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Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number:34-68438 SEC Issue Date:Dec 14, 2012 File Number:AN-OCC-2012-04 SRO Organization:The Options Clearing Corporation (OCC-AN) Details: Notice Filing To Revise the Method for Determining the Minimum Clearing Fund Size To Include Consideration of the Amount Necessary To Draw on Secured Credit Facilities
See Also - Rel. No. 34-68445, Rel. No. 34-68130, Rel. No. 34-68225
Release Number:34-68434 SEC Issue Date:Dec 14, 2012 File Number:AN-OCC-2012-01 SRO Organization:The Options Clearing Corporation (OCC-AN) Details: Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, and Notice of No Objection to Advance Notice, Modified by Amendment No. 1 Thereto, Relating to the Clearance and Settlement of Over-the-Counter Options
See Also - Rel. No. 34-68112, Rel. No. 34-67835, Rel. No. 34-68112, Rel. No. 34-67835
Release Number:34-68225 SEC Issue Date:Nov 14, 2012 File Number:AN-OCC-2012-04 SRO Organization:The Options Clearing Corporation (OCC-AN) Details: Notice To Revise the Method for Determining the Minimum Clearing Fund Size To Include Consideration of the Amount Necessary To Draw on Secured Credit Facilities
See Also - Rel. No. 34-68445, Rel. No. 34-68130, 34-68438.pdf
Release Number:34-68147 SEC Issue Date:Nov 2, 2012 File Number:SR-OCC-2012-17 SRO Organization:The Options Clearing Corporation (OCC-AN) Details: Notice Filing, as Modified by Amendment No. 1 Thereto, Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis
Release Number:34-68111 SEC Issue Date:Oct 26, 2012 File Number:SR-OCC-2012-14 SRO Organization:The Options Clearing Corporation (OCC-AN) Details: Notice To Establish the Legal and Operational Framework for Providing Central Clearing of OTC Index Options on the S&P 500 Index That Are Negotiated Bilaterally in the Over-the-Counter Market and Submitted to OCC for Clearance
See Also - Rel. No. 34-68434, Rel. No. 34-68112, Rel. No. 34-67906, Rel. No. 34-67835
Release Number:34-68002 SEC Issue Date:Oct 5, 2012 File Number:SR-NSCC-2008-07 SRO Organization:The Options Clearing Corporation (OCC-AN), National Securities Clearing Corporation (NSCC-AN) Details: Notice of Filing of Advance Notice and Notice of No Objection to Replace The Options Clearing Corporation's Credit Facility
Release Number:34-67921 SEC Issue Date:Sep 25, 2012 File Number:SR-OCC-2012-17 SRO Organization:The Options Clearing Corporation (OCC-AN) Details: Advance Notice Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis
See Also - Rel. No. 34-68148, 34-68147.pdf, Rel. No. 34-67896
Release Number:34-67906 SEC Issue Date:Sep 21, 2012 File Number:SR-OCC-2012-14 SRO Organization:The Options Clearing Corporation, The Options Clearing Corporation (OCC-AN) Details: Notice of Filing of Advance Notice Relating to the Clearance and Settlement of Over-the-Counter Options
See Also - Rel. No. 34-68434, Rel. No. 34-68112, 34-68111.pdf, Rel. No. 34-67835
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