Municipal Securities Rulemaking Board (MSRB) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Self-Regulatory Organization Rulemaking Table
|
File Number
|
SRO Organization
|
Details
|
||
|---|---|---|---|---|
| Release Number:34-96516 | SEC Issue Date:Dec 16, 2022 | File Number:SR-MSRB-2022-10 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule A-12, on Registration, and Accompanying Form A-12 Changes Comments Due: January 12, 2023 See Also - Exhibit 3, Exhibit 5 Submit a Comment on SR-MSRB-2022-10
|
| Release Number:34-96348 | SEC Issue Date:Nov 17, 2022 | File Number:SR-MSRB-2022-09 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule G-3, on Professional Qualification Requirements, To Delete References to Certain Temporary Regulatory Relief Implemented During the Height of the Coronavirus Disease Comments Due: December 14, 2022 See Also - Exhibit 5 |
| Release Number:34-96346 | SEC Issue Date:Nov 17, 2022 | File Number:SR-MSRB-2022-08 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule G-27, on Supervision, To Further Extend the Current Regulatory Relief for Remote Office Inspections Through June 30, 2023 Comments Due: December 14, 2022 See Also - Exhibit 5 |
| Release Number:34-95684 | SEC Issue Date:Sep 7, 2022 | File Number:SR-MSRB-2022-07 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule G-3 Continuing Education Program Requirements To Harmonize With Industry-Wide Transformation Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 2, Exhibit 5 |
| Release Number:34-95602 | SEC Issue Date:Aug 25, 2022 | File Number:SR-MSRB-2022-05 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Order Granting Approval of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-34 to Better Align the CUSIP Requirements for Underwriters and Municipal Advisors with Current Market Practices |
| Release Number:34-95417 | SEC Issue Date:Aug 3, 2022 | File Number:SR-MSRB-2022-06 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rates of Assessment for Rate Card Fees Under MSRB Rules A-11 and A-13, Institute an Annual Rate Card Process for Future Rate Amendments, and Provide for Certain Technical Amendments to MSRB Rules A-11, A-12, and A-13 Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 3a, Exhibit 3b, Exhibit 5 |
| Release Number:34-95380 | SEC Issue Date:Jul 28, 2022 | File Number:SR-MSRB-2022-03 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Withdrawal of Proposed Rule Change To Amend Certain Rates of Assessment for Rate Card Fees Under MSRB Rules A-11 and A-13, Institute an Annual Rate Card Process for Future Rate Amendments, and Provide for Certain Technical Amendments to MSRB Rules A-11, A-12, and A-13 |
| Release Number:34-95208 | SEC Issue Date:Jul 7, 2022 | File Number:SR-MSRB-2022-05 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-34 To Better Align the CUSIP Requirements for Underwriters and Municipal Advisors With Current Market Practices Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |
| Release Number:34-95145 | SEC Issue Date:Jun 23, 2022 | File Number:SR-MSRB-2022-02 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Order Granting Approval of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-19 Regarding Regulation Best Interest for Certain Municipal Securities Activities of Bank Dealers and MSRB Rule G-48 Regarding Quantitative Suitability for Institutional Sophisticated Municipal Market Professionals |
| Release Number:34-95094 | SEC Issue Date:Jun 13, 2022 | File Number:SR-MSRB-2022-04 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to Certain Administrative Rules and Articles of the By-Laws of the Municipal Securities Rulemaking Board Relating to the MSRB's Officers Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |