National Securities Clearing Corporation Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-94494 | SEC Issue Date:Mar 23, 2022 | File Number:SR-NSCC-2021-016 | SRO Organization:National Securities Clearing Corporation |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: April 20, 2022 Rebuttal comments due: May 4, 2022 View Received Comments Submit a Comment on SR-NSCC-2021-016
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| Release Number:34-94272 | SEC Issue Date:Feb 17, 2022 | File Number:SR-NSCC-2022-001 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework Comments Due: 21 days after publication in the Federal Register View Received Comments |
| Release Number:34-94168 | SEC Issue Date:Feb 7, 2022 | File Number:SR-NSCC-2021-010 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes Comments Due: September 2, 2021 View Received Comments |
| Release Number:34-94068 | SEC Issue Date:Jan 26, 2022 | File Number:SR-NSCC-2021-016 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: January 19, 2022 View Received Comments |
| Release Number:34-93953 | SEC Issue Date:Jan 11, 2022 | File Number:SR-NSCC-2021-013 | SRO Organization:National Securities Clearing Corporation |
Details: Order Approving Proposed Rule Change To Provide for a Passive Acknowledgment Process, Codify Certain Settlement Processes, and Make Technical and Conforming Changes to the NSCC Rules & Procedures Comments Due: December 29, 2021 |
| Release Number:34-93873 | SEC Issue Date:Dec 29, 2021 | File Number:SR-NSCC-2021-017 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Fees for NSCC's MF Info Xchange Service, Modify Fees for NSCC's Alternative Investment Product Service and Make Certain Other Clarification Changes to Addendum A of the NSCC Rules Comments Due: January 26, 2022 See Also - Exhibit 5 |
| Release Number:34-93856 | SEC Issue Date:Dec 22, 2021 | File Number:SR-NSCC-2021-016 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: January 19, 2022 View Received Comments See Also - Exhibit 5 |
| Release Number:34-93722 | SEC Issue Date:Dec 6, 2021 | File Number:SR-NSCC-2021-015 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove Mutual Fund Deposit Requirements and Remove Certain Other Provisions Relating to Clearing Fund Requirements for Limited Members From the NSCC Rules Comments Due: January 3, 2022 See Also - Exhibit 5 |
| Release Number:34-93709 | SEC Issue Date:Dec 2, 2021 | File Number:SR-NSCC-2021-013 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change To Provide for a Passive Acknowledgment Process, Codify Certain Settlement Processes and Make Technical, Clarifying and Conforming Changes to the NSCC Rules & Procedures Comments Due: December 29, 2021 See Also - Exhibit 5 |
| Release Number:34-93678 | SEC Issue Date:Nov 30, 2021 | File Number:SR-NSCC-2021-014 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enhance the Transparency of the Calculation of the Backtesting Charge Comments Due: December 27, 2021 See Also - Exhibit 5 |