The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-97150 | SEC Issue Date:Mar 15, 2023 | File Number:SR-OCC-2023-002 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning the Amendment of its Clearing Membership Standards. Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 2, Exhibit 5a, Exhibit 5b Submit a Comment on SR-OCC-2023-002
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| Release Number:34-96948 | SEC Issue Date:Feb 17, 2023 | File Number:SR-OCC-2023-001 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update The Options Clearing Corporation's Operational Loss Fee Pursuant to Its Capital Management Policy Comments Due: March 16, 2023 View Received Comments See Also - Exhibit 3, Exhibit 5 |
| Release Number:34-96797 | SEC Issue Date:Feb 3, 2023 | File Number:SR-OCC-2022-012 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning the Options Clearing Corporation's Collateral Haircuts and Standards for Clearing Banks and Letters of Credit Comments Due: January 13, 2023 View Received Comments |
| Release Number:34-96566 | SEC Issue Date:Dec 22, 2022 | File Number:SR-OCC-2022-010 | SRO Organization:The Options Clearing Corporation |
Details: Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation Concerning a Risk Management Framework and Corporate Risk Management Policy |
| Release Number:34-96533 | SEC Issue Date:Dec 19, 2022 | File Number:SR-OCC-2022-012 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Collateral Haircuts and Standards for Clearing Banks and Letters of Credit Comments Due: January 13, 2023 View Received Comments See Also - Exhibit 3a-3c, Exhibit 5a, Exhibit 5b-d |
| Release Number:34-96275 | SEC Issue Date:Nov 8, 2022 | File Number:SR-OCC-2022-010 | SRO Organization:The Options Clearing Corporation |
Details: The Options Clearing Corporation Notice of Designation of Longer Period for Commission Action on Proposed Rule Change by The Options Clearing Corporation Concerning a Risk Management Framework and Corporate Risk Management Policy |
| Release Number:34-96246 | SEC Issue Date:Nov 7, 2022 | File Number:SR-OCC-2022-011 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning Corrections to Its By-Laws Comments Due: December 5, 2022 See Also - Exhibit 5 |
| Release Number:34-95842 | SEC Issue Date:Sep 20, 2022 | File Number:SR-OCC-2022-010 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change by the Options Clearing Corporation Concerning a Risk Management Framework and Corporate Risk Management Policy Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5j Submit a Comment on SR-OCC-2022-010 |
| Release Number:34-95717 | SEC Issue Date:Sep 9, 2022 | File Number:SR-OCC-2022-009 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning One Multiplier Options Comments Due: 21 days after publication in the Federal Register |
| Release Number:34-95364 | SEC Issue Date:Jul 26, 2022 | File Number:SR-OCC-2022-009 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning One Multiplier Options Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |