Fixed Income Clearing Corporation (FICC) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number: 34-98327 | SEC Issue Date:Sep 8, 2023 | File Number: SR-FICC-2023-010 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Order Granting Approval of Proposed Rule Change to Amend and Restate the Cross-Margining Agreement between FICC and CME |
| Release Number:34-98163 | SEC Issue Date:Aug 18, 2023 | File Number:SR-FICC-2023-012 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of Proposed Rule Change Relating to the Margin Liquidity Adjustment Charge Comments Due: September 14, 2023 View Received Comments See Also - Exhibit 3, Exhibit 5 Submit a Comment on SR-FICC-2023-012
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| Release Number:34-98160 | SEC Issue Date:Aug 17, 2023 | File Number:SR-FICC-2023-011 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a Portfolio Differential Charge as an Additional Component to the Government Securities Division Required Fund Deposit Comments Due: September 13, 2023 See Also - Exhibit 5, Exhibit 3 |
| Release Number:34-97969 | SEC Issue Date:Jul 24, 2023 | File Number:SR-FICC-2023-010 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of Proposed Rule Change to Amend and Restate the Cross-Margining Agreement between FICC and CM Comments Due: August 18, 2023 See Also - Exhibit 5, Exhibit 3 |
| Release Number:34-97897 | SEC Issue Date:Jul 13, 2023 | File Number:SR-FICC-2023-009 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the GSD Rules, MBSD Rules, and EPN Rules Comments Due: August 9, 2023 See Also - Exhibit 5 |
| Release Number:34-97890 | SEC Issue Date:Jul 13, 2023 | File Number: SR-FICC-2023-008 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Model Risk Management Framework Comments Due: August 9, 2023 See Also - Exhibit 5 |
| Release Number: 34-97596 | SEC Issue Date:May 25, 2023 | File Number:SR-FICC-2023-006 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearing Agency Investment Policy Comments Due: June 22, 2023 View Received Comments See Also - Exhibit 5 |
| Release Number:34-97559 | SEC Issue Date:May 24, 2023 | File Number:SR-FICC-2023-007 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for a New Pair-Off Message That May Be Processed through the EPN Service Comments Due: June 21, 2023 See Also - Exhibit 5 |
| Release Number:34-97342 | SEC Issue Date:Apr 21, 2023 | File Number:SR-FICC-2023-003 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Order Granting Proposed Rule Change to Revise the Description of the Stressed Period Used to Calculate the Value-at-Risk Charge and Make Other Changes |
| Release Number:34-97283 | SEC Issue Date:Apr 11, 2023 | File Number:SR-FICC-2023-004 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update the Clearing Agency Securities Valuation Framework Comments Due: May 8, 2023 See Also - Exhibit 5 |