The Options Clearing Corporation (OCC-AN) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
|
SRO Organization
|
Details
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|---|---|---|---|---|
| Release Number:34-85670 | SEC Issue Date:Apr 17, 2019 | File Number:SR-OCC-2019-801 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice Related to The Options Clearing Corporation's Margin Methodology for Volatility Index Futures |
| Release Number:34-84838 | SEC Issue Date:Dec 19, 2018 | File Number:SR-OCC-2018-804 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice, as Modified by Partial Amendment No. 1, Related to The Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility |
| Release Number:34-84626 | SEC Issue Date:Nov 19, 2018 | File Number:SR-OCC-2018-804 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice, as Modified by Partial Amendment No. 1, Related to The Options Clearing Corporation's Margin Methodology for Incorporating Variations in Implied Volatility |
| Release Number:34-83928 | SEC Issue Date:Aug 23, 2018 | File Number:SR-OCC-2017-810 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice, as Modified by Partial Amendment No. 3, Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan View Received Comments |
| Release Number:34-83927 | SEC Issue Date:Aug 23, 2018 | File Number:SR-OCC-2017-809 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice, as Modified by Amendment No. 2, Concerning Enhanced and New Tools for Recovery Scenarios View Received Comments |
| Release Number:34-83761 | SEC Issue Date:Aug 1, 2018 | File Number:SR-OCC-2017-809 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Amendments No. 1 and 2 to Advance Notice Concerning Enhanced and New Tools for Recovery Scenarios View Received Comments See Also - Exhibit 5a, Exhibit 5b |
| Release Number:34-83762 | SEC Issue Date:Aug 1, 2018 | File Number:SR-OCC-2017-810 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Partial Amendments No. 1, 2, and 3 to Advance Notice Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan View Received Comments |
| Release Number:34-83714 | SEC Issue Date:Jul 26, 2018 | File Number:SR-OCC-2018-803 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of No Objection to Advance Notice, as Modified by Amendments No. 1 and 2, Concerning Proposed Changes to The Options Clearing Corporation's Stress Testing and Clearing Fund Methodology |
| Release Number:34-83561 | SEC Issue Date:Jun 29, 2018 | File Number:SR-OCC-2018-803 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice, as Modified by Amendment No. 1, Concerning Proposed Changes to The Options Clearing Corporation's Stress Testing and Clearing Fund Methodology See Also - Exhibit 5a, Exhibit 5b |
| Release Number:34-83529 | SEC Issue Date:Jun 27, 2018 | File Number:SR-OCC-2018-802 | SRO Organization:The Options Clearing Corporation (OCC-AN) |
Details: Notice of Filing of Advance Notice of and No Objection to The Options Clearing Corporation's Proposal to Enter Into a New Credit Facility Agreement |