National Securities Clearing Corporation Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-95723 | SEC Issue Date:Sep 9, 2022 | File Number:SR-NSCC-2022-012 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Number of Clarifications and Enhancements to NSCC's Rules & Procedures Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-NSCC-2022-012
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| Release Number:34-95656 | SEC Issue Date:Sep 1, 2022 | File Number:SR-NSCC-2022-005 | SRO Organization:National Securities Clearing Corporation |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Revise the Excess Capital Premium Charge Comments Due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register |
| Release Number:34-95650 | SEC Issue Date:Sep 1, 2022 | File Number:SR-NSCC-2022-009 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Intraday Volatility Charge and Eliminate Intraday Backtesting Charge Comments Due: Novemeber 10, 2022 Rebuttal comments due: 35 days after publication in the Federal Register |
| Release Number:34-95618 | SEC Issue Date:Aug 26, 2022 | File Number:SR-NSCC-2021-016 | SRO Organization:National Securities Clearing Corporation |
Details: Order Approving of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: January 19, 2022 View Received Comments |
| Release Number:34-95437 | SEC Issue Date:Aug 5, 2022 | File Number:SR-NSCC-2022-011 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance National Securities Clearing Corporation Automated Customer Account Transfer Service Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-95283 | SEC Issue Date:Jul 14, 2022 | File Number:SR-NSCC-2022-006 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend the Stress Testing Framework and Liquidity Risk Management Framework |
| Release Number:34-95278 | SEC Issue Date:Jul 14, 2022 | File Number:SR-NSCC-2022-010 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for the Securities Financing Transaction Clearing Service Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-95286 | SEC Issue Date:Jul 14, 2022 | File Number:SR-NSCC-2022-009 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change To Adopt Intraday Volatility Charge and Eliminate Intraday Backtesting Charge Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |
| Release Number:34-95245 | SEC Issue Date:Jul 11, 2022 | File Number:SR-NSCC-2022-005 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Revise the Excess Capital Premium Charge Comments Due: December 22, 2022 Rebuttal comments due: December 28, 2022 |
| Release Number:34-95237 | SEC Issue Date:Jul 8, 2022 | File Number:SR-NSCC-2022-004 | SRO Organization:National Securities Clearing Corporation |
Details: Order Approving a Proposed Rule Change To Require Applicants and Members To Maintain or Upgrade Their Network or Communications Technology |