The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Self-Regulatory Organization Rulemaking Table
|
File Number
|
SRO Organization
|
Details
|
||
|---|---|---|---|---|
| Release Number:34-100009 | SEC Issue Date:Apr 22, 2024 | File Number:SR-OCC-2024-001 | SRO Organization:The Options Clearing Corporation |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change by The Options Clearing Corporation Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements Du Comments Due: May 17, 2024 |
| Release Number:34-99951 | SEC Issue Date:Apr 12, 2024 | File Number:SR-OCC-2024-004 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update The Options Clearing Corporation’s Operational Loss Fee Pursuant to Its Capital Management Policy Comments Due: May 9, 2024 See Also - Exhibit 3, Exhibit 5 Submit a Comment on SR-OCC-2024-004
|
| Release Number:34-99735 | SEC Issue Date:Mar 14, 2024 | File Number:SR-OCC-2023-007 | SRO Organization:The Options Clearing Corporation |
Details: Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1 and Amendment No. 2, Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and t |
| Release Number:34-99701 | SEC Issue Date:Mar 8, 2024 | File Number:SR-OCC-2024-002 | SRO Organization:The Options Clearing Corporation |
Details: Order Granting Proposed Rule Change Concerning Amendments to The Options Clearing Corporation's Rules, By-Laws, and Certain Clearing Member Documents |
| Release Number: 34-99641 | SEC Issue Date:Feb 29, 2024 | File Number:SR-OCC-2024-003 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning the Option Clearing Corporation’s Interpretative Guidance on Contract Adjustments for Cash Dividends and Distributions Comments Due: March 27, 2024 View Received Comments See Also - Exhibit 3, Exhibit 5 |
| Release Number:34-99594 | SEC Issue Date:Feb 23, 2024 | File Number:SR-OCC-2024-001 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When the Products It Clears and the M |
| Release Number:34-99568 | SEC Issue Date:Feb 20, 2024 | File Number:SR-OCC-2023-007 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1 and Amendment No. 2, Concerning Modifications to the Amended and Resta |
| Release Number:34-99426 | SEC Issue Date:Jan 24, 2024 | File Number:SR-OCC-2023-007 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Amendment No. 2 to Proposed Rule Change by The Options Clearing Corporation Concerning Modifications to the Amended and Restated Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National S Comments Due: February 14, 2024 View Received Comments See Also - Exhibit 3, Exhibit 4, Exhibit 5 |
| Release Number:34-99393 | SEC Issue Date:Jan 19, 2024 | File Number:SR-OCC-2024-001 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When the Products It Clears and the Markets I Comments Due: February 15, 2024 View Received Comments See Also - Exhibit 3, Exhibit 5 |
| Release Number:34-99392 | SEC Issue Date:Jan 19, 2024 | File Number:SR-OCC-2024-002 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change Concerning Amendments to The Options Clearing Corporation’s Rules, By-Laws, and Certain Clearing Member Documents Comments Due: February 15, 2024 See Also - Exhibit 5a-5f |