National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-95188 | SEC Issue Date:Jun 30, 2022 | File Number:SR-NSCC-2022-008 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Decommission the Insurance Profile Service, Adjust Fees for Insurance Information Exchange Service and Make Certain Other Corrections in the Rules Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-NSCC-2022-008
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| Release Number:34-95146 | SEC Issue Date:Jun 23, 2022 | File Number:SR-NSCC-2021-016 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: January 19, 2022 View Received Comments |
| Release Number:34-95078 | SEC Issue Date:Jun 10, 2022 | File Number:SR-NSCC-2022-006 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework See Also - Exhibit 3, Exhibit 5a and 5b Submit a Comment on SR-NSCC-2022-006 |
| Release Number:34-95026 | SEC Issue Date:Jun 2, 2022 | File Number:SR-NSCC-2022-005 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Revise the Excess Capital Premium Charge Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |
| Release Number:34-95021 | SEC Issue Date:Jun 1, 2022 | File Number:SR-NSCC-2022-007 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Voluntary Termination Provisions of the NSCC Rules for Limited Members Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-95011 | SEC Issue Date:May 31, 2022 | File Number:SR-NSCC-2022-003 | SRO Organization:National Securities Clearing Corporation |
Details: Order Approving Proposed Rule Change To Introduce Central Clearing for Securities Financing Transaction Clearing Service |
| Release Number:34-94977 | SEC Issue Date:May 24, 2022 | File Number:SR-NSCC-2022-004 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of a Proposed Rule Change To Require Applicants and Members To Maintain or Upgrade Their Network or Communications Technology Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-NSCC-2022-004 |
| Release Number:34-94694 | SEC Issue Date:Apr 12, 2022 | File Number:SR-NSCC-2022-003 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes Comments Due: May 10, 2022 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-NSCC-2022-003 |
| Release Number:34-94577 | SEC Issue Date:Apr 1, 2022 | File Number:SR-NSCC-2022-002 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Changes to Rule 52 to Support Processing of Interval Fund Repurchase Orders, Remove Underwriting Tender Offer Provisions and Make Certain Other Clarifications Comments Due: April 28, 2022 View Received Comments See Also - Exhibit 5 |
| Release Number:34-94537 | SEC Issue Date:Mar 29, 2022 | File Number:SR-NSCC-2021-010 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Withdrawal of a Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes Comments Due: September 2, 2021 View Received Comments |