-19145
Date: July 23, 2019	Respondents: Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-6637 File Number: 3-16509
Date: July 23, 2019	Respondents: Gibson, Christopher M. Release No. AP-6638 File Number: 3-17184
Date: July 23, 2019	Respondents: Raymond J. Lucia Companies, Inc. Lucia, Raymond J., Sr. Release No. AP-6639 File Number: 3-15006
Date: July 23, 2019	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6640 File Number: 3-18292
Date: July 19, 2019	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6633 File Number: 3-18292
Date: July 19, 2019	Respondents: Retirement Surety LLC Crescendo Financial LLC Rose, Thomas Leeman, David Featherstone, David Release No. AP-6634 File Number: 3-18061
Date: July 18, 2019	Respondents: Anderson, Traci J., CPA Carnahan, Timothy W. CYIOS Corporation Release No. AP-6632 File Number: 3-16386
Date: July 17, 2019	Respondents: Bandimere, David F. Young, John O. Release No. AP-6630 File Number: 3-15124
Date: July 17, 2019	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6631 File Number: 3-18292
Date: July 15, 2019	Respondents: Raymond J. Lucia Companies, Inc. Lucia, Raymond J., Sr. Release No. AP-6628 File Number: 3-15006
Date: July 15, 2019	Respondents: Gibson, Christopher M. Release No. AP-6629 File Number: 3-17184
Date: July 11, 2019	Respondents: Gibson, Christopher M. Release No. AP-6624 File Number: 3-17184
Date: July 11, 2019	Respondents: Harding Advisory LLC Chau, Wing F. Release No. AP-6625 File Number: 3-15574
Date: July 11, 2019	Respondents: Anderson, Traci J., CPA Carnahan, Timothy W. CYIOS Corporation Release No. AP-6626 File Number: 3-16386
Date: July 11, 2019	Respondents: Retirement Surety LLC Crescendo Financial LLC Rose, Thomas Leeman, David Featherstone, David Release No. AP-6627 File Number: 3-18061
Date: July 10, 2019	Respondents: Anderson, Traci J., CPA Carnahan, Timothy W. CYIOS Corporation Release No. AP-6622 File Number: 3-16386
Date: July 10, 2019	Respondents: Finn, Sean P. M. Dwyer LLC Release No. AP-6623 File Number: 3-17693
Date: July 9, 2019	Respondents: Fox, Joseph J. Release No. AP-6621 File Number: 3-16795
Date: July 2, 2019	Respondents: Anderson, Traci J., CPA Carnahan, Timothy W. CYIOS Corporation Release No. AP-6620 File Number: 3-16386
Date: July 1, 2019	Respondents: Gibson, Christopher M. Release No. AP-6618 File Number: 3-17184
Date: July 1, 2019	Respondents: Ascension Asset Management, LLC Gooder, Grenville M., JR. Release No. AP-6619 File Number: 3-19024
Date: June 28, 2019	Respondents: Gibson, Christopher M. Release No. AP-6615 File Number: 3-17184
Date: June 28, 2019	Respondents: Gibson, Christopher M. Release No. AP-6616 File Number: 3-17184
Date: June 28, 2019	Respondents: Retirement Surety LLC Crescendo Financial LLC Rose, Thomas Leeman, David Featherstone, David Release No. AP-6617 File Number: 3-18061
Date: June 24, 2019	Respondents: Anderson, Traci J., CPA Carnahan, Timothy W. CYIOS Corporation Release No. AP-6613 File Number: 3-16386
Date: June 24, 2019	Respondents: Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-6614 File Number: 3-16509
Date: June 21, 2019	Respondents: Amundsen, Joseph S., CPA Remus, Michael T., CPA Remus Michael, CPA Release No. AP-6612 File Number: 3-18994
Date: June 17, 2019	Respondents: Amundsen, Joseph S., CPA Remus, Michael T., CPA Remus Michael, CPA Release No. AP-6610 File Number: 3-18994
Date: June 17, 2019	Respondents: Baker, Robert L. Herrera, Jacob B. Bowen, Michael D. Ballard, Terrence A. Release No. AP-6611 File Number: 3-17716
Date: June 14, 2019	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6605 File Number: 3-18292