The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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| Release Number:34-97832 | SEC Issue Date:Jul 3, 2023 | File Number:SR-OCC-2023-003 | SRO Organization:The Options Clearing Corporation |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Clearing Member Cybersecurity Obligations Comments Due: July 25, 2023 Submit a Comment on SR-OCC-2023-003
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| Release Number:34-97785 | SEC Issue Date:Jun 21, 2023 | File Number:SR-OCC-2023-005 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change by the Options Clearing Corporation Concerning Amendment of its Recovery and Orderly Wind-Down Plan Comments Due: July 18, 2023 View Received Comments |
| Release Number:34-97763 | SEC Issue Date:Jun 20, 2023 | File Number:SR-OCC-2023-004 | SRO Organization:The Options Clearing Corporation |
Details: Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation to amend and enhance the Options Clearing Corporation's Model Risk Management Policy |
| Release Number:34-97765 | SEC Issue Date:Jun 20, 2023 | File Number:SR-OCC-2022-012 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Concerning The Options Clearing Corporation's Collateral Haircuts and Standards for Clearing Banks and Letters |
| Release Number: 34-97602 | SEC Issue Date:May 26, 2023 | File Number:SR-OCC-2023-003 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Partial Amendment No. 1 to Proposed Rule Change by The Options Clearing Corporation Concerning Clearing Member Cybersecurity Obligations Comments Due: June 23, 2023 |
| Release Number:34-97525 | SEC Issue Date:May 18, 2023 | File Number:SR-OCC-2023-003 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change by The Options Clearing Corporation Concerning Clearing Member Cybersecurity Obligations |
| Release Number:34-97484 | SEC Issue Date:May 11, 2023 | File Number:SR-OCC-2023-004 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change by The Options Clearing Corporation to Amend and Enhance the Options Clearing Corporation's Model Risk Management Policy Comments Due: June 7, 2023 See Also - Exhibit 3, Exhibit 5 |
| Release Number:34-97439 | SEC Issue Date:May 5, 2023 | File Number:SR-OCC-2023-002 | SRO Organization:The Options Clearing Corporation |
Details: Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation Concerning the Amendment of its Clearing Membership Standards |
| Release Number:34-97225 | SEC Issue Date:Mar 30, 2023 | File Number:SR-OCC-2023-003 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change to Amend the Stress Testing Framework and Liquidity Risk Management Framework Comments Due: April 26, 2023 View Received Comments |
| Release Number:34-97178 | SEC Issue Date:Mar 21, 2023 | File Number:SR-OCC-2022-012 | SRO Organization:The Options Clearing Corporation |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Concerning the Options Clearing Corporation's Collateral Haircuts and Standards for Clearing Banks and Letters of Credit Comments Due: 15 days after publication in the Federal Register Rebuttal comments due: 29 days after publication in the Federal Register View Received Comments |